- Open Access
Performance and Achievable Rates of the Gottesman-Kitaev-Preskill Code for Pure-Loss and Amplification Channels
PRX Quantum 6, 030314 – Published 28 July, 2025
DOI: https://doi.org/10.1103/gh1c-xyn1
Abstract
Quantum error-correction codes protect information from realistic noisy channels and lie at the heart of quantum computation and communication tasks. Understanding the optimal performance and other information-theoretic properties, such as the achievable rates, of a given code is crucial, as these factors determine the fundamental limits imposed by the encoding in conjunction with the noise channel. Here, we use the transpose channel to analytically obtain the near-optimal performance of any Gottesman-Kitaev-Preskill (GKP) code under pure loss and pure amplification. We present rigorous connections between GKP code’s near-optimal performance and its dual lattice geometry and average input energy. With no energy constraint, we show that when is an integer, specific families of GKP codes simultaneously achieve the loss and amplification capacity. is the transmissivity (gain) for loss (amplification). Our results establish GKP code as the first structured bosonic code family that achieves the capacity of loss and amplification.
Physics Subject Headings (PhySH)
Popular Summary
Quantum communication systems must overcome the challenge of noise to transmit information reliably. A central goal in quantum error correction is to design codes that protect information effectively under practical noise conditions. In this work, we study the Gottesman-Kitaev-Preskill (GKP) code—a leading candidate for error correction in continuous-variable systems—and show that it can achieve the maximum possible rate of information transmission (the channel capacity) under two important and practical noise models: energy loss and amplification.
Our approach builds on a recently developed performance metric called near-optimal fidelity, which allows us to evaluate the performance of GKP codes analytically rather than numerically. By combining this tool with insights from lattice geometry, we find a precise connection between the lattice structure of the GKP code and its ability to correct errors. We show that under certain conditions, GKP codes built from specific lattices can match the ultimate theoretical limits of quantum communication, even without placing restrictions on energy. Remarkably, our analysis establishes GKP codes as the first structured code family with proven optimality under such a practical noise model.
Looking ahead, these results pave the way for better design and evaluation of quantum codes in both theory and experiment. The framework we introduce could be used to benchmark other continuous-variable codes and potentially guide the development of hardware-efficient quantum error correction for next-generation quantum networks and processors.
Article Text
References (81)
- M. A. Nielsen and I. L. Chuang, Quantum Computation and Quantum Information: 10th Anniversary Edition (Cambridge University Press, New York, 2010).
- M. Wilde, Quantum Information Theory (Cambridge University Press, New York, 2017).
- C. E. Shannon, A Mathematical Theory of Communication, Bell Syst. Tech. J. 27, 379 (1948).
- C. E. Shannon, A Mathematical Theory of Communication, Bell Syst. Tech. J. 27, 623 (1948).
- M. M. Wolf, D. Pérez-García, and G. Giedke, Quantum capacities of bosonic channels, Phys. Rev. Lett. 98, 130501 (2007).
- A. S. Holevo, A Mathematical Introduction (De Gruyter, Berlin, Boston, 2013).
- C. M. Caves and P. D. Drummond, Quantum limits on bosonic communication rates, Rev. Mod. Phys. 66, 481 (1994).
- C. Weedbrook, S. Pirandola, R. García-Patrón, N. J. Cerf, T. C. Ralph, J. H. Shapiro, and S. Lloyd, Gaussian quantum information, Rev. Mod. Phys. 84, 621 (2012).
- B. Schumacher and M. A. Nielsen, Quantum data processing and error correction, Phys. Rev. A 54, 2629 (1996).
- S. Lloyd, Capacity of the noisy quantum channel, Phys. Rev. A 55, 1613 (1997).
- I. Devetak, The Private Classical Capacity and Quantum Capacity of a Quantum Channel, IEEE Trans. Inf. Theory 51, 44 (2005).
- H. Barnum, M. A. Nielsen, and B. Schumacher, Information transmission through a noisy quantum channel, Phys. Rev. A 57, 4153 (1998).
- P. W. Shor, Fault-tolerant quantum computation, arXiv:quant-ph/9605011 [quant-ph].
- A. M. Steane, Active stabilization, quantum computation, and quantum state synthesis, Phys. Rev. Lett. 78, 2252 (1997).
