Reuse & Permissions

It is not necessary to obtain permission to reuse this article or its components as it is available under the terms of the Creative Commons Attribution 4.0 International license. This license permits unrestricted use, distribution, and reproduction in any medium, provided attribution to the author(s) and the published article's title, journal citation, and DOI are maintained. Please note that some figures may have been included with permission from other third parties. It is your responsibility to obtain the proper permission from the rights holder directly for these figures.

Export citation

Export citation

Choose format for download:

Download Citation
  • Open Access

Explicit bounds on the spectrum of 6D N=(1,0) supergravity

Caucher Birkar*

Seung-Joo Lee†

  • Yau Mathematical Sciences Center, Jingzhai, Tsinghua University, Hai Dian District, Bejing, China 100084

  • *Contact author: birkar@tsinghua.edu.cn
  • †Contact author: seungjoolee@yonsei.ac.kr

Phys. Rev. D 113, 026006 – Published 8 January, 2026

DOI: https://doi.org/10.1103/twz8-h9dz

Abstract

We propose a novel strategy to derive explicit and uniform upper bounds on the particle spectrum of six-dimensional gravitational theories with minimal supersymmetry, focusing initially on the tensor sector. The strategy is motivated by considerations of F-theory compactifications on elliptic Calabi-Yau threefolds. However, it admits a clear bottom-up interpretation and is, thus, applicable to general supergravity theories modulo certain physical conjectures. At the heart of the strategy are two key structures, most natural in birational geometry: One concerns the singularity of the natural pairs on the base manifolds, and the other the fibration generically exhibited by the bases. Put physically, the former structure keeps the effective theories from decompactifying, and the latter ensures the (generic) presence of a heterotic string. We sketch our bounding strategy and present, for an illustration, the explicit bounds thereby derived on the tensor spectrum, with the technical details relegated to a companion paper [C. Birkar and S. J. Lee, arXiv:2507.06317].

View figure in article

Physics Subject Headings (PhySH)

Article Text

References (39)

