Reuse & Permissions

It is not necessary to obtain permission to reuse this article or its components as it is available under the terms of the Creative Commons Attribution 4.0 International license. This license permits unrestricted use, distribution, and reproduction in any medium, provided attribution to the author(s) and the published article's title, journal citation, and DOI are maintained. Please note that some figures may have been included with permission from other third parties. It is your responsibility to obtain the proper permission from the rights holder directly for these figures.

Export citation

Export citation

Choose format for download:

Download Citation
  • Open Access

Refinements of the Eigenstate Thermalization Hypothesis under Local Rotational Invariance via Free Probability

Elisa Vallini1,*, Laura Foini2, and Silvia Pappalardi1

  • *Contact author: evallini@uni-koeln.de

PRX Quantum 7, 043007 – Published 13 October, 2026

DOI: https://doi.org/10.1103/d1cq-gj9p

Abstract

The eigenstate thermalization hypothesis (ETH) was developed as a framework for understanding how the principles of statistical mechanics emerge in the long-time limit of isolated quantum many-body systems. Since then, ETH has shifted the attention toward the study of matrix elements of physical observables in the energy eigenbasis. In this work, we revisit recent developments leading to the formulation of full ETH, a generalization of the original ETH ansatz that accounts for multi-point correlation functions. Using tools from free probability, we explore the implications of local rotational invariance, a property that emerges from the statistical invariance of observables under random basis transformations induced by small perturbations of the Hamiltonian. This approach allows us to make quantitative predictions and derive an analytical characterization of subleading corrections to matrix-element correlations, thereby refining the ETH ansatz. Moreover, our analysis links the statistical properties of matrix elements under random basis changes to the empirical averages over energy windows that are usually considered when dealing with a single instance of the ensemble. We validate our analytical predictions through comparison with numerical simulations in non-integrable Floquet systems.

View figure in article

Physics Subject Headings (PhySH)

Popular Summary

Article Text

References (123)