- P. W. Shor, The quantum channel capacity and coherent information (2002).
- A. S. Holevo and R. F. Werner, Evaluating capacities of bosonic Gaussian channels, Phys. Rev. A 63, 032312 (2001).
- M. M. Wolf, D. Pérez-García, and G. Giedke, Quantum capacities of bosonic channels, Phys. Rev. Lett. 98, 130501 (2007).
- K. Noh, S. Pirandola, and L. Jiang, Enhanced energy-constrained quantum communication over bosonic Gaussian channels, Nat. Commun. 11, 457 (2020).
- F. Caruso and V. Giovannetti, Degradability of bosonic Gaussian channels, Phys. Rev. A 74, 062307 (2006).
- P. Hayden, M. Horodecki, A. Winter, and J. Yard, A Decoupling Approach to the Quantum Capacity, Open Syst. Inf. Dyn. 15, 7 (2008).
- D. Gottesman, A. Kitaev, and J. Preskill, Encoding a qubit in an oscillator, Phys. Rev. A 64, 012310 (2001).
- P. Campagne-Ibarcq, A. Eickbusch, S. Touzard, E. Zalys-Geller, N. E. Frattini, V. V. Sivak, P. Reinhold, S. Puri, S. Shankar, R. J. Schoelkopf, L. Frunzio, M. Mirrahimi, and M. H. Devoret, Quantum error correction of a qubit encoded in grid states of an oscillator, Nature 584, 368 (2020).
- V. V. Sivak, A. Eickbusch, B. Royer, S. Singh, I. Tsioutsios, S. Ganjam, A. Miano, B. L. Brock, A. Z. Ding, L. Frunzio, S. M. Girvin, R. J. Schoelkopf, and M. H. Devoret, Real-time quantum error correction beyond break-even, Nature 616, 50 (2023).
- D. Lachance-Quirion, M.-A. Lemonde, J. O. Simoneau, L. St-Jean, P. Lemieux, S. Turcotte, W. Wright, A. Lacroix, J. Fréchette-Viens, R. Shillito, F. Hopfmueller, M. Tremblay, N. E. Frattini, J. Camirand Lemyre, and P. St-Jean, Autonomous quantum error correction of Gottesman-Kitaev-Preskill states, Phys. Rev. Lett. 132, 150607 (2024).
- B. de Neeve, T.-L. Nguyen, T. Behrle, and J. P. Home, Error correction of a logical grid state qubit by dissipative pumping, Nat. Phys. 18, 296 (2022).
- C. Flühmann, T. L. Nguyen, M. Marinelli, V. Negnevitsky, K. Mehta, and J. P. Home, Encoding a qubit in a trapped-ion mechanical oscillator, Nature 566, 513 (2019).
- N. Fabre, G. Maltese, F. Appas, S. Felicetti, A. Ketterer, A. Keller, T. Coudreau, F. Baboux, M. I. Amanti, S. Ducci, and P. Milman, Generation of a time-frequency grid state with integrated biphoton frequency combs, Phys. Rev. A 102, 012607 (2020).
- J. E. Bourassa, R. N. Alexander, M. Vasmer, A. Patil, I. Tzitrin, T. Matsuura, D. Su, B. Q. Baragiola, S. Guha, G. Dauphinais, K. K. Sabapathy, N. C. Menicucci, and I. Dhand, Blueprint for a scalable photonic fault-tolerant quantum computer, Quantum 5, 392 (2021).
- B. Royer, S. Singh, and S. M. Girvin, Stabilization of finite-energy Gottesman-Kitaev-Preskill states, Phys. Rev. Lett. 125, 260509 (2020).
- J. Hastrup, K. Park, J. B. Brask, R. Filip, and U. L. Andersen, Measurement-free preparation of grid states, npj Quantum Inf. 7, 17 (2021).
- V. V. Albert, K. Noh, K. Duivenvoorden, D. J. Young, R. T. Brierley, P. Reinhold, C. Vuillot, L. Li, C. Shen, S. M. Girvin, B. M. Terhal, and L. Jiang, Performance and structure of single-mode bosonic codes, Phys. Rev. A 97, 032346 (2018).
- K. Noh, V. V. Albert, and L. Jiang, Quantum capacity bounds of Gaussian thermal loss channels and achievable rates with Gottesman-Kitaev-Preskill codes, IEEE Trans. Inf. Theory 65, 2563 (2019).
