- Open Access
Nonminimal couplings to gravity and axion isocurvature bounds
Phys. Rev. D 113, 123502 – Published 2 June, 2026
DOI: https://doi.org/10.1103/ctll-ggr6
Abstract
For axions present during inflation, it has been shown that a nonminimal coupling of the inflaton to gravity worsens isocurvature bounds [arXiv:2504.02952], while a nonminimal coupling of the radial Peccei-Quinn field can alleviate them [Revisiting isocurvature bounds on the minimal QCD axion, J. High Energy Phys. 12 (2025) 028.]. We analyze the simultaneous presence of both couplings and determine when one effect dominates the other, in both the metric and Palatini formulations of gravity. The two tendencies interpolate smoothly, but introducing a nonminimal inflaton coupling reduces the viable interval of in which isocurvature bounds can be alleviated while avoiding backreaction on the inflationary dynamics. We illustrate our findings in Palatini Higgs inflation and Starobinsky inflation.
Physics Subject Headings (PhySH)
Article Text
References (86)
- R. D. Peccei and H. R. Quinn, conservation in the presence of instantons, Phys. Rev. Lett. 38, 1440 (1977).
- S. Weinberg, A new light boson?, Phys. Rev. Lett. 40, 223 (1978).
- F. Wilczek, Problem of strong and invariance in the presence of instantons, Phys. Rev. Lett. 40, 279 (1978).
- G. Dvali and C. Gomez, Quantum compositeness of gravity: Black holes, AdS and inflation, J. Cosmol. Astropart. Phys. 01 (2014) 023.
- G. Dvali and C. Gomez, Quantum exclusion of positive cosmological constant?, Ann. Phys. (Amsterdam) 528, 68 (2016).
- G. Dvali, C. Gomez, and S. Zell, Quantum break-time of de Sitter, J. Cosmol. Astropart. Phys. 06 (2017) 028.
- G. Dvali, C. Gomez, and S. Zell, A proof of the axion?, arXiv:1811.03079.
- G. Dvali, Strong- with and without gravity, arXiv:2209.14219.
- L. Di Luzio, M. Giannotti, E. Nardi, and L. Visinelli, The landscape of QCD axion models, Phys. Rep. 870, 1 (2020).
- E. Witten, Some properties of O(32) superstrings, Phys. Lett. 149B, 351 (1984).
- M. Reece, Extra-dimensional axion expectations, J. High Energy Phys. 07 (2025) 130.
- G. Dvali, Three-form gauging of axion symmetries and gravity, arXiv:hep-th/0507215.
- G. Dvali, S. Folkerts, and A. Franca, How neutrino protects the axion, Phys. Rev. D 89, 105025 (2014).
- G. Dvali, Topological origin of chiral symmetry breaking in QCD and in gravity, arXiv:1705.06317.
- S. Mercuri, Peccei-Quinn mechanism in gravity and the nature of the Barbero-Immirzi parameter, Phys. Rev. Lett. 103, 081302 (2009).
- G. K. Karananas, M. Shaposhnikov, and S. Zell, Weyl-invariant Einstein-Cartan gravity: Unifying the strong and hierarchy puzzles, J. High Energy Phys. 11 (2024) 146.
- G. K. Karananas, M. Shaposhnikov, and S. Zell, Gravitational origin of the QCD axion, Phys. Rev. Lett. 135, 241001 (2025).
- P. Sikivie, Of axions, domain walls and the Early Universe, Phys. Rev. Lett. 48, 1156 (1982).
- M. S. Turner and F. Wilczek, Inflationary axion cosmology, Phys. Rev. Lett. 66, 5 (1991).
- Y. Akrami et al. (Planck Collaboration), Planck 2018 results. X. Constraints on inflation, Astron. Astrophys. 641, A10 (2020).
- P. A. R. Ade et al. (BICEP Collaboration and Keck Collaboration), Improved constraints on primordial gravitational waves using Planck, WMAP, and BICEP/Keck Observations through the 2018 observing season, Phys. Rev. Lett. 127, 151301 (2021).
- A. A. Starobinsky, A new type of isotropic cosmological models without singularity, Phys. Lett. 91B, 99 (1980).
- F. L. Bezrukov and M. Shaposhnikov, The Standard Model Higgs boson as the inflaton, Phys. Lett. B 659, 703 (2008).
- F. Bauer and D. A. Demir, Inflation with non-minimal coupling: Metric versus Palatini formulations, Phys. Lett. B 665, 222 (2008).
- R. Kallosh, A. Linde, and D. Roest, Universal attractor for inflation at strong coupling, Phys. Rev. Lett. 112, 011303 (2014).
- M. Galante, R. Kallosh, A. Linde, and D. Roest, Unity of cosmological inflation attractors, Phys. Rev. Lett. 114, 141302 (2015).
- R. Kallosh and A. Linde, Universality class in conformal inflation, J. Cosmol. Astropart. Phys. 07 (2013) 002.
