Reuse & Permissions

It is not necessary to obtain permission to reuse this article or its components as it is available under the terms of the Creative Commons Attribution 4.0 International license. This license permits unrestricted use, distribution, and reproduction in any medium, provided attribution to the author(s) and the published article's title, journal citation, and DOI are maintained. Please note that some figures may have been included with permission from other third parties. It is your responsibility to obtain the proper permission from the rights holder directly for these figures.

Export citation

Export citation

Choose format for download:

Download Citation
  • Open Access

New horizons in effective field theory?

Stefan Hollands1,2,* and Dustin Urbiks1

  • *Contact author: stefan.hollands@uni-leipzig.de

Phys. Rev. D 114, 024084 – Published 29 July, 2026

DOI: https://doi.org/10.1103/hkqk-932z

Abstract

We consider the most general parity symmetric effective scalar tensor theory in four dimensions containing terms up to fourth derivative order in the Lagrangian. It has been shown [H. S. Reall, [Phys. Rev. D 103, 084027 (2021)]] that this theory has three polarizations generically governed by different (nested) propagation cones, neither of which, in general, coincides with the light cone as defined by the metric. Consequently, the notion of a black hole horizon must be defined relative to the widest propagation cone and not with respect to the metric. We provide two theorems stating that, nevertheless, the horizon of a stationary black hole is null with respect to the metric and that, in fact, all three propagation cones touch on the horizon. The conditions in these theorems allow for rotating black holes. Our theorems thereby suggest that the notion of a Killing horizon, central in most discussions of black hole thermodynamics, retains its fundamental status and that certain thermodynamic paradoxes associated with multiple propagation cones are evaded.

View figure in article

Physics Subject Headings (PhySH)

Article Text

References (33)

  1. R. M. Wald, General Relativity (The University of Chicago Press, Chicago, 1984).
  2. H. Ringstrom, The Cauchy Problem in General Relativity, EMS Lecture notes in Mathematical Physics (European Mathematical Society Publishing House, Zurich, 2009).
  3. S. L. Dubovsky and S. M. Sibiryakov, Spontaneous breaking of Lorentz invariance, black holes and perpetuum mobile of the 2nd kind, Phys. Lett. B 638, 509 (2006).
  4. C. Eling, B. Z. Foster, T. Jacobson, and A. C. Wall, Lorentz violation and perpetual motion, Phys. Rev. D 75, 101502 (2007).
  5. T. Jacobson and A. C. Wall, Black hole thermodynamics and Lorentz symmetry, Found. Phys. 40, 1076 (2010).
  6. R. Benkel, J. Bhattacharyya, J. Louko, D. Mattingly, and T. P. Sotiriou, Dynamical obstruction to perpetual motion from Lorentz-violating black holes, Phys. Rev. D 98, 024034 (2018).
  7. S. R. Green, S. Hollands, A. Ishibashi, and R. M. Wald, Superradiant instabilities of asymptotically anti-de Sitter black holes, Classical Quantum Gravity 33, 125022 (2016).
  8. A. A. Starobinsky, Amplification of waves during reflection from a rotating “black hole”, Zh. Exp. Teor. Fiz. 64, 48 (1973) [Sov. Phys. JETP 37, 28 (1973)].
  9. A. Adam, P. Figueras, T. Jacobson, and T. Wiseman, Rotating black holes in Einstein-aether theory, Classical Quantum Gravity 39, 125001 (2022).
  10. H. S. Reall, Causality in gravitational theories with second order equations of motion, Phys. Rev. D 103, 084027 (2021).
  11. R. Benkel, N. Franchini, M. Saravani, and T. P. Sotiriou, Causal structure of black holes in shift-symmetric Horndeski theories, Phys. Rev. D 98, 064006 (2018).
  12. N. Tanahashi and S. Ohashi, Wave propagation and shock formation in the most general scalar–tensor theories, Classical Quantum Gravity 34, 215003 (2017).
  13. K. Izumi, Causal structures in Gauss-Bonnet gravity, Phys. Rev. D 90, 044037 (2014).
  14. M. Ali and V. Suneeta, Causal structure of higher curvature gravity, Phys. Rev. D 112, 024063 (2025).
  15. R. Courant and D. Hilbert, Methods of Mathematical Physics (Wiley, New York, 1962), Vol. 2.
  16. V. Iyer and R. M. Wald, Some properties of Noether charge and a proposal for dynamical black hole entropy, Phys. Rev. D 50, 846 (1994).
  17. V. Iyer and R. M. Wald, A comparison of Noether charge and Euclidean methods for computing the entropy of stationary black holes, Phys. Rev. D 52, 4430 (1995).
  18. S. Hollands, R. M. Wald, and V. G. Zhang, Entropy of dynamical black holes, Phys. Rev. D 110, 024070 (2024).
  19. S. Hollands, Á. D. Kovács, and H. S. Reall, The second law of black hole mechanics in effective field theory, J. High Energy Phys. 08 (2022) 258.
  20. S. Weinberg, Effective field theory for inflation, Phys. Rev. D 77, 123541 (2008).
  21. Á. D. Kovács and H. S. Reall, Well-posed formulation of scalar-tensor effective field theory, Phys. Rev. Lett. 124, 221101 (2020).
  22. S. Hollands, A. Ishibashi, and H. S. Reall, A stationary black hole must be axisymmetric in effective field theory, Commun. Math. Phys. 401, 2757 (2023).
  23. I. Racz and R. M. Wald, Global extensions of space-times describing asymptotic final states of black holes, Classical Quantum Gravity 13, 539 (1996).
  24. B. S. Kay and R. M. Wald, Theorems on the uniqueness and thermal properties of stationary, nonsingular, quasifree states on space-times with a bifurcate killing horizon, Phys. Rep. 207, 49 (1991).
  25. S. Hollands, A. Ishibashi, and R. M. Wald, A higher dimensional stationary rotating black hole must be axisymmetric, Commun. Math. Phys. 271, 699 (2007).
  26. D. Sudarsky and R. M. Wald, Mass formulas for stationary Einstein Yang-Mills black holes and a simple proof of two staticity theorems, Phys. Rev. D 47, R5209 (1993).
  27. G. W. Gibbons, D. Ida, and T. Shiromizu, Uniqueness and nonuniqueness of static black holes in higher dimensions, Phys. Rev. Lett. 89, 041101 (2002).
  28. G. L. Bunting and A. K. M. Masood-ul-Alam, Nonexistence of multiple black holes in asymptotically Euclidean static vacuum space-time, Gen. Relativ. Gravit. 19, 147 (1987).
  29. M. Rogatko, Uniqueness of charged static asymptotically flat black holes in dynamical Chern-Simons gravity, Phys. Rev. D 88, 024051 (2013).
  30. S. W. Hawking, Black holes in general relativity, Commun. Math. Phys. 25, 152 (1972).
  31. J. L. Friedman, K. Schleich, and D. M. Witt, Topological censorship, Phys. Rev. Lett. 71, 1486 (1993); 75, 1872(E) (1995).
  32. L. Evans, Partial Differential Equations (AMS, Providence, 2010).
  33. H. P. Gittel, J. Jezierski, J. Kijowski, and S. Leski, Rigid spheres in Riemannian spaces, Classical Quantum Gravity 30, 175010 (2013).

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation