- Open Access
Fractionalized prethermalization in the one-dimensional Hubbard model
Phys. Rev. B 112, 195124 – Published 20 November, 2025
DOI: https://doi.org/10.1103/qlky-lzx6
Abstract
Prethermalization phenomena in driven systems are generally understood via a local Floquet Hamiltonian obtained from a high-frequency expansion. Remarkably, recently it has been shown that a driven Kitaev spin liquid with fractionalized excitations can realize a quasistationary state that is not captured by this paradigm. Instead distinct types of fractionalized excitations are characterized by vastly different temperatures—a phenomenon dubbed fractionalized prethermalization. In our work, we analyze fractionalized prethermalization in a driven one-dimensional Hubbard model at strong coupling which hosts spin-charge fractionalization. At intermediate frequencies quasisteady states emerge which are characterized by a low spin and high charge temperature with lifetimes set by two competing processes: the lifetime of the quasiparticles determined by Fermi's Golden rule and the exponentially long lifetime of a Floquet prethermal plateau. We classify drives into three categories, each giving rise to distinct (fractional) prethermalization dynamics. Resorting to a time-dependent variant of the Schrieffer-Wolff transformation, we systematically analyze how these drive categories are linked to the underlying driven Hubbard model, thereby providing a general understanding of the emergent thermalization dynamics. We discuss routes toward an experimental realization of this phenomenon in quantum simulation platforms.
Physics Subject Headings (PhySH)
Article Text
References (68)
- T. Oka and H. Aoki, Photovoltaic Hall effect in graphene, Phys. Rev. B 79, 081406(R) (2009).
- N. H. Lindner, G. Refael, and V. Galitski, Floquet topological insulator in semiconductor quantum wells, Nat. Phys. 7, 490 (2011).
- N. Goldman and J. Dalibard, Periodically driven quantum systems: Effective Hamiltonians and engineered gauge fields, Phys. Rev. X 4, 031027 (2014).
- M. Bukov, S. Gopalakrishnan, M. Knap, and E. Demler, Prethermal floquet steady states and instabilities in the periodically driven, weakly interacting Bose-Hubbard model, Phys. Rev. Lett. 115, 205301 (2015).
- A. Eckardt, Colloquium: Atomic quantum gases in periodically driven optical lattices, Rev. Mod. Phys. 89, 011004 (2017).
- N. R. Cooper, J. Dalibard, and I. B. Spielman, Topological bands for ultracold atoms, Rev. Mod. Phys. 91, 015005 (2019).
- T. Oka and S. Kitamura, Floquet engineering of quantum materials, Annu. Rev. Condens. Matter Phys. 10, 387 (2019).
- M. S. Rudner and N. H. Lindner, Band structure engineering and non-equilibrium dynamics in Floquet topological insulators, Nat. Rev. Phys. 2, 229 (2020).
- T. Kitagawa, E. Berg, M. Rudner, and E. Demler, Topological characterization of periodically driven quantum systems, Phys. Rev. B 82, 235114 (2010).
- M. S. Rudner, N. H. Lindner, E. Berg, and M. Levin, Anomalous edge states and the bulk-edge correspondence for periodically driven two-dimensional systems, Phys. Rev. X 3, 031005 (2013).
- R. Roy and F. Harper, Periodic table for Floquet topological insulators, Phys. Rev. B 96, 155118 (2017).
- K. Wintersperger, C. Braun, F. N. Ünal, A. Eckardt, M. D. Liberto, N. Goldman, I. Bloch, and M. Aidelsburger, Realization of an anomalous Floquet topological system with ultracold atoms, Nat. Phys. 16, 1058 (2020).
- C. Braun, R. Saint-Jalm, A. Hesse, J. Arceri, I. Bloch, and M. Aidelsburger, Real-space detection and manipulation of topological edge modes with ultracold atoms, Nat. Phys. 20, 1306 (2024).
- H. C. Po, L. Fidkowski, A. Vishwanath, and A. C. Potter, Radical chiral Floquet phases in a periodically driven Kitaev model and beyond, Phys. Rev. B 96, 245116 (2017).
- I. C. Fulga, M. Maksymenko, M. T. Rieder, N. H. Lindner, and E. Berg, Topology and localization of a periodically driven Kitaev model, Phys. Rev. B 99, 235408 (2019).
- M. Will, T. A. Cochran, E. Rosenberg, B. Jobst, N. M. Eassa, P. Roushan, M. Knap, A. Gammon-Smith, and F. Pollmann, Probing non-equilibrium topological order on a quantum processor, arXiv:2501.18461.
- M. Bukov, L. D'Alessio, and A. Polkovnikov, Universal high-frequency behavior of periodically driven systems: From dynamical stabilization to Floquet engineering, Adv. Phys. 64, 139 (2015).
- T. Kuwahara, T. Mori, and K. Saito, Floquet–Magnus theory and generic transient dynamics in periodically driven many-body quantum systems, Ann. Phys. 367, 96 (2016).
