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    Threshold for PBH formation in the type-II region and its analytical estimation

    Albert Escrivà*

    • Institute for Advanced Research, Nagoya University, Furo-cho Chikusa-ku, Nagoya 464-8601, Japan and Department of Physics, Nagoya University, Furo-cho Chikusa-ku, Nagoya 464-8602, Japan

    • *Contact author: escriva.manas.alberto.k0@f.mail.nagoya-u.ac.jp

    Phys. Rev. D 112, 103527 – Published 17 November, 2025

    DOI: https://doi.org/10.1103/mq67-bbvj

    Abstract

    We numerically simulate the formation of primordial black holes (PBHs) in a radiation-dominated Universe under the assumption of spherical symmetry, driven by the collapse of adiabatic fluctuations, for different curvature profiles ζ. Our results show that the threshold for PBH formation, defined as the peak value of the critical compaction function Cc(rm) (where rm is the scale at which the peak occurs), does not necessarily asymptotically saturate to its maximum possible value in the type-I region for sufficiently sharp profiles. Instead, the threshold is found in the type-II region with Cc(rm) being a minimum. We find, for the cases tested, that this is a general trend associated with profiles that exhibit extremely large curvatures in the linear component of the compaction function Cl(r)≡−4rζ′(r)/3 shape around its peak rm (spiky shapes). To measure this curvature at rm, we define a dimensionless parameter, κ≡−rm2Cl′′(rm), and we find that the thresholds observed in the type-II region occur for sufficiently large κ for the profiles we have used, contrary to expectations. By defining the threshold in terms of Cl,c(rm), we extend previous analytical estimations to the type-II region, which is shown to be accurate within a few percent when compared to the numerical simulations for the tested profiles. Our results suggest that current PBH abundance calculations for models where the threshold lies in the type-II region may have been overestimated due to the general assumption that it should saturate at the boundary between the type-I and type-II regions.

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