- P. Leviant, Q. Xu, L. Jiang, and S. Rosenblum, Quantum capacity and codes for the bosonic loss-dephasing channel, Quantum 6, 821 (2022).
- M. H. Michael, M. Silveri, R. T. Brierley, V. V. Albert, J. Salmilehto, L. Jiang, and S. M. Girvin, New class of quantum error-correcting codes for a bosonic mode, Phys. Rev. X 6, 031006 (2016).
- B. M. Terhal and D. Weigand, Encoding a qubit into a cavity mode in circuit QED using phase estimation, Phys. Rev. A 93, 012315 (2016).
- J. Conrad, J. Eisert, and J.-P. Seifert, Good Gottesman-Kitaev-Preskill codes from the NTRU cryptosystem, Quantum 8, 1398 (2024).
- J. Conrad, J. Eisert, and F. Arzani, Gottesman-Kitaev-Preskill codes: A lattice perspective, Quantum 6, 648 (2022).
- B. Royer, S. Singh, and S. Girvin, Encoding qubits in multimode grid states, PRX Quantum 3, 010335 (2022).
- M. Lin, C. Chamberland, and K. Noh, Closest lattice point decoding for multimode Gottesman-Kitaev-Preskill codes, PRX Quantum 4, 040334 (2023).
- J. Harrington and J. Preskill, Achievable rates for the Gaussian quantum channel, Phys. Rev. A 64, 062301 (2001).
- G. Zheng, W. He, G. Lee, and L. Jiang, Near-optimal performance of quantum error correction codes, Phys. Rev. Lett. 132, 250602 (2024).
- J. W. Harrington, Analysis of quantum error-correcting codes: Symplectic lattice codes and toric codes, Ph.D. thesis (California Institute of Technology, 2004).
- S. P. Jain, J. T. Iosue, A. Barg, and V. V. Albert, Quantum spherical codes, Nat. Phys. 20, 1300 (2024).
- A. S. Fletcher, P. W. Shor, and M. Z. Win, Optimum quantum error recovery using semidefinite programming, Phys. Rev. A 75, 012338 (2007).
- B. Schumacher, Sending entanglement through noisy quantum channels, Phys. Rev. A 54, 2614 (1996).
- M. Tomamichel, M. Berta, and J. M. Renes, Quantum coding with finite resources, Nat. Commun. 7, 11419 (2016).
- M. Horodecki, P. Horodecki, and R. Horodecki, General teleportation channel, singlet fraction, and quasidistillation, Phys. Rev. A 60, 1888 (1999).
- M. A. Nielsen, A simple formula for the average gate fidelity of a quantum dynamical operation, Phys. Lett. A 303, 249 (2002).
- C.-H. Wang, F. Li, and L. Jiang, Quantum capacities of transducers, Nat. Commun. 13, 6698 (2022).
- L. Lami and M. M. Wilde, Exact solution for the quantum and private capacities of bosonic dephasing channels, Nat. Photonics 17, 525 (2023).
- S. Pirandola, S. L. Braunstein, and S. Lloyd, Characterization of collective Gaussian attacks and security of coherent-state quantum cryptography, Phys. Rev. Lett. 101, 200504 (2008).
- H. Barnum and E. Knill, Reversing quantum dynamics with near-optimal quantum and classical fidelity, J. Math. Phys. 43, 2097 (2002).
- D. Petz, Sufficiency of channels over von Neumann algebras, Quart. J. Math. Oxford Ser. 39, 97 (1988).
- A. Gilyén, S. Lloyd, I. Marvian, Y. Quek, and M. M. Wilde, Quantum algorithm for Petz recovery channels and pretty good measurements, Phys. Rev. Lett. 128, 220502 (2022).
- H. K. Ng and P. Mandayam, Simple approach to approximate quantum error correction based on the transpose channel, Phys. Rev. A 81, 062342 (2010).
- B. Li, Z. Wang, G. Zheng, Y. Wong, and L. Jiang, Optimality condition for the Petz map, Phys. Rev. Lett. 134, 200602 (2025).
- D. Biswas, G. M. Vaidya, and P. Mandayam, Noise-adapted recovery circuits for quantum error correction, Phys. Rev. Res. 6, 043034 (2024).