- D. A. Abanin, W. De Roeck, and F. Huveneers, Exponentially slow heating in periodically driven many-body systems, Phys. Rev. Lett. 115, 256803 (2015).
- E. Canovi, M. Kollar, and M. Eckstein, Stroboscopic prethermalization in weakly interacting periodically driven systems, Phys. Rev. E 93, 012130 (2016).
- T. Mori, T. Kuwahara, and K. Saito, Rigorous bound on energy absorption and generic relaxation in periodically driven quantum systems, Phys. Rev. Lett. 116, 120401 (2016).
- S. A. Weidinger and M. Knap, Floquet prethermalization and regimes of heating in a periodically driven, interacting quantum system, Sci. Rep. 7, 45382 (2017).
- D. Abanin, W. De Roeck, W. W. Ho, and F. Huveneers, A rigorous theory of many-body prethermalization for periodically driven and closed quantum systems, Commun. Math. Phys. 354, 809 (2017).
- T. Mori, Floquet prethermalization in periodically driven classical spin systems, Phys. Rev. B 98, 104303 (2018).
- K. Mallayya and M. Rigol, Heating rates in periodically driven strongly interacting quantum many-body systems, Phys. Rev. Lett. 123, 240603 (2019).
- K. Mallayya, M. Rigol, and W. De Roeck, Prethermalization and thermalization in isolated quantum systems, Phys. Rev. X 9, 021027 (2019).
- C. Kuhlenkamp and M. Knap, Periodically driven Sachdev-Ye-Kitaev models, Phys. Rev. Lett. 124, 106401 (2020).
- C. Fleckenstein and M. Bukov, Prethermalization and thermalization in periodically driven many-body systems away from the high-frequency limit, Phys. Rev. B 103, 140302 (2021).
- C. Fleckenstein and M. Bukov, Thermalization and prethermalization in periodically kicked quantum spin chains, Phys. Rev. B 103, 144307 (2021).
- N. O'Dea, F. Burnell, A. Chandran, and V. Khemani, Prethermal stability of eigenstates under high frequency Floquet driving, Phys. Rev. Lett. 132, 100401 (2024).
- H. Zhao, F. Mintert, R. Moessner, and J. Knolle, Random multipolar driving: Tunably slow heating through spectral engineering, Phys. Rev. Lett. 126, 040601 (2021).
- J. Pawłowski, M. Panfil, J. Herbrych, and M. Mierzejewski, Long-living prethermalization in nearly integrable spin ladders, Phys. Rev. B 109, L161109 (2024).
- A. J. McRoberts, H. Zhao, R. Moessner, and M. Bukov, Prethermalization in periodically driven nonreciprocal many-body spin systems, Phys. Rev. Res. 5, 043008 (2023).
- H.-K. Jin, J. Knolle, and M. Knap, Fractionalized prethermalization in a driven quantum spin liquid, Phys. Rev. Lett. 130, 226701 (2023).
- A. Kitaev, Anyons in an exactly solved model and beyond, Ann. Phys. 321, 2 (2006).
- V. Meden and K. Schönhammer, Spectral functions for the Tomonaga-Luttinger model, Phys. Rev. B 46, 15753 (1992).
- J. Voit, Charge-spin separation and the spectral properties of Luttinger liquids, J. Phys.: Condens. Matter 5, 8305 (1993).
- T. Giamarchi, Quantum Physics in One Dimension (Clarendon Press, Oxford, UK, 2003), Vol. 121.
- J. Vijayan, P. Sompet, G. Salomon, J. Koepsell, S. Hirthe, A. Bohrdt, F. Grusdt, I. Bloch, and C. Gross, Time-resolved observation of spin-charge deconfinement in fermionic Hubbard chains, Science 367, 186 (2020).
- M. Aidelsburger, M. Atala, M. Lohse, J. T. Barreiro, B. Paredes, and I. Bloch, Realization of the Hofstadter Hamiltonian with ultracold atoms in optical lattices, Phys. Rev. Lett. 111, 185301 (2013).
- H. Miyake, G. A. Siviloglou, C. J. Kennedy, W. C. Burton, and W. Ketterle, Realizing the Harper Hamiltonian with laser-assisted tunneling in optical lattices, Phys. Rev. Lett. 111, 185302 (2013).
- G. Jotzu, M. Messer, R. Desbuquois, M. Lebrat, T. Uehlinger, D. Greif, and T. Esslinger, Experimental realization of the topological Haldane model with ultracold fermions, Nature (London) 515, 237 (2014).
- P. Bordia, H. Lüschen, U. Schneider, M. Knap, and I. Bloch, Periodically driving a many-body localized quantum system, Nat. Phys. 13, 460 (2017).
- A. Rubio-Abadal, M. Ippoliti, S. Hollerith, D. Wei, J. Rui, S. Sondhi, V. Khemani, C. Gross, and I. Bloch, Floquet prethermalization in a Bose-Hubbard system, Phys. Rev. X 10, 021044 (2020).
