Reuse & Permissions

It is not necessary to obtain permission to reuse this article or its components as it is available under the terms of the Creative Commons Attribution 4.0 International license. This license permits unrestricted use, distribution, and reproduction in any medium, provided attribution to the author(s) and the published article's title, journal citation, and DOI are maintained. Please note that some figures may have been included with permission from other third parties. It is your responsibility to obtain the proper permission from the rights holder directly for these figures.

Export citation

Export citation

Choose format for download:

Download Citation
  • Open Access

Causal bootstrap: Bounding smeared spectral functions from nonperturbative Euclidean data

Ryan Abbott1,*, Sarah Fields1, William I. Jay2, Patrick Oare3, and Matteo Saccardi2

  • *Contact author: rwa2110@columbia.edu

Phys. Rev. D 114, 074510 – Published 16 October, 2026

DOI: https://doi.org/10.1103/m9kj-y6t3

Abstract

This work introduces the causal bootstrap, a framework for bounding smeared spectral observables from finite nonperturbative Euclidean data. The method optimizes over the convex set of positive spectral densities compatible with the data to compute rigorous upper and lower bounds on the target observable. Statistical uncertainties, including correlations, are incorporated through compatibility regions using the covariance matrix. The bounds are equivalent, via Lagrange duality, to certified bounds on the target smearing kernel. For polynomial, rational, and piecewise rational kernels, the resulting dual problems can be reduced to finite-dimensional semidefinite programs using techniques familiar, e.g., in the numerical conformal bootstrap. The present formulation clarifies the relation to moment problems, Nevanlinna-Pick interpolation, and linear kernel-reconstruction methods. Numerical examples demonstrate the method.

View figure in article

Physics Subject Headings (PhySH)

Article Text

References (80)