- R. Kallosh and A. Linde, Non-minimal inflationary attractors, J. Cosmol. Astropart. Phys. 10 (2013) 033.
- C. Rigouzzo and S. Zell, preceding paper, No dark matter axion during minimal Higgs inflation, Phys. Rev. D 113, L121301 (2026).
- R. Kallosh, A. Linde, and D. Roest, Superconformal inflationary -attractors, J. High Energy Phys. 11 (2013) 198.
- A. D. Linde, Axions in inflationary cosmology, Phys. Lett. B 259, 38 (1991).
- T. Higaki, K. S. Jeong, and F. Takahashi, Solving the tension between high-scale inflation and axion isocurvature perturbations, Phys. Lett. B 734, 21 (2014).
- K. Choi, K. S. Jeong, and M.-S. Seo, String theoretic QCD axions in the light of PLANCK and BICEP2, J. High Energy Phys. 07 (2014) 092.
- E. J. Chun, Axion dark matter with high-scale inflation, Phys. Lett. B 735, 164 (2014).
- M. Fairbairn, R. Hogan, and D. J. E. Marsh, Unifying inflation and dark matter with the Peccei-Quinn field: Observable axions and observable tensors, Phys. Rev. D 91, 023509 (2015).
- G. Ballesteros, J. Redondo, A. Ringwald, and C. Tamarit, Standard Model—axion—Seesaw—Higgs portal inflation. Five problems of particle physics and cosmology solved in one stroke, J. Cosmol. Astropart. Phys. 08 (2017) 001.
- G. R. Dvali, Removing the cosmological bound on the axion scale, arXiv:hep-ph/9505253.
- M. Dine and A. Anisimov, Is there a Peccei-Quinn phase transition?, J. Cosmol. Astropart. Phys. 07 (2005) 009.
- K. S. Jeong and F. Takahashi, Suppressing isocurvature perturbations of QCD axion dark matter, Phys. Lett. B 727, 448 (2013).
- M. Kawasaki, N. Kitajima, and F. Takahashi, Relaxing isocurvature bounds on string axion dark matter, Phys. Lett. B 737, 178 (2014).
- K. Nakayama and M. Takimoto, Higgs inflation and suppression of axion isocurvature perturbation, Phys. Lett. B 748, 108 (2015).
- F. Takahashi and M. Yamada, Strongly broken Peccei-Quinn symmetry in the early Universe, J. Cosmol. Astropart. Phys. 10 (2015) 010.
- M. Kawasaki, F. Takahashi, and M. Yamada, Suppressing the QCD axion abundance by hidden monopoles, Phys. Lett. B 753, 677 (2016).
- Y. Nomura, S. Rajendran, and F. Sanches, Axion isocurvature and magnetic monopoles, Phys. Rev. Lett. 116, 141803 (2016).
- G. Barenboim, P. Ko, and W.-i. Park, The minimal cosmological standard model, Nucl. Phys. B1018, 116983 (2025).
- M. Berbig, Minimal solution to the axion isocurvature problem from nonminimal coupling, Phys. Rev. D 110, 095008 (2024).
- T. Tenkanen and L. Visinelli, Axion dark matter from Higgs inflation with an intermediate , J. Cosmol. Astropart. Phys. 08 (2019) 033.
- A. Vilenkin and L. H. Ford, Gravitational effects upon cosmological phase transitions, Phys. Rev. D 26, 1231 (1982).
- L. A. Kofman, What initial perturbations may be generated in inflationary cosmological models, Phys. Lett. B 173, 400 (1986).
- A. D. Linde and D. H. Lyth, Axionic domain wall production during inflation, Phys. Lett. B 246, 353 (1990).
- P. W. Graham and D. Racco, Revisiting isocurvature bounds on the minimal QCD axion, J. High Energy Phys. 12 (2025) 028.
- S. M. Boucenna and Q. Shafi, Axion inflation, proton decay, and leptogenesis in , Phys. Rev. D 97, 075012 (2018).
- E. McDonough, A. H. Guth, and D. I. Kaiser, Nonminimal couplings and the forgotten field of axion inflation, arXiv:2010.04179.
- G. Ballesteros, A. Ringwald, C. Tamarit, and Y. Welling, Revisiting isocurvature bounds in models unifying the axion with the inflaton, J. Cosmol. Astropart. Phys. 09 (2021) 036.
- T. Hashimoto, N. S. Risdianto, and D. Suematsu, Inflation connected to the origin of violation, Phys. Rev. D 104, 075034 (2021).
- G. Barenboim, P. Ko, and W.-i. Park, Axi-Majoron: One-shot solution to most of the big puzzles of particle cosmology, Phys. Rev. D 110, 123521 (2024).
- A. Berera, Warm inflation, Phys. Rev. Lett. 75, 3218 (1995).