  1. A. Peres, Ergodicity and mixing in quantum theory. I, Phys. Rev. A 30, 504 (1984).
  2. M. Feingold and A. Peres, Distribution of matrix elements of chaotic systems, Phys. Rev. A 34, 591 (1986).
  3. M. Srednicki, Chaos and quantum thermalization, Phys. Rev. E 50, 888 (1994).
  4. M. Srednicki, The approach to thermal equilibrium in quantized chaotic systems, J. Phys. A 32, 1163 (1999).
  5. J. M. Deutsch, Quantum statistical mechanics in a closed system, Phys. Rev. A 43, 2046 (1991).
  6. P. Reimann, Eigenstate thermalization: Deutsch’s approach and beyond, New J. Phys. 17, 055025 (2015).
  7. L. D’Alessio, Y. Kafri, A. Polkovnikov, and M. Rigol, From quantum chaos and eigenstate thermalization to statistical mechanics and thermodynamics, Adv. Phys. 65, 239 (2016).
  8. O. Bohigas, M. J. Giannoni, and C. Schmit, Characterization of chaotic quantum spectra and universality of level fluctuation laws, Phys. Rev. Lett. 52, 1 (1984).
  9. M. V. Berry, Regular and irregular semiclassical wavefunctions, J. Phys. A 10, 2083 (1977).
  10. A. Voros, Semi-classical ergodicity of quantum eigenstates in the Wigner representation, Stochastic Behavior in Classical and Quantum Hamiltonian Systems, Lecture Notes in Physics, edited by G. Casati-J. Ford (Springer, Berlin, Heidelberg, 1979), Vol. 93, pp. 326–333, 10.1007/BFb0021757.
  11. S. Goldstein, J. L. Lebowitz, R. Tumulka, and N. Zanghì, Canonical typicality, Phys. Rev. Lett. 96, 050403 (2006).
  12. S. Popescu, A. J. Short, and A. Winter, Entanglement and the foundations of statistical mechanics, Nat. Phys. 2, 754 (2006).
  13. M. Rigol, V. Dunjko, and M. Olshanii, Thermalization and its mechanism for generic isolated quantum systems, Nature (London) 452, 854 (2008).
  14. J. von Neumann, Proof of the ergodic theorem and the H–theorem in quantum mechanics, Eur. Phys. J. H 35, 201 (2010).
  15. S. Goldstein, J. L. Lebowitz, C. Mastrodonato, R. Tumulka, and N. Zanghi, Approach to thermal equilibrium of macroscopic quantum systems, Phys. Rev. E 81, 011109 (2010).
  16. A. Dymarsky, N. Lashkari, and H. Liu, Subsystem eigenstate thermalization hypothesis, Phys. Rev. E 97, 012140 (2018).
  17. L. Foini and J. Kurchan, Eigenstate thermalization hypothesis and out of time order correlators, Phys. Rev. E 99, 042139 (2019).
  18. A. Chan, A. De Luca, and J. T. Chalker, Eigenstate correlations, thermalization, and the butterfly effect, Phys. Rev. Lett. 122, 220601 (2019).
  19. C. Murthy and M. Srednicki, Bounds on chaos from the eigenstate thermalization hypothesis, Phys. Rev. Lett. 123, 230606 (2019).
  20. G. O. Alves, F. Fritzsch, and P. W. Claeys, Probes of full eigenstate thermalization in ergodicity-breaking quantum circuits, Quantum 9, 1949 (2025).
  21. J. Richter, A. Dymarsky, R. Steinigeweg, and J. Gemmer, Eigenstate thermalization hypothesis beyond standard indicators: Emergence of random-matrix behavior at small frequencies, Phys. Rev. E 102, 042127 (2020).
  22. D. Hahn, D. J. Luitz, and J. T. Chalker, Eigenstate correlations, the eigenstate thermalization hypothesis, and quantum information dynamics in chaotic many-body quantum systems, Phys. Rev. X 14, 031029 (2024).
  23. L. Foini, A. Dymarsky, and S. Pappalardi, Out-of-equilibrium eigenstate thermalization hypothesis, Scipost Phys. 18, 136 (2025).
  24. A. Belin and J. de Boer, Random statistics of OPE coefficients and Euclidean wormholes, Classical Quantum Gravity 38, 164001 (2021).
