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    Electronic structure, lattice dynamics, and energy levels of Dy3+- and Eu3+-doped CaAl4O7 phosphors: First-principles computations and crystal-field parameters modeling

    Dinabandhu Halder1, Nandalal Das1,2, Yatramohan Jana1,*, Riti Ghosh1, Sonali Khatun1, R. Arun Kumar3, Yau Yuen Yeung4, Muhammed Acikgoz5, Marcin Runowski6 et al.

    Czesław Rudowicz6,†

    • *Contact author: ymjana@klyuniv.ac.in
    • †Contact author: czeslaw.rudowicz@amu.edu.pl

    Phys. Rev. B 114, 154311 – Published 29 September, 2026

    DOI: https://doi.org/10.1103/jmlc-hm2t

    Abstract

    Rare-earth-doped oxide phosphors are important for solid-state lighting and photonic applications because their spectroscopic properties are strongly governed by the interplay between local structure, lattice vibrations, electronic structure, and crystal-field (CF) interactions. We present a comprehensive investigation of the structural, electronic, vibrational, and spectroscopic properties of R3+ (R =Dy, Eu)-doped CaAl4O7 phosphors using complementary first-principles density functional theory (DFT) computations and CF parameters (CFPs) modeling approaches. Electronic-structure computations were performed within DFT employing the LDA+U and LDA–1/2 formalisms, while lattice vibrations were analyzed using both DFT-LDA computations and the semiempirical GF-matrix force-field methods. The DFT geometry-optimized structures preserve the monoclinic space group C2/c while introducing local distortions around the substitutional Ca2+ sites. The computed electronic structures reproduce the experimentally observed wide band-gap features and reveal distinct differences between Dy3+- and Eu3+-doped systems. In Dy3+-doped CaAl4O7, the 4f states remain well separated from the band edges, whereas in the Eu3+-doped system, Eu(4f) states appear within the band gap, associated with O(2p) → Eu(4f) charge-transfer transitions. The calculated Raman- and infrared-active phonons agree well with experiment. The modeled CFPs successfully reproduce the observed Stark splitting patterns and 4f−4f transition energies of Dy3+ and Eu3+ ions. The standardized monoclinic CFP sets and rotational invariants reveal stronger CF for Dy3+ than for Eu3+, correlating with differences in local coordination distortions. Overall, the present study establishes structure-property relationships by demonstrating how local coordination distortions induced by rare-earth substitution govern the electronic structure, lattice dynamics, crystal-field strength, and the resulting spectroscopic properties of Dy3+- and Eu3+-doped CaAl4O7 phosphors.

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