Reuse & Permissions

It is not necessary to obtain permission to reuse this article or its components as it is available under the terms of the Creative Commons Attribution 4.0 International license. This license permits unrestricted use, distribution, and reproduction in any medium, provided attribution to the author(s) and the published article's title, journal citation, and DOI are maintained. Please note that some figures may have been included with permission from other third parties. It is your responsibility to obtain the proper permission from the rights holder directly for these figures.

Export citation

Export citation

Choose format for download:

Download Citation
  • Open Access

Unveiling in-gap states and Majorana zero modes in superconductor-topological insulator bilayer model

Umesh Kumar1,*, Rafał Rechciński2,3, Tatiana de Picoli4, Jukka Vayrynen4, and Satoshi Okamoto1

  • *Contact author: kumaru@ornl.gov

Phys. Rev. Research 8, 023061 – Published 20 April, 2026

DOI: https://doi.org/10.1103/vgqt-49lx

Abstract

Interfaces between topological insulators and superconductors (SCs) are promising platforms for realizing Majorana zero modes (MZMs) via the superconducting proximity effect. We introduce a bilayer model consisting of the surface states of a three-dimensional topological insulator (3DTI) coupled to an s-wave superconductor and systematically study the role of interlayer tunneling strength (t⊥) motivated by the recent growth of the Fe(Te,Se)/Bi2Te3 heterostructure. We find that increasing t⊥ shifts the proximity-induced (PrI) gap minimum away from the Γ point, giving rise to momentum-selective interference patterns that manifest as spatial oscillations in the in-gap states. We introduce an antidot with a magnetic vortex in the model and investigate the resulting in-gap states, including MZMs and Caroli–de Gennes–Matricon (CdGM) modes. With increasing hybridization strength, the energy separation between MZMs and CdGM states increases, enhancing the isolation of MZMs. Importantly, in the strong hybridization limit, the leading CdGM separation remains large in spite of the decrease in the PrI gap. Spin- and spatially resolved wavefunction analysis reveals angular momentum asymmetries absent in conventional s-wave systems. A direct comparison with a standalone s-wave superconductor confirms the emergence of distinct p-wave-like features in the bilayer geometry. Our results provide experimentally relevant predictions for tuning the stability of MZMs and their differentiation from the CdGM modes in SC-3DTI heterostructures and offer a theoretical framework for probing unconventional superconductivity in engineered topological systems.

View figure in article

Physics Subject Headings (PhySH)

Article Text

References (64)