  25. A. Belin, J. de Boer, and D. Liska, Non-Gaussianities in the statistical distribution of heavy OPE coefficients and wormholes, J. High Energy Phys. 06, 116 (2022).
  26. J. Chandra, S. Collier, T. Hartman, and A. Maloney, Semiclassical 3D gravity as an average of large-c CFTs, J. High Energy Phys. (2022), 069 (2022).
  27. D. L. Jafferis, D. K. Kolchmeyer, B. Mukhametzhanov, and J. Sonner, JT gravity with matter, generalized ETH, and random matrices, Phys. Rev. D 108, 066015 (2023).
  28. P. Hosur, X.-L. Qi, D. A. Roberts, and B. Yoshida, Chaos in quantum channels, J. High Energy Phys. 2016, 004 (2016).
  29. T. Kawamoto, A strategy for proving the strong eigenstate thermalization hypothesis: Chaotic systems and holography, J. High Energy Phys. 2025, 095 (2025).
  30. P. Saad, Late time correlation functions, baby universes, and ETH in JT gravity, arXiv:1910.10311.
  31. D. L. Jafferis, D. K. Kolchmeyer, B. Mukhametzhanov, and J. Sonner, Matrix models for eigenstate thermalization, Phys. Rev. X 13, 031033 (2023).
  32. S. Pappalardi, L. Foini, and J. Kurchan, Eigenstate thermalization hypothesis and free probability, Phys. Rev. Lett. 129, 170603 (2022).
  33. S. Pappalardi, F. Fritzsch, and Tž Prosen, Full eigenstate thermalization via free cumulants in quantum lattice systems, Phys. Rev. Lett. 134, 140404 (2025).
  34. D.-V. Voiculescu, Limit laws for Random matrices and free products, Inventiones Mathematicae 104, 201 (1991).
  35. D.-V. Voiculescu, K. J. Dykema, and A. Nica, Free Random Variables, CRM Monograph Series, Vol. 1 (American Mathematical Society, Providence, RI, 1992).
  36. R. Speicher, Free probability theory and non-crossing partitions, Séminaire Lotharingien de Combinatoire 39, B39c (1997), https://www.emis.de/journals/SLC/wpapers/s39speicher.pdf.
  37. H. A. Camargo, Y. Fu, V. Jahnke, K. Pal, and K.-Y. Kim, Quantum signatures of chaos from free probability, J. High Energy Phys. 2025, 138 (2025).
  38. F. Fritzsch and P. W. Claeys, Free probability in a minimal quantum circuit model, arXiv:2506.11197.
  39. F. Fritzsch, Tž Prosen, and S. Pappalardi, Microcanonical free cumulants in lattice systems, Phys. Rev. B 111, 054303 (2025).
  40. F. Fritzsch, G. O. Alves, M. A. Rampp, and P. W. Claeys, Free cumulants and full eigenstate thermalization from boundary scrambling, arXiv:2509.08060.
  41. T. Pathak, Full eigenstate thermalization in integrable spin systems, arXiv:2510.05887.
  42. S. Jindal and P. Hosur, Generalized free cumulants for quantum chaotic systems, J. High Energy Phys. 2024, 066 (2024).
  43. M. Fava, J. Kurchan, and S. Pappalardi, Designs via free probability, Phys. Rev. X 15, 011031 (2025).
  44. G. Cipolloni, László Erdős, and D. Schröder, Thermalisation for Wigner matrices, J. Funct. Anal. 282, 109394 (2022).
  45. H. J. Chen and J. Kudler-Flam, Free Independence and the noncrossing partition lattice in dual‑unitary quantum circuits, Phys. Rev. B 111, 014311 (2025).
  46. E. Vallini and S. Pappalardi, Long-time freeness in the kicked top, Quantum 10, 2129 (2026).
  47. N. Dowling, J. De Nardis, M. Heinrich, X. Turkeshi, and S. Pappalardi, Free independence and unitary design from random matrix product unitaries, arXiv:2508.00051.
  48. L. Foini and J. Kurchan, Eigenstate thermalization and rotational invariance in ergodic quantum systems, Phys. Rev. Lett. 123, 260601 (2019).
  49. In this work we focus mostly on random unitary rotations, that is, when the system belongs to the unitary symmetry class. The orthogonal case is only briefly mentioned in Appendixes pp5 and pp6-s2.