- A. Auerbach, Interacting Electrons and Quantum Magnetism (Springer, New York, 1994).
- A. Bohrdt, D. Greif, E. Demler, M. Knap, and F. Grusdt, Angle-resolved photoemission spectroscopy with quantum gas microscopes, Phys. Rev. B 97, 125117 (2018).
- R. N. Bannister and N. d'Ambrumenil, Spectral functions of half-filled one-dimensional Hubbard rings with varying boundary conditions, Phys. Rev. B 61, 4651 (2000).
- C. Bartsch and J. Gemmer, Dynamical typicality of quantum expectation values, Phys. Rev. Lett. 102, 110403 (2009).
- P. Reimann, Dynamical typicality of isolated many-body quantum systems, Phys. Rev. E 97, 062129 (2018).
- S. Sugiura and A. Shimizu, Thermal pure quantum states at finite temperature, Phys. Rev. Lett. 108, 240401 (2012).
- P. Weinberg and M. Bukov, QuSpin: A python package for dynamics and exact diagonalisation of quantum many body systems. Part II: Bosons, fermions and higher spins, SciPost Phys. 7, 020 (2019).
- L. M. Sieberer, M.-T. Rieder, M. H. Fischer, and I. C. Fulga, Statistical periodicity in driven quantum systems: General formalism and application to noisy Floquet topological chains, Phys. Rev. B 98, 214301 (2018).
- M. Bukov, M. Kolodrubetz, and A. Polkovnikov, Schrieffer-Wolff transformation for periodically driven systems: Strongly correlated systems with artificial gauge fields, Phys. Rev. Lett. 116, 125301 (2016).
- W. De Roeck and V. Verreet, Very slow heating for weakly driven quantum many-body systems, arXiv:1911.01998.
- S. Bravyi, D. P. DiVincenzo, and D. Loss, Schrieffer–Wolff transformation for quantum many-body systems, Ann. Phys. 326, 2793 (2011).
- R. M. Wilcox, Exponential operators and parameter differentiation in quantum physics, J. Math. Phys. 8, 962 (1967).
- G. Sun and A. Eckardt, Optimal frequency window for Floquet engineering in optical lattices, Phys. Rev. Res. 2, 013241 (2020).
- I. Bloch, J. Dalibard, and W. Zwerger, Many-body physics with ultracold gases, Rev. Mod. Phys. 80, 885 (2008).
- D. Wei, A. Rubio-Abadal, B. Ye, F. Machado, J. Kemp, K. Srakaew, S. Hollerith, J. Rui, S. Gopalakrishnan, N. Y. Yao, I. Bloch, and J. Zeiher, Quantum gas microscopy of Kardar-Parisi-Zhang superdiffusion, Science 376, 716 (2022).
- E. Wybo, A. Bastianello, M. Aidelsburger, I. Bloch, and M. Knap, Preparing and analyzing solitons in the Sine-Gordon model with quantum gas microscopes, PRX Quantum 4, 030308 (2023).
- A. Impertro, S. Karch, J. F. Wienand, S. Huh, C. Schweizer, I. Bloch, and M. Aidelsburger, Local readout and control of current and kinetic energy operators in optical lattices, Phys. Rev. Lett. 133, 063401 (2024).
- D. V. Else, C. Monroe, C. Nayak, and N. Y. Yao, Discrete time crystals, Annu. Rev. Condens. Matter Phys. 11, 467 (2020).
- J. Zhang, P. W. Hess, A. Kyprianidis, P. Becker, A. Lee, J. Smith, G. Pagano, I.-D. Potirniche, A. C. Potter, A. Vishwanath, N. Y. Yao, and C. Monroe, Observation of a discrete time crystal, Nature (London) 543, 217 (2017).
- M. P. Zaletel, M. Lukin, C. Monroe, C. Nayak, F. Wilczek, and N. Y. Yao, Colloquium: Quantum and classical discrete time crystals, Rev. Mod. Phys. 95, 031001 (2023).
- E. A. Martinez, C. A. Muschik, P. Schindler, D. Nigg, A. Erhard, M. Heyl, P. Hauke, M. Dalmonte, T. Monz, P. Zoller, and R. Blatt, Real-time dynamics of lattice gauge theories with a few-qubit quantum computer, Nature (London) 534, 516 (2016).
- T. A. Cochran, B. Jobst, E. Rosenberg, Y. D. Lensky, G. Gyawali et al., Visualizing dynamics of charges and strings in (2+1)D lattice gauge theories, Nature (London) 642, 315 (2025).
- All data and simulation codes are available upon reasonable request at https://zenodo.org/records/17343675.
- U. Bissbort, Dynamical Effects and Disorder in Ultracold Bosonic Matter, Doctoral thesis, Universitätsbibliothek Johann Christian Senckenberg, 2013.