  1. C. Nayak, S. H. Simon, A. Stern, M. Freedman, and S. Das Sarma, Non-Abelian anyons and topological quantum computation, Rev. Mod. Phys. 80, 1083 (2008).
  2. L. Fu and C. L. Kane, Superconducting proximity effect and Majorana fermions at the surface of a topological insulator, Phys. Rev. Lett. 100, 096407 (2008).
  3. P. Rüßmann and S. Blügel, Proximity induced superconductivity in a topological insulator, arXiv:2208.14289.
  4. R. M. Lutchyn, J. D. Sau, and S. Das Sarma, Majorana fermions and a topological phase transition in semiconductor-superconductor heterostructures, Phys. Rev. Lett. 105, 077001 (2010).
  5. Y. Oreg, G. Refael, and F. von Oppen, Helical liquids and Majorana bound states in quantum wires, Phys. Rev. Lett. 105, 177002 (2010).
  6. A. Kitaev, Anyons in an exactly solved model and beyond, Ann. Phys. 321, 2 (2006).
  7. A. Banerjee, C. A. Bridges, J.-Q. Yan, A. A. Aczel, L. Li, M. B. Stone, G. E. Granroth, M. D. Lumsden, Y. Yiu, J. Knolle, S. Bhattacharjee, D. L. Kovrizhin, R. Moessner, D. A. Tennant, D. G. Mandrus, and S. E. Nagler, Proximate kitaev quantum spin liquid behaviour in a honeycomb magnet, Nat. Mater. 15, 733 (2016).
  8. U. Kumar, S. Banerjee, and S.-Z. Lin, Floquet engineering of kitaev quantum magnets, Commun. Phys. 5, 157 (2022).
  9. H. Li, U. Kumar, K. Sun, and S.-Z. Lin, Spontaneous fractional Chern insulators in transition metal dichalcogenide moiré superlattices, Phys. Rev. Res. 3, L032070 (2021).
  10. J. Cai, E. Anderson, C. Wang, X. Zhang, X. Liu, W. Holtzmann, Y. Zhang, F. Fan, T. Taniguchi, K. Watanabe, Y. Ran, T. Cao, L. Fu, D. Xiao, W. Yao, and X. Xu, Signatures of fractional quantum anomalous Hall states in twisted MoTe2, Nature (London) 622, 63 (2023).
  11. G. Moore and N. Read, Nonabelions in the fractional quantum Hall effect, Nucl. Phys. B 360, 362 (1991).
  12. G. E. Volovik, Fermion zero modes on vortices in chiral superconductors, Sov. J. Exp. Theor. Phys. Lett. 70, 609 (1999).
  13. D. A. Ivanov, Non-Abelian statistics of half-quantum vortices in p-wave superconductors, Phys. Rev. Lett. 86, 268 (2001).
  14. N. Read and D. Green, Paired states of fermions in two dimensions with breaking of parity and time-reversal symmetries and the fractional quantum Hall effect, Phys. Rev. B 61, 10267 (2000).
  15. H. Deng, N. Bonesteel, and P. Schlottmann, Bound fermion states in pinned vortices in the surface states of a superconducting topological insulator, J. Phys.: Condens. Matter 33, 035604 (2021).
  16. A. Ziesen and F. Hassler, Low-energy in-gap states of vortices in superconductor–semiconductor heterostructures, J. Phys.: Condens. Matter 33, 294001 (2021).
  17. J. D. Sau, R. M. Lutchyn, S. Tewari, and S. Das Sarma, Generic new platform for topological quantum computation using semiconductor heterostructures, Phys. Rev. Lett. 104, 040502 (2010).
  18. J. Alicea, Majorana fermions in a tunable semiconductor device, Phys. Rev. B 81, 125318 (2010).
  19. A. Y. Kitaev, Unpaired majorana fermions in quantum wires, Phys. Usp. 44, 131 (2001).
  20. R. M. Lutchyn, E. P. A. M. Bakkers, L. P. Kouwenhoven, P. Krogstrup, C. M. Marcus, and Y. Oreg, Majorana zero modes in superconductor–semiconductor heterostructures, Nat. Rev. Mater. 3, 52 (2018).