  50. E. P. Wigner, Characteristic vectors of bordered matrices with infinite dimensions, Ann. Math. 62, 548 (1955).
  51. M. L. Mehta, Random Matrices, 3rd ed. (Elsevier, Amsterdam, 2004).
  52. M. Brenes, J. Goold, and M. Rigol, Low-frequency behavior of off-diagonal matrix elements in the integrable XXZ chain and in a locally perturbed quantum-chaotic XXZ chain, Phys. Rev. B 102, 075127 (2020).
  53. J. Wang, M. H. Lamann, J. Richter, R. Steinigeweg, A. Dymarsky, and J. Gemmer, Eigenstate thermalization hypothesis and its deviations from random-matrix theory beyond the thermalization time, Phys. Rev. Lett. 128, 180601 (2022).
  54. C. Bertoni, C. Wassner, G. Guarnieri, and J. Eisert, Typical thermalization of low-entanglement states, Commun. Phys. 8, 301 (2025)..
  55. J. Wang, J. Richter, M. H. Lamann, R. Steinigeweg, J. Gemmer, and A. Dymarsky, Emergence of unitary symmetry of microcanonically truncated operators in chaotic quantum systems, Phys. Rev. E 110, L032203 (2024).
  56. J. Wang, H. Yan, R. Steinigeweg, and J. Gemmer, Eigenstate thermalization hypothesis and random matrix theory universality in few-body systems, arXiv:2506.09011.
  57. M. Füllgraf, J. Gemmer, and J. Wang, Scaling of free cumulants in closed system-bath setups, SciPost Phys. Core 9, 025 (2026).
  58. G. Casati, L. Molinari, and F. Izrailev, Scaling properties of band random matrices, Phys. Rev. Lett. 64, 1851 (1990).
  59. Y. Fyodorov and A. Mirlin, Statistical properties of random banded matrices with sparse structure, Phys. Rev. Lett. 67, 2049 (1991).
  60. D. Bernard and L. Hruza, Structured random matrices and cyclic cumulants: A free probability approach, Random Matrices Theory Appl. 13, 2450014 (2024).
  61. B. Collins and P. Śniady, Integration with respect to the haar measure on unitary, orthogonal and symplectic group, Commun. Math. Phys. 264, 773 (2006).
  62. E. Brézin, C. Itzykson, G. Parisi, and J. B. Zuber, Commun. Math. Phys. 59, 35 (1978).
  63. P. Cvitanović, Planar perturbation expansion, Phys. Lett. B 99, 49 (1981).
  64. P. Cvitanović, P. G. Lauwers, and P. N. Scharbach, The planar sector of field theories, Nucl. Phys. B203, 385 (1982).
  65. B. Collins and I. Nechita, Random matrix techniques in quantum information theory, J. Math. Phys. 57, 015215 (2016).
  66. B. Collins and I. Nechita, Random quantum channels I: Graphical calculus and the Bell state phenomenon, Commun. Math. Phys. 297, 345 (2010).
  67. J. Kudler-Flam, V. Narovlansky, and S. Ryu, Distinguishing random and black hole microstates, PRX Quantum 2, 040340 (2021).
  68. J. Kudler-Flam, V. Narovlansky, and S. Ryu, Negativity spectra in random tensor networks and holography, J. High Energy Phys. 2022, 076 (2022). .
  69. N. Cheng, C. Lancien, G. Penington, M. Walter, and F. Witteveen, Random tensor networks with non-trivial links, Ann. Henri Poincaré 25, 2107 (2024).
  70. R. Movassagh and A. Edelman, Isotropic entanglement, arXiv:1012.5039.
  71. R. Movassagh and A. Edelman, Density of states of quantum spin systems from isotropic entanglement, Phys. Rev. Lett. 107, 097205 (2011).
  72. J. Chen, E. Hontz, J. Moix, M. Welborn, T. Van Voorhis, A. Suárez, R. Movassagh, and A. Edelman, Error analysis of free probability approximations to the density of states of disordered systems, Phys. Rev. Lett. 109, 036403 (2012).
  73. L. Hruza and D. Bernard, Coherent fluctuations in noisy mesoscopic systems, the open quantum SSEP, and free probability, Phys. Rev. X 13, 011045 (2023).
  74. M. Bauer, D. Bernard, P. Biane, and L. Hruza, Bernoulli variables, classical exclusion processes and free probability, Ann. Henri Poincaré 1 (2023).
  75. D. Bernard and L. Hruza, Out-of-equilibrium eigenstate thermalization hypothesis, Scipost Phys. 15, 175 (2023).
  76. M. Berkooz, M. Isachenkov, V. Narovlansky, and G. Torrents, Towards a full solution of the large N double-scaled SYK model, J. High Energy Phys. 2019, 079 (2019).
  77. G. Penington, S. H. Shenker, D. Stanford, and Z. Yang, Replica wormholes and the black hole interior, J. High Energy Phys. 2022, 205 (2022).
  78. J. Wang, Beyond islands: A free probabilistic approach, J. High Energy Phys. 2023, 040 (2023).
  79. S. Wu, Non-commutative probability insights into the double-scaling limit SYK model with constant perturbations: moments, cumulants and q-independence, J. Phys. A 57, 325203 (2024).
  80. V. Chandrasekaran, G. Penington, and E. Witten, Large N algebras and generalized entropy, J. High Energy Phys. 2023, 009 (2023).
  81. R. Speicher, Free probability theory: And its avatars in representation theory, random matrices, and operator algebras; also featuring: Non-commutative distributions, Jahresbericht der Deutschen Mathematiker-Vereinigung 119, 3 (2017).
  82. J. A. Mingo and R. Speicher, Free Probability and Random Matrices (Springer, 2017), Vol. 35.
  83. X.-G. Xia, A simple introduction to free probability theory and its application to random matrices, arXiv:1902.10763.
  84. These averages of products of matrix elements are the only ones formulated by the full ETH [see Eq. (1a)]; the interest towards those quantities is motivated by the evaluation of thermal correlation functions. Indeed, when calculating thermal moments, they naturally appear: ⟨An⟩β=Tr(Ane−βH)Tr(e−βH)=1Z∑i1,…,inAi1i2Ai2i3⋯Aini1e−βEi1,(42)with Z=∑ie−βEi partition function at temperature T=β−1.

  85. Those products of matrix elements are usually excluded by ETH discussions, because they give a negligible contribution in the calculation of thermal correlation functions [see Eq. (42)], for entropic reasons. This also explains why free probability, rather than classical probability theory, is relevant for quantum dynamics.

  86. A. Maillard, L. Foini, A. L. Castellanos, F. Krzakala, M. Mézard, and L. Zdeborová, High-temperature expansions and message passing algorithms, J. Stat. Mech. 2019, 113301 (2019).
  87. From the derivation in Appendix pp2, it becomes clear that higher-order contributions are considerably more difficult to compute, which goes beyond the scope of this work. Therefore, we do not provide subleading corrections for simple loops.

  88. G. Barraquand and D. Bernard, Introduction to quantum exclusion processes, arXiv:2507.01570.
  89. R. Mondaini and M. Rigol, Eigenstate thermalization in the two-dimensional transverse field Ising model. II. Off-diagonal matrix elements of observables, Phys. Rev. E 96, 012157 (2017).
  90. M. Bukov, L. D’Alessio, and A. Polkovnikov, Universal high-frequency behavior of periodically driven systems: From dynamical stabilization to Floquet engineering, Adv. Phys. 64, 139 (2015).
  91. C. Fleckenstein and M. Bukov, Thermalization and prethermalization in periodically kicked quantum spin chains, Phys. Rev. B 103, 144307 (2021).
  92. M. Akila, D. Waltner, B. Gutkin, and T. Guhr, Particle-time duality in the kicked Ising spin chain, J. Phys. A 49, 375101 (2016).
  93. B. Bertini, P. Kos, and Tž Prosen, Exact spectral form factor in a minimal model of many-body quantum chaos, Phys. Rev. Lett. 121, 264101 (2018).
  94. P. Braun, D. Waltner, M. Akila, B. Gutkin, and T. Guhr, Transition from quantum chaos to localization in spin chains, Phys. Rev. E 101, 052201 (2020).
  95. E. Vallini, L. Foini, and S. Pappalardi, Codes and data for: “Refinements of the Eigenstate thermalization hypothesis under local rotational invariance via free probability”, 10.5281/zenodo.17659462 (2025).
  96. These interactions, similarly to those considered in [97], were specifically chosen to ensure the system belongs to the unitary symmetry class.

  97. O. Bouverot-Dupuis, S. Pappalardi, J. Kurchan, A. Polkovnikov, and L. Foini, Out-of-equilibrium eigenstate thermalization hypothesis, Scipost Phys. 19, 050 (2025).
  98. F. Haake, Quantum Signatures of Chaos, 3rd ed. (Springer, Berlin, Heidelberg, 2010).
  99. As these differences are also modulo 2π, we restrict to the interval ωαβ∈[−π,π).