- L. D. McLerran, E. Mottola, and M. E. Shaposhnikov, Sphalerons and axion dynamics in high temperature QCD, Phys. Rev. D 43, 2027 (1991).
- K. V. Berghaus, P. W. Graham, and D. E. Kaplan, Minimal warm inflation, J. Cosmol. Astropart. Phys. 03 (2020) 034; 10 (2023) E02(E).
- M. Laine and S. Procacci, Minimal warm inflation with complete medium response, J. Cosmol. Astropart. Phys. 06 (2021) 031.
- M. Mirbabayi and A. Gruzinov, Shapes of non-Gaussianity in warm inflation, J. Cosmol. Astropart. Phys. 02 (2023) 012.
- K. V. Berghaus, M. Drewes, and S. Zell, Warm inflation with the Standard Model, Phys. Rev. Lett. 135, 171002 (2025).
- C. Rigouzzo and S. Zell, Coupling metric-affine gravity to a Higgs-like scalar field, Phys. Rev. D 106, 024015 (2022).
- J. Rubio and E. S. Tomberg, Preheating in Palatini Higgs inflation, J. Cosmol. Astropart. Phys. 04 (2019) 021.
- M. Shaposhnikov, A. Shkerin, and S. Zell, Quantum effects in Palatini Higgs inflation, J. Cosmol. Astropart. Phys. 07 (2020) 064.
- F. Dux, A. Florio, J. Klarić, A. Shkerin, and I. Timiryasov, Preheating in Palatini Higgs inflation on the lattice, J. Cosmol. Astropart. Phys. 09 (2022) 015.
- https://github.com/crigouzzo/Non_minimal_Coupling_Gravity_Axion.
- S. Tsujikawa, K.-i. Maeda, and T. Torii, Preheating with nonminimally coupled scalar fields in higher curvature inflation models, Phys. Rev. D 60, 123505 (1999).
- D. S. Gorbunov and A. G. Panin, Scalaron the mighty: Producing dark matter and baryon asymmetry at reheating, Phys. Lett. B 700, 157 (2011).
- C. Fu, P. Wu, and H. Yu, Nonlinear preheating with nonminimally coupled scalar fields in the Starobinsky model, Phys. Rev. D 99, 123526 (2019).
- S. Aoki, H. M. Lee, A. G. Menkara, and K. Yamashita, Reheating and dark matter freeze-in in the inflation model, J. High Energy Phys. 05 (2022) 121.
- G. C. Dorsch, L. Miranda, and N. Yokomizo, Gravitational reheating in Starobinsky inflation, J. Cosmol. Astropart. Phys. 11 (2024) 050.
- C. P. Burgess, H. M. Lee, and M. Trott, Power-counting and the validity of the classical approximation during inflation, J. High Energy Phys. 09 (2009) 103.
- J. L. F. Barbon and J. R. Espinosa, On the naturalness of Higgs inflation, Phys. Rev. D 79, 081302 (2009).
- F. Bauer and D. A. Demir, Higgs-Palatini inflation and unitarity, Phys. Lett. B 698, 425 (2011).
- G. K. Karananas, M. Shaposhnikov, and S. Zell, Field redefinitions, perturbative unitarity and Higgs inflation, J. High Energy Phys. 06 (2022) 132.
- I. I. Tkachev, Phase transitions at preheating, Phys. Lett. B 376, 35 (1996).
- S. Kasuya and M. Kawasaki, Can topological defects be formed during preheating?, Phys. Rev. D 56, 7597 (1997).
- I. Tkachev, S. Khlebnikov, L. Kofman, and A. D. Linde, Cosmic strings from preheating, Phys. Lett. B 440, 262 (1998).
- S. Kasuya and M. Kawasaki, Comments on cosmic string formation during preheating on lattice simulations, Phys. Rev. D 61, 083510 (2000).
- M. Kawasaki, T. T. Yanagida, and K. Yoshino, Domain wall and isocurvature perturbation problems in axion models, J. Cosmol. Astropart. Phys. 11 (2013) 030.
- K. Harigaya, M. Ibe, M. Kawasaki, and T. T. Yanagida, Dynamics of Peccei-Quinn breaking field after inflation and axion isocurvature perturbations, J. Cosmol. Astropart. Phys. 11 (2015) 003.
- J. Kearney, N. Orlofsky, and A. Pierce, High-scale axions without isocurvature from inflationary dynamics, Phys. Rev. D 93, 095026 (2016).
- T. Kobayashi and F. Takahashi, Cosmological perturbations of axion with a dynamical decay constant, J. Cosmol. Astropart. Phys. 08 (2016) 056.
- R. T. Co, L. J. Hall, and K. Harigaya, QCD axion dark matter with a small decay constant, Phys. Rev. Lett. 120, 211602 (2018).
- R. T. Co, L. J. Hall, K. Harigaya, K. A. Olive, and S. Verner, Axion kinetic misalignment and parametric resonance from inflation, J. Cosmol. Astropart. Phys. 08 (2020) 036.