  1. E. C. Poggio, H. R. Quinn, and S. Weinberg, Smearing the quark model, Phys. Rev. D 13, 1958 (1976).
  2. J. C. A. Barata and K. Fredenhagen, Particle scattering in Euclidean lattice field theories, Commun. Math. Phys. 138, 507 (1991).
  3. M. T. Hansen, H. B. Meyer, and D. Robaina, From deep inelastic scattering to heavy-flavor semileptonic decays: Total rates into multihadron final states from lattice QCD, Phys. Rev. D 96, 094513 (2017).
  4. J. Bulava and M. T. Hansen, Scattering amplitudes from finite-volume spectral functions, Phys. Rev. D 100, 034521 (2019).
  5. M. Hansen, A. Lupo, and N. Tantalo, Extraction of spectral densities from lattice correlators, Phys. Rev. D 99, 094508 (2019).
  6. A. Patella and N. Tantalo, Scattering amplitudes from Euclidean correlators: Haag-Ruelle theory and approximation formulae, J. High Energy Phys. 01 (2024) 091.
  7. A. Jüttner, Standard Model tests with smeared experiment and theory, arXiv:2603.15487.
  8. S. Jeon and L. G. Yaffe, From quantum field theory to hydrodynamics: Transport coefficients and effective kinetic theory, Phys. Rev. D 53, 5799 (1996).
  9. H. B. Meyer, A Calculation of the shear viscosity in SU(3) gluodynamics, Phys. Rev. D 76, 101701 (2007).
  10. H. B. Meyer, Transport properties of the quark-gluon plasma: A lattice QCD perspective, Eur. Phys. J. A 47, 86 (2011).
  11. G. Bailas, S. Hashimoto, and T. Ishikawa, Reconstruction of smeared spectral function from Euclidean correlation functions, Prog. Theor. Exp. Phys. 2020, 043B07 (2020).
  12. P. Gambino and S. Hashimoto, Inclusive semileptonic decays from lattice QCD, Phys. Rev. Lett. 125, 032001 (2020).
  13. A. Evangelista, R. Frezzotti, N. Tantalo, G. Gagliardi, F. Sanfilippo, S. Simula, and V. Lubicz (Extended Twisted Mass Collaboration), Inclusive hadronic decay rate of the τ lepton from lattice QCD, Phys. Rev. D 108, 074513 (2023).
  14. C. Alexandrou et al. (Extended Twisted Mass Collaboration), Inclusive hadronic decay rate of the τ lepton from lattice QCD: The us¯ flavor channel and the Cabibbo angle, Phys. Rev. Lett. 132, 261901 (2024).
  15. G. Backus and F. Gilbert, The resolving power of gross earth data, Geophys. J. Int. 16, 169 (1968).
  16. F. Pijpers and M. Thompson, Faster formulations of the optimally localized averages method for helioseismic inversions, Astron. Astrophys. 262, L33 (1992), https://adsabs.harvard.edu/full/1992A%26A...262L..33P.
  17. H. Fukaya, S. Hashimoto, T. Kaneko, and H. Ohki, Towards fully nonperturbative computations of inelastic ℓN scattering cross sections from lattice QCD, Phys. Rev. D 102, 114516 (2020).
  18. A. P. Valentine and M. Sambridge, Gaussian process models—I. A framework for probabilistic continuous inverse theory, Geophys. J. Int. 220, 1632 (2019).
  19. A. P. Valentine and M. Sambridge, Gaussian process models—II. Lessons for discrete inversion, Geophys. J. Int. 220, 1648 (2019).
  20. J. Horak, J. M. Pawlowski, J. Rodríguez-Quintero, J. Turnwald, J. M. Urban, N. Wink, and S. Zafeiropoulos, Reconstructing QCD spectral functions with Gaussian processes, Phys. Rev. D 105, 036014 (2022).
  21. A. Candido, L. Del Debbio, T. Giani, and G. Petrillo, Bayesian inference with Gaussian processes for the determination of parton distribution functions, Eur. Phys. J. C 84, 716 (2024).
  22. L. Del Debbio, A. Lupo, M. Panero, and N. Tantalo, Bayesian solution to the inverse problem and its relation to Backus–Gilbert methods, Eur. Phys. J. C 85, 185 (2025).
  23. M. Bruno, L. Giusti, and M. Saccardi, Spectral densities from Euclidean lattice correlators via the Mellin transform, Phys. Rev. D 111, 094515 (2025).
  24. T. Bergamaschi, W. I. Jay, and P. R. Oare, Hadronic structure, conformal maps, and analytic continuation, Phys. Rev. D 108, 074516 (2023).
  25. J. Fei, C.-N. Yeh, and E. Gull, Nevanlinna analytical continuation, Phys. Rev. Lett. 126, 056402 (2021).