  1. C. Vafa, The string landscape and the swampland, arXiv:hep-th/0509212.
  2. M. Gross, A finiteness theorem for elliptic Calabi-Yau threefolds, Duke Math. J. 74, 271 (1993).
  3. S. Filipazzi, C. D. Hacon, and R. Svaldi, Boundedness of elliptic Calabi-Yau threefolds, J. Eur. Math. Soc. 27, 3583 (2025).
  4. A. Grassi, Spectrum bounds in geometry, arXiv:2304.07819.
  5. C. Birkar and S. J. Lee, A Picard rank bound for base surfaces of elliptic Calabi-Yau 3-folds, arXiv:2507.06317.
  6. V. Kumar, D. R. Morrison, and W. Taylor, Global aspects of the space of 6D N=1 supergravities, J. High Energy Phys. 11 (2010) 118.
  7. D. S. Park and W. Taylor, Constraints on 6D supergravity theories with Abelian gauge symmetry, J. High Energy Phys. 01 (2012) 141.
  8. W. Taylor and A. P. Turner, An infinite swampland of U(1) charge spectra in 6D supergravity theories, J. High Energy Phys. 06 (2018) 010.
  9. S. J. Lee and T. Weigand, Elliptic K3 surfaces at infinite complex structure and their refined Kulikov models, J. High Energy Phys. 09 (2022) 143.
  10. R. Álvarez-García, S. J. Lee, and T. Weigand, Non-minimal elliptic threefolds at infinite distance. Part I. Log Calabi-Yau resolutions, J. High Energy Phys. 08 (2024) 240.
  11. R. Álvarez-García, S. J. Lee, and T. Weigand (to be published).
  12. S. J. Lee, W. Lerche, and T. Weigand, Physics of infinite complex structure limits in eight dimensions, J. High Energy Phys. 06 (2022) 042.
  13. R. Álvarez-García, S. J. Lee, and T. Weigand, Non-minimal elliptic threefolds at infinite distance II: Asymptotic physics, J. High Energy Phys. 01 (2025) 058.
  14. A. Grassi, On minimal models of elliptic threefolds, Math. Ann. 290, 287 (1991).
  15. S. J. Lee, W. Lerche, and T. Weigand, Tensionless strings and the weak gravity conjecture, J. High Energy Phys. 10 (2018) 164.
  16. S. J. Lee, W. Lerche, and T. Weigand, A stringy test of the scalar weak gravity conjecture, Nucl. Phys. B938, 321 (2019).
  17. P. S. Aspinwall and D. R. Morrison, Point—like instantons on K3 orbifolds, Nucl. Phys. B503, 533 (1997).
  18. P. Candelas, E. Perevalov, and G. Rajesh, Toric geometry and enhanced gauge symmetry of F theory / heterotic vacua, Nucl. Phys. B 507, 445 (1997).
  19. D. R. Morrison and W. Taylor, Toric bases for 6D F-theory models, Fortschr. Phys. 60, 1187 (2012).
  20. W. Taylor and Y. N. Wang, Non-toric bases for elliptic Calabi–Yau threefolds and 6D F-theory vacua, Adv. Theor. Math. Phys. 21, 1063 (2017).
  21. H. C. Kim, C. Vafa, and K. Xu, Finite landscape of 6d N=(1,0) supergravity, arXiv:2411.19155.
  22. A. Grassi and D. R. Morrison, Anomalies and the Euler characteristic of elliptic Calabi-Yau threefolds, Commun. Number Theor. Phys. 6, 51 (2012).
  23. A. Grassi and T. Weigand, On topological invariants of algebraic threefolds with (Q-factorial) singularities, arXiv:1804.02424.
  24. A. Font, B. Fraiman, M. Graña, C. A. Núñez, and H. P. De Freitas, Exploring the landscape of heterotic strings on Td, J. High Energy Phys. 10 (2020) 194.
  25. V. Collazuol, M. Graña, A. Herráez, and H. Parra De Freitas, Affine algebras at infinite distance limits in the heterotic string, J. High Energy Phys. 07 (2023) 036.
  26. F. A. Cachazo and C. Vafa, Type I’ and real algebraic geometry, arXiv:hep-th/0001029.
  27. S. J. Lee, W. Lerche, and T. Weigand, Emergent strings from infinite distance limits, J. High Energy Phys. 02 (2022) 190.
  28. M. Del Zotto, J. J. Heckman, A. Tomasiello, and C. Vafa, 6d conformal matter, J. High Energy Phys. 02 (2015) 054.
  29. J. J. Heckman, D. R. Morrison, T. Rudelius, and C. Vafa, Atomic Classification of 6D SCFTs, Fortschr. Phys. 63, 468 (2015).
  30. L. Bhardwaj, M. Del Zotto, J. J. Heckman, D. R. Morrison, T. Rudelius, and C. Vafa, F-theory and the classification of little strings, Phys. Rev. D 93, 086002 (2016); 100, 029901(E) (2019).
  31. P. Arras, A. Grassi, and T. Weigand, Terminal singularities, milnor numbers, and matter in F-theory, J. Geom. Phys. 123, 71 (2018).
  32. R. Wazir, Arithmetic on elliptic threefolds, Compos. Math. 140, 567 (2001).
  33. S. J. Lee and T. Weigand, Swampland bounds on the Abelian gauge sector, Phys. Rev. D 100, 026015 (2019).
  34. S. J. Lee and P. K. Oehlmann, Geometric bounds on the 1-form gauge sector, Phys. Rev. D 108, 086021 (2023).
  35. C. Birkar, Singularities of linear systems and boundedness of Fano varieties, Ann. Math. 193, 347 (2021).
  36. C. Birkar, Singularities on Fano fibrations and beyond, arXiv:2305.18770.
  37. C. Birkar, Boundedness of Fano type fibrations, Ann. Sci. ENS 57, 787 (2024).
  38. C. Birkar, G. Di Cerbo, and R. Svaldi, Boundedness of elliptic Calabi-Yyau varieties with a rational section, J. Diff. Geom. 128, 463 (2024).
  39. C. Birkar, Birational geometry and interactions with physics, 2024 KIAS-APCTP Frontiers of Theoretical Physics (2024), https://physics.kias.re.kr/FTP2024/.

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation