- Letter
- Open Access
Exact criteria for ground-state overlap dominance and dynamical quantum phase transitions
Phys. Rev. E 114, L042103 – Published 8 October, 2026
DOI: https://doi.org/10.1103/gxlb-k4cp
Abstract
It was recently conjectured and verified for the transverse-field Ising model [Phys. Rev. B 113, 165102 (2026)] that, after a sudden quench within the same equilibrium phase, the initial ground state has its largest overlap with the final ground state. We show that this phase-based criterion is generally false, even in translationally invariant free-fermion systems. For Hamiltonians that factorize into independent momentum sectors, we derive the exact necessary-and-sufficient condition for ground-state overlap dominance: the initial and final sector Bloch vectors must have positive dot product for every momentum. This result proves the conjecture in classes where same-phase quenches enforce this geometric condition, but gives explicit same-phase counterexamples in Kitaev chains, where excited final eigenstates can dominate the overlap distribution. We further show that the same obstruction controls real-time Fisher-zero crossings, allowing dynamical quantum phase transitions without crossing an equilibrium phase boundary.
Physics Subject Headings (PhySH)
Article Text
References (31)
- M. Born and V. Fock, Beweis des Adiabatensatzes, Z. Phys. 51, 165 (1928).
- T. Kato, On the adiabatic theorem of quantum mechanics, J. Phys. Soc. Jpn. 5, 435 (1950).
- J. E. Avron and A. Elgart, Adiabatic theorem without a gap condition, Commun. Math. Phys. 203, 445 (1999).
- P. Calabrese and J. Cardy, Time dependence of correlation functions following a quantum quench, Phys. Rev. Lett. 96, 136801 (2006).
- M. A. Cazalilla, Effect of suddenly turning on interactions in the Luttinger model, Phys. Rev. Lett. 97, 156403 (2006).
- M. Rigol, V. Dunjko, V. Yurovsky, and M. Olshanii, Relaxation in a completely integrable many-body quantum system: An ab initio study of the dynamics of the highly excited states of 1D lattice hard-core bosons, Phys. Rev. Lett. 98, 050405 (2007).
- A. Polkovnikov, K. Sengupta, A. Silva, and M. Vengalattore, Colloquium: Nonequilibrium dynamics of closed interacting quantum systems, Rev. Mod. Phys. 83, 863 (2011).
- J. Dziarmaga, Dynamics of a quantum phase transition and relaxation to a steady state, Adv. Phys. 59, 1063 (2010).
- F. H. L. Essler and M. Fagotti, Quench dynamics and relaxation in isolated integrable quantum spin chains, J. Stat. Mech. (2016) 064002.
- M. Cheneau, P. Barmettler, D. Poletti, M. Endres, P. Schauß, T. Fukuhara, C. Gross, I. Bloch, C. Kollath, and S. Kuhr, Light-cone-like spreading of correlations in a quantum many-body system, Nature (London) 481, 484 (2012).
- P. Jurcevic, B. P. Lanyon, P. Hauke, C. Hempel, P. Zoller, R. Blatt, and C. F. Roos, Quasiparticle engineering and entanglement propagation in a quantum many-body system, Nature (London) 511, 202 (2014).
- A. M. Kaufman, M. E. Tai, A. Lukin, M. Rispoli, R. Schittko, P. M. Preiss, and M. Greiner, Quantum thermalization through entanglement in an isolated many-body system, Science 353, 794 (2016).
- P. Talkner, E. Lutz, and P. Hänggi, Fluctuation theorems: Work is not an observable, Phys. Rev. E 75, 050102(R) (2007).
- A. Silva, Statistics of the work done on a quantum critical system by quenching a control parameter, Phys. Rev. Lett. 101, 120603 (2008).
- J. Goold, F. Plastina, A. Gambassi, and A. Silva, in Thermodynamics in the Quantum Regime, edited by F. Binder, L. A. Correa, C. Gogolin, J. Anders, and G. Adesso, Fundamental Theories of Physics Vol. 195 (Springer, Cham, 2019), pp. 317–336.
- C. Rylands and N. Andrei, Loschmidt amplitude and work distribution in quenches of the sine-Gordon model, Phys. Rev. B 99, 085133 (2019).
- M. Heyl, A. Polkovnikov, and S. Kehrein, Dynamical quantum phase transitions in the transverse-field Ising model, Phys. Rev. Lett. 110, 135704 (2013).
- M. Heyl, Dynamical quantum phase transitions: A review, Rep. Prog. Phys. 81, 054001 (2018).
- P. P. Mazza, J.-M. Stéphan, E. Canovi, V. Alba, M. Brockmann, and M. Haque, Overlap distributions for quantum quenches in the anisotropic Heisenberg chain, J. Stat. Mech. (2016) 013104.
- G. Delfino and M. Sorba, Persistent oscillations after quantum quenches in dimensions, Nucl. Phys. B 974, 115643 (2022).
- G. Delfino and M. Sorba, On unitary time evolution out of equilibrium, Nucl. Phys. B 1005, 116587 (2024).
- P. Zanardi and N. Paunković, Ground state overlap and quantum phase transitions, Phys. Rev. E 74, 031123 (2006).
- S.-J. Gu, Fidelity approach to quantum phase transitions, Int. J. Mod. Phys. B 24, 4371 (2010).
- M. Cozzini, R. Ionicioiu, and P. Zanardi, Quantum fidelity and quantum phase transitions in matrix product states, Phys. Rev. B 76, 104420 (2007).
- E. Lieb, T. Schultz, and D. Mattis, Two soluble models of an antiferromagnetic chain, Ann. Phys. 16, 407 (1961).
- P. Pfeuty, The one-dimensional Ising model with a transverse field, Ann. Phys. 57, 79 (1970).
- P. Calabrese, F. H. L. Essler, and M. Fagotti, Quantum quench in the transverse-field Ising chain, Phys. Rev. Lett. 106, 227203 (2011).
- P. Calabrese, F. H. L. Essler, and M. Fagotti, Quantum quench in the transverse field Ising chain: I. Time evolution of order parameter correlators, J. Stat. Mech. (2012) P07016.
- W. P. Su, J. R. Schrieffer, and A. J. Heeger, Solitons in polyacetylene, Phys. Rev. Lett. 42, 1698 (1979).
- A. Y. Kitaev, Unpaired Majorana fermions in quantum wires, Phys.-Usp. 44, 131 (2001).
- S. Damerow and S. Kehrein, An extension of the adiabatic theorem, Phys. Rev. B 113, 165102 (2026).