  26. R. Abbott, W. I. Jay, and P. R. Oare, Moment problems and bounds for matrix-valued smeared spectral functions, arXiv:2508.01377.
  27. S. Fields and N. Christ, Nevanlinna-Pick interpolation from uncertain data, Phys. Rev. D 113, 054502 (2026).
  28. R. Abbott, W. Jay, and P. Oare, Moment problems and spectral functions, arXiv:2602.11260.
  29. S. Lawrence, Model-free spectral reconstruction via Lagrange duality, arXiv:2408.11766.
  30. D. Simmons-Duffin, The Conformal Bootstrap, in Theoretical Advanced Study Institute in Elementary Particle Physics: New Frontiers in Fields and Strings (World Scientific, Boulder, Colorado, 2017), pp. 1–74, , 10.1142/10270.
  31. X. Han, S. A. Hartnoll, and J. Kruthoff, Bootstrapping matrix quantum mechanics, Phys. Rev. Lett. 125, 041601 (2020).
  32. H. W. Lin and Z. Zheng, Bootstrapping ground state correlators in matrix theory. Part I, J. High Energy Phys. 01 (2025) 190.
  33. M. Cho, B. Gabai, H. W. Lin, J. Yeh, and Z. Zheng, Bootstrapping Euclidean two-point correlators, J. High Energy Phys. 08 (2026) 147.
  34. S. Lawrence, B. McPeak, and D. Neill, Bootstrapping time-evolution in quantum mechanics, arXiv:2412.08721.
  35. M. Luscher and U. Wolff, How to calculate the elastic scattering matrix in two-dimensional quantum field theories by numerical simulation, Nucl. Phys. B339, 222 (1990).
  36. B. Blossier, M. Della Morte, G. von Hippel, T. Mendes, and R. Sommer, On the generalized eigenvalue method for energies and matrix elements in lattice field theory, J. High Energy Phys. 04 (2009) 094.
  37. D. Simmons-Duffin, A Semidefinite Program solver for the conformal bootstrap, J. High Energy Phys. 06 (2015) 174.
  38. K. Isii, Inequalities of the types of chebyshev and cramér-rao and mathematical programming, Ann. Inst. Stat. Math. 16, 277 (1964).
  39. S. Boyd and L. Vandenberghe, Convex Optimization (Cambridge University Press, Cambridge, England, 2004).
  40. S. Arora, B. Barak et al., Computational Complexity: A Modern Approach (Cambridge University Press, Cambridge, England, 2009), Vol. 1.
  41. R. Abbott et al., Lattice bootstrap, https://github.com/rabbott999/lattice_bootstrap (2026).
  42. D. Bertsimas and I. Popescu, Optimal inequalities in probability theory: A convex optimization approach, SIAM J. Optim. 15, 780 (2005).
  43. J. B. Lasserre, A semidefinite programming approach to the generalized problem of moments, Math. Program. 112, 65 (2008).
  44. N. Christ, R. Eranki, and C. Kelly (RBC, UKQCD Collaborations), Bootstrap-determined p values in lattice QCD, Phys. Rev. D 111, 074514 (2025).
  45. M. Bruno and R. Sommer, On fits to correlated and auto-correlated data, Comput. Phys. Commun. 285, 108643 (2023).
  46. M. Slater, Lagrange multipliers revisited, in Traces and Emergence of Nonlinear Programming (Springer, New York, 2013), pp. 293–306.
  47. D. Simmons-Duffin, The lightcone bootstrap and the spectrum of the 3d Ising CFT, J. High Energy Phys. 03 (2017) 086.
  48. S. El-Showk and M. F. Paulos, Bootstrapping conformal field theories with the extremal functional method, Phys. Rev. Lett. 111, 241601 (2013).
  49. C. L. Lawson and R. J. Hanson, Solving Least Squares Problems (SIAM, Philadelphia, PA, 1995), 10.1137/1.9781611971217.
  50. Z.-Q. Luo, J. F. Sturm, S. Zhang et al., Duality and self-duality for conic convex programming, Technical Report EI 9620-/A Tinbergen Institute, 1996.
  51. D. Hilbert, Über die darstellung definiter formen als summe von formenquadraten, Math. Ann. 32, 342 (1888).
  52. W. Landry and D. Simmons-Duffin, Scaling the semidefinite program solver SDPB, arXiv:1909.09745.
  53. I. V. Kovalishina, Analytic theory of a class of interpolation problems, Math. USSR-Izv. 22, 419 (1984).
  54. M. G. Krein and A. A. Nudelman, An interpolation problem in the class of Stieltjes functions and its connection with other problems, Integr. Equ. Oper. Theory 30, 251 (1998).