  100. P. Weinberg and M. Bukov, Out-of-equilibrium eigenstate thermalization hypothesis, Scipost Phys. 2, 003 (2017).
  101. P. Weinberg, M. Bukov, and M. Schneider, Quspin: A python package for quantum many-body dynamics, 2017-2025, https://github.com/weinbe58/QuSpin.
  102. Y. Zhang and P. Zhang, Finite-size scaling of the full eigenstate thermalization in quantum spin chains, arXiv:2602.01809.
  103. L. Vidmar and M. Rigol, Generalized Gibbs ensemble in integrable lattice models, J. Stat. Mech. 2016, 064007 (2016).
  104. M. Kliczkowski, Rł Świętek, M. Hopjan, and L. Vidmar, Fading ergodicity, Phys. Rev. B 110, 134206 (2024).
  105. D. K. Mark, F. Surace, A. Elben, A. L. Shaw, J. Choi, G. Refael, M. Endres, and S. Choi, Maximum entropy principle in deep thermalization and in Hilbert-space ergodicity, Phys. Rev. X 14, 041051 (2024).
  106. M. McGinley and T. Schuster, The scrooge ensemble in many-body quantum systems, arXiv:2511.17172.
  107. S. Ghosh, C. M. Langlett, N. Hunter-Jones, and J. F. Rodriguez-Nieva, Late-time ensembles of quantum states in quantum chaotic systems, Phys. Rev. B 112, 094302 (2025).
  108. E. Tirrito, X. Turkeshi, and P. Sierant, Anticoncentration and nonstabilizerness spreading under ergodic quantum dynamics, Phys. Rev. Lett. 135, 220401 (2025).
  109. L. Cui, T. Schuster, L. Mao, H.-Y. Huang, and F. G. S. L. Brandão, Random unitaries from Hamiltonian dynamics, arXiv:2510.08434.
  110. This is not the case for the entire symmetric group; indeed, the entire Cayley graph itself does not form a lattice.

  111. This is not true if considering the geodesic interval from the identity to a generic maximal cycle: in this case, it is an isomorphism, but not an embedding.

  112. K. Kaneko, E. Iyoda, and T. Sagawa, Characterizing complexity of many-body quantum dynamics by higher-order eigenstate thermalization, Phys. Rev. A 101, 042126 (2020).
  113. A. Nica and R. Speicher, Lectures on the Combinatorics of Free Probability, London Mathematical Society Lecture Note Series, Vol. 335 (Cambridge University Press, Cambridge, UK, 2006).
  114. This can be proven identifying Sn with an orientable surface, and applying Euler’s formula: the only possible solutions to the triangle inequality are d(e,β)+d(β,α)=d(e,α)+2g, for integer g≥0 [113].

  115. The subtle point is that in general α is not forced to be in the interval [e,γn], therefore one cannot identify it with a non-crossing partition; however, it is possible to construct another permutation α′=λ−1αλ, with λ∈Sn, so that #α=#α′ and α′∈[e,γn]. In this case Kα=Kα′: the term K is the same when taking α or α′ and therefore can still be identified with the free cumulant associated to α′; we will keep the notation α in the text, intending that when α is not in the interval [e,γn], it has to be thought as α′.

  116. The fact that a product of matrix elements can be described uniquely by a partition happens only in the case of ETH-cycles, which partitions the set i in block of equal indices, since one needs the indices to be on a circle for being in blocks of partitions.

  117. Actually, the only reason why we can study the first order contribution is because of the power 1/D2 in Eq. (b6).

  118. Harish-Chandra, Differential operators on a semisimple Lie Algebra, Am. J. Math. 79, 87 (1957).
  119. C. Itzykson and J.-B. Zuber, The planar approximation. II, J. Math. Phys. 21, 411 (1980).
  120. J. Bun, J.-P. Bouchaud, and M. Potters, Cleaning large correlation matrices: Tools from random matrix theory, Phys. Rep. 666, 1 (2017).
  121. E. Marinari, G. Parisi, and F. Ritort, Replica field theory for deterministic models. II. A non-random spin glass with glassy behaviour, J. Phys. A 27, 7647 (1994).
  122. A. Guionnet and M. Maïda, A Fourier view on the R-transform and related asymptotics of spherical integrals, J. Funct. Anal. 222, 435 (2005).
  123. For non-Floquet systems one should consider further corrections coming from saddle-point fluctuations.

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation