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    Effect of droplet configurations within the functional renormalization group of the Ising model approaching the lower critical dimension

    Ivan Balog*

    Lucija Nora Farkaš†,‡

    Maroje Marohnić§

    Gilles Tarjus∥

    • Maroje Marohnić address Ede Murtića 4, 10000 Zagreb, Croatia

    • *Contact author: balog@ifs.hr
    • †Contact author: lufarkas@irb.hr
    • ‡Current address: Division of Theoretical Physics, Ruđer Bošković Institute, Bijenička c. 54, 10000 Zagreb, Croatia.
    • §Contact author: maroje.marohnic@gmail.com
    • ∥Contact author: tarjus@lptmc.jussieu.fr

    Phys. Rev. E 113, 034128 – Published 20 March, 2026

    DOI: https://doi.org/10.1103/66y2-fwf2

    Abstract

    We explore the application of the nonperturbative functional renormalization group (NPFRG), within its most common approximation scheme based on truncations of the derivative expansion, to the Z2-symmetric scalar φ4 theory as the lower critical dimension dlc is approached. We aim to assess whether the NPFRG—a broad, nonspecialized method which is accurate in d≥2—can capture the effect of the localized (droplet) excitations that drive the disappearance of the phase transition in dlc and control the critical behavior as d→dlc. We extend a prior analysis to the next (second) order of the derivative expansion to check the convergence of the results and the robustness of the conclusions. The study turns out to be much more involved. Through extensive numerical and analytical work we provide evidence that the convergence to dlc is nonuniform in the field dependence and is characterized by the emergence of a boundary layer near the minima of the fixed-point effective potential. This is the mathematical mechanism through which the NPFRG within the truncated derivative expansion reproduces nontrivial features predicted by the droplet theory of Bruce and Wallace [Phys. Rev. Lett. 47, 1743 (1981); J. Phys. A: Math. Gen. 16, 1721 (1983)], namely, the existence of two distinct small parameters as d→dlc that control different aspects of the critical behavior and that are nonperturbatively related. The second order of the derivative expansion fixes several issues that were encountered at the lower level and improves the compatibility with the droplet-theory predictions.

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