  55. M. Heide, B. Fritzsche, B. Kirstein et al., Weyl sets in a non-degenerate truncated matricial Hausdorff moment problem, Complex Anal. Oper. Theory 18, 82 (2024).
  56. The mpmath development team, mpmath: a python library for arbitrary-precision floating-point arithmetic (version 1.3.0), http://mpmath.org/ (2023).
  57. S. Banerjee et al. (Heavy Flavor Averaging Group (HFLAV) Collaboration), Averages of b-hadron, c-hadron, and τ-lepton properties as of 2023, Phys. Rev. D 113, 012008 (2026).
  58. Y. Aoki et al. (Flavour Lattice Averaging Group (FLAG) Collaboration), FLAG review 2024, Phys. Rev. D 113, 014508 (2026).
  59. M. Bruno, L. Giusti, and M. Saccardi, On the prediction of spectral densities from Lattice QCD, Nuovo Cimento C 47, 197 (2024).
  60. A. Lupo and N. Tantalo, Extraction of spectral densities from lattice correlators: Decoupling signal from noise, arXiv:2605.14652.
  61. D. Bernecker and H. B. Meyer, Vector correlators in lattice QCD: Methods and applications, Eur. Phys. J. A 47, 148 (2011).
  62. M. Fischer, B. Kostrzewa, J. Ostmeyer, K. Ottnad, M. Ueding, and C. Urbach, On the generalised eigenvalue method and its relation to Prony and generalised pencil of function methods, Eur. Phys. J. A 56, 206 (2020).
  63. M. L. Wagman, Lanczos algorithm, the transfer matrix, and the signal-to-noise problem, Phys. Rev. Lett. 134, 241901 (2025).
  64. D. C. Hackett and M. L. Wagman, Block Lanczos for lattice QCD spectroscopy and matrix elements, Phys. Rev. D 112, 014514 (2025).
  65. J. Ostmeyer, A. Sen, and C. Urbach, On the equivalence of Prony and Lanczos methods for Euclidean correlation functions, Eur. Phys. J. A 61, 26 (2025).
  66. R. Abbott, D. C. Hackett, G. T. Fleming, D. A. Pefkou, and M. L. Wagman, Filtered Rayleigh–Ritz is all you need, Phys. Rev. E 114, 015302 (2026).
  67. S. van der Walt, S. C. Colbert, and G. Varoquaux, The numpy array: A structure for efficient numerical computation, Comput. Sci. Eng. 13, 22 (2011).
  68. C. R. Harris et al., Array programming with numpy, Nature (London) 585, 357 (2020).
  69. T. F. team, flint: Fast library for number theory, version 3.5.0, https://flintlib.org (2026).
  70. A. Meurer et al., sympy: Symbolic computing in python, PeerJ Comput. Sci. 3, e103 (2017).
  71. P. Virtanen et al. (SciPy 1.0 Contributors), scipy 1.0: Fundamental algorithms for scientific computing in python, Nat. Methods 17, 261 (2020).
  72. J. D. Hunter, matplotlib: A 2D graphics environment, Comput. Sci. Eng. 9, 90 (2007).
  73. H. Dette and W. J. Studden, Matrix measures, moment spaces and Favard’s theorem for the interval [0, 1] and [0,∞), Linear Algebra Appl. 345, 169 (2002).
  74. K. Kobayashi, K. Nakata, and M. Kojima, A conversion of an SDP having free variables into the standard form sdp, Comput. Optim. Applic. 36, 289 (2007).
  75. T. Blum, Lattice calculation of the lowest order hadronic contribution to the muon anomalous magnetic moment, Phys. Rev. Lett. 91, 052001 (2003).
  76. R. Aliberti et al., The anomalous magnetic moment of the muon in the Standard Model: An update, Phys. Rep. 1143, 1 (2025).
  77. S. J. Brodsky and E. De Rafael, Suggested boson-lepton pair couplings and the anomalous magnetic moment of the muon, Phys. Rev. 168, 1620 (1968).
  78. B. E. Lautrup and E. De Rafael, Calculation of the sixth-order contribution from the fourth-order vacuum polarization to the difference of the anomalous magnetic moments of muon and electron, Phys. Rev. 174, 1835 (1968).
  79. M. Gourdin and E. De Rafael, Hadronic contributions to the muon g-factor, Nucl. Phys. B10, 667 (1969).
  80. C. Bouchiat and L. Michel, La résonance dans la diffusion méson π—méson π et le moment magnétique anormal du méson μ, J. Phys. Radium 22, 121 (1961).

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation