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    Trichotomy of primordial black holes initial conditions

    Cristiano Germani* and Laia Montellà†

    • Departament de Física Quàntica i Astrofísica and Institut de Ciències del Cosmos, Universitat de Barcelona, Martí i Franquès 1, 08028 Barcelona, Spain

    • *Contact author: germani@icc.ub.edu
    • †Contact author: lmontella@icc.ub.edu

    Phys. Rev. D 113, 064054 – Published 27 March, 2026

    DOI: https://doi.org/10.1103/6ysb-nbt8

    Abstract

    We show that the threshold to form a black hole, in an asymptotically flat and radiation-dominated Friedman-Robertson-Walker (FRW) Universe, is not solely (mainly) determined by the behavior of the compaction function at its extrema, as earlier thought, but also by the Ricci scalar of the spatial geometry at smaller (but superhorizon) scales, which we call “the core.” We introduce three classes of initial conditions characterized by an open (O), closed (C), or flat (F) FRW core surrounded by a shell with higher three-dimensional curvature. In the C case, the core helps the collapse so that the black hole formation threshold is the lowest among all cases. Type-II black holes might only be generated by type O or F (each of those with different thresholds, with O being the highest) or by a type C with a negligible Ricci scalar at the center, which we call an effective F core. Finally, we argue that an F core is typically more probable for a sharp power spectrum; however, it is also more likely related to nonspherical initial conditions. On the other hand, a very broad power spectrum, which might be related to the observed NanoGrav signal, would favor the formation of type-I black holes with a mass spectrum peaked at the infrared scale.

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