- W.-H. Png and V. Scarani, Petz recovery maps of single-qubit decoherence channels in an ion trap quantum processor, arXiv:2504.20399 [quant-ph].
- M. Reimpell and R. F. Werner, Iterative optimization of quantum error correcting codes, Phys. Rev. Lett. 94, 080501 (2005).
- K. Audenaert and B. De Moor, Optimizing completely positive maps using semidefinite programming, Phys. Rev. A 65, 030302 (2002).
- E. Knill and R. Laflamme, Theory of quantum error-correcting codes, Phys. Rev. A 55, 900 (1997).
- F. Pfender and G. Ziegler, Kissing numbers, sphere packings, and some unexpected proofs, Not. Am. Math. Soc. (2004).
- L. Li, C.-L. Zou, V. V. Albert, S. Muralidharan, S. M. Girvin, and L. Jiang, Cat codes with optimal decoherence suppression for a lossy bosonic channel, Phys. Rev. Lett. 119, 030502 (2017).
- Q. Xu, G. Zheng, Y.-X. Wang, P. Zoller, A. A. Clerk, and L. Jiang, Autonomous quantum error correction and fault-tolerant quantum computation with squeezed cat qubits, npj Quantum Inf. 9, 78 (2023).
- D. S. Schlegel, F. Minganti, and V. Savona, Quantum error correction using squeezed Schrödinger cat states, Phys. Rev. A 106, 022431 (2022).
- T. Hillmann and F. Quijandría, Quantum error correction with dissipatively stabilized squeezed-cat qubits, Phys. Rev. A 107, 032423 (2023).
- A. Eickbusch, V. Sivak, A. Z. Ding, S. S. Elder, S. R. Jha, J. Venkatraman, B. Royer, S. M. Girvin, R. J. Schoelkopf, and M. H. Devoret, Fast universal control of an oscillator with weak dispersive coupling to a qubit, Nat. Phys. 18, 1464 (2022).
- P. Buser and P. Sarnak, On the period matrix of a Riemann surface of large genus (with an Appendix by J.H. Conway and N.J.A. Sloane), Invent. Math. 117, 27 (1994).
- G. E. Crooks, Quantum operation time reversal, Phys. Rev. A 77, 034101 (2008).
- C. C. Aw, F. Buscemi, and V. Scarani, Fluctuation theorems with retrodiction rather than reverse processes, AVS Quantum Sci. 3, 045601 (2021).
- H. Kwon and M. S. Kim, Fluctuation theorems for a quantum channel, Phys. Rev. X 9, 031029 (2019).
- F. Buscemi and V. Scarani, Fluctuation theorems from Bayesian retrodiction, Phys. Rev. E 103, 052111 (2021).
- C. Shen, K. Noh, V. V. Albert, S. Krastanov, M. H. Devoret, R. J. Schoelkopf, S. M. Girvin, and L. Jiang, Quantum channel construction with circuit quantum electrodynamics, Phys. Rev. B 95, 134501 (2017).
- R. Iten, R. Colbeck, and M. Christandl, Quantum circuits for quantum channels, Phys. Rev. A 95, 052316 (2017).
- K. Noh, S. M. Girvin, and L. Jiang, Encoding an oscillator into many oscillators, Phys. Rev. Lett. 125, 080503 (2020).
- K. Noh, C. Chamberland, and F. G. Brandão, Low-overhead fault-tolerant quantum error correction with the surface-GKP code, PRX Quantum 3, 010315 (2022).
- M. H. Shaw, A. C. Doherty, and A. L. Grimsmo, Stabilizer subsystem decompositions for single- and multimode Gottesman-Kitaev-Preskill codes, PRX Quantum 5, 010331 (2024).
- Different from common believes [79], this statement is not true for GKP encoding arbitrary logical dimensions.
- A. L. Grimsmo, J. Combes, and B. Q. Baragiola, Quantum computing with rotation-symmetric Bosonic codes, Phys. Rev. X 10, 011058 (2020).
- C. Bény and O. Oreshkov, General conditions for approximate quantum error correction and near-optimal recovery channels, Phys. Rev. Lett. 104, 120501 (2010).
- Y. Zhao and D. E. Liu, Extracting error thresholds through the framework of approximate quantum error correction condition, Phys. Rev. Res. 6, 043258 (2024).