  21. M. Aghaee et al. (Microsoft Quantum), InAs-Al hybrid devices passing the topological gap protocol, Phys. Rev. B 107, 245423 (2023).
  22. M. Aghaee et al. (Microsoft Quantum), Interferometric single-shot parity measurement in InAs–Al hybrid devices, Nature (London) 638, 651 (2025).
  23. S. Das Sarma and H. Pan, Density of states, transport, and topology in disordered Majorana nanowires, Phys. Rev. B 108, 085415 (2023).
  24. L. Kong, S. Zhu, M. Papaj, H. Chen, L. Cao, H. Isobe, Y. Xing, W. Liu, D. Wang, P. Fan, Y. Sun, S. Du, J. Schneeloch, R. Zhong, G. Gu, L. Fu, H.-J. Gao, and H. Ding, Half-integer level shift of vortex bound states in an iron-based superconductor, Nat. Phys. 15, 1181 (2019).
  25. W. Liu, L. Cao, S. Zhu, L. Kong, G. Wang, M. Papaj, P. Zhang, Y.-B. Liu, H. Chen, G. Li, F. Yang, T. Kondo, S. Du, G.-H. Cao, S. Shin, L. Fu, Z. Yin, H.-J. Gao, and H. Ding, A new Majorana platform in an Fe-As bilayer superconductor, Nat. Commun. 11, 5688 (2020).
  26. S. Zhu, L. Kong, L. Cao, H. Chen, M. Papaj, S. Du, Y. Xing, W. Liu, D. Wang, C. Shen, F. Yang, J. Schneeloch, R. Zhong, G. Gu, L. Fu, Y.-Y. Zhang, H. Ding, and H.-J. Gao, Nearly quantized conductance plateau of vortex zero mode in an iron-based superconductor, Science 367, 189 (2020).
  27. C. Chen, Y. Liu, Y. Chen, Y. N. Hu, T. Z. Zhang, D. Li, X. Wang, C. X. Wang, Z. Y. W. Lu, Y. H. Zhang, Q. L. Zhang, X. L. Dong, R. Wang, D. L. Feng, and T. Zhang, Revealing the microscopic mechanism of elementary vortex pinning in superconductors, Phys. Rev. X 14, 041039 (2024).
  28. D. Wang, L. Kong, P. Fan, H. Chen, S. Zhu, W. Liu, L. Cao, Y. Sun, S. Du, J. Schneeloch, R. Zhong, G. Gu, L. Fu, H. Ding, and H.-J. Gao, Evidence for Majorana bound states in an iron-based superconductor, Science 362, 333 (2018).
  29. G. Xu, B. Lian, P. Tang, X.-L. Qi, and S.-C. Zhang, Topological superconductivity on the surface of Fe-based superconductors, Phys. Rev. Lett. 117, 047001 (2016).
  30. Y.-H. Wan and Q.-F. Sun, Quarter-quantized thermal Hall effect with parity anomaly, Phys. Rev. B 109, 195408 (2024).
  31. E. Zsurka, D. Di Miceli, J. Legendre, L. Serra, D. Grützmacher, T. L. Schmidt, and K. Moors, Optimizing proximitized magnetic topological insulator nanoribbons for Majorana bound states, Phys. Rev. B 112, 094504 (2025).
  32. X.-J. Luo, X.-H. Pan, Y. Shi, and F. Wu, Surface-dependent Majorana vortex phases in topological crystalline insulators, Phys. Rev. B 111, 144501 (2025).
  33. C.-M. Miao, Y.-H. Wan, Y.-T. Zhang, and Q.-F. Sun, Tunable Majorana corner states driven by superconducting phase bias in a vertical Josephson junction, Phys. Rev. B 112, 094507 (2025).
  34. B. S. de Mendonça, A. L. R. Manesco, N. Sandler, and L. G. G. V. Dias da Silva, Near zero energy Caroli–de Gennes–Matricon vortex states in the presence of impurities, Phys. Rev. B 107, 184509 (2023).
  35. X.-H. Tu, X.-G. Wan, and N. Hao, Subtlety of modes trapped by vortices in a topological superconducting heterostructure, Phys. Rev. B 109, 144512 (2024).
  36. A. Yazdani, F. von Oppen, B. I. Halperin, and A. Yacoby, Hunting for Majoranas, Science 380, eade0850 (2023).
  37. L. Yu, Bound states in superconductors containing paramagnetic impurities, Acta Phys. Sin. 21, 75 (1965).
  38. H. Shiba, Classical spins in superconductors, Prog. Theor. Phys. 40, 435 (1968).
  39. A. Rusinov, On the theory of gapless superconductivity in alloys containing paramagnetic impurities, Sov. Phys. JETP 29, 1101 (1969).
  40. D. Wang, J. Wiebe, R. Zhong, G. Gu, and R. Wiesendanger, Spin-polarized Yu-Shiba-Rusinov states in an iron-based superconductor, Phys. Rev. Lett. 126, 076802 (2021).
  41. E. Prada, P. San-Jose, M. W. A. de Moor, A. Geresdi, E. J. H. Lee, J. Klinovaja, D. Loss, J. Nygård, R. Aguado, and L. P. Kouwenhoven, From Andreev to Majorana bound states in hybrid superconductor–semiconductor nanowires, Nat. Rev. Phys. 2, 575 (2020).
  42. X. Yao, M. Brahlek, H. T. Yi, D. Jain, A. R. Mazza, M.-G. Han, and S. Oh, Hybrid symmetry epitaxy of the superconducting Fe(Te, Se) film on a topological insulator, Nano Lett. 21, 6518 (2021).
  43. A.-H. Chen, Q. Lu, E. Hershkovitz, M. L. Crespillo, A. R. Mazza, T. Smith, T. Z. Ward, G. Eres, S. Gandhi, M. M. Mahfuz, V. Starchenko, K. Hattar, J. S. Lee, H. Kim, R. G. Moore, and M. Brahlek, Interfacially enhanced superconductivity in Fe(Te, Se)/Bi4Te3 heterostructures, Adv. Mater. 36, 2401809 (2024).
  44. S.-W. Huang, R. Suresh, J. Liao, B. Du, Z. Miles, L. P. Rokhinson, Y. P. Chen, and R. Ma, Towards a hybrid 3D transmon qubit with topological insulator-based Josephson junctions, arXiv:2506.18232.
  45. R. G. Moore, Q. Lu, H. Jeon, X. Yao, T. Smith, Y.-Y. Pai, M. Chilcote, H. Miao, S. Okamoto, A.-P. Li, S. Oh, and M. Brahlek, Monolayer superconductivity and tunable topological electronic structure at the Fe(Te, Se)/Bi2Te3 interface, Adv. Mater. 35, 2210940 (2023).
  46. T. Barik and J. D. Sau, Signatures of nontopological patches on the surface of topological insulators, Phys. Rev. B 105, 035128 (2022).
  47. P. A. Ioselevich, P. M. Ostrovsky, and M. V. Feigel'man, Majorana state on the surface of a disordered three-dimensional topological insulator, Phys. Rev. B 86, 035441 (2012).
  48. A. Ziesen, A. Altland, R. Egger, and F. Hassler, Statistical Majorana bound state spectroscopy, Phys. Rev. Lett. 130, 106001 (2023).
  49. R. Rechciński, M. Galicka, M. Simma, V. V. Volobuev, O. Caha, J. Sánchez-Barriga, P. S. Mandal, E. Golias, A. Varykhalov, O. Rader, G. Bauer, P. Kacman, R. Buczko, and G. Springholz, Structure inversion asymmetry and Rashba effect in quantum confined topological crystalline insulator heterostructures, Adv. Funct. Mater. 31, 2008885 (2021).
  50. R. Rechciński, A. Khindanov, D. I. Pikulin, J. Liao, L. P. Rokhinson, Y. P. Chen, R. M. Lutchyn, and J. I. Väyrynen, Influence of disorder on antidot vortex Majorana states in three-dimensional topological insulators, Phys. Rev. B 110, 075433 (2024).
  51. D. I. Pikulin and M. Franz, Black hole on a chip: Proposal for a physical realization of the Sachdev-Ye-Kitaev model in a solid-state system, Phys. Rev. X 7, 031006 (2017).
  52. H. Jiang, L. Wang, Q.-F. Sun, and X. C. Xie, Numerical study of the topological Anderson insulator in HgTe/CdTe quantum wells, Phys. Rev. B 80, 165316 (2009).
  53. H. Nielsen and M. Ninomiya, A no-go theorem for regularizing chiral fermions, Phys. Lett. B 105, 219 (1981).
  54. J.-X. Zhu, Bogoliubov-de Gennes Method and Its Applications, 1st ed., Lecture Notes in Physics (Springer International Publishing, Cham, Switzerland, 2016).
  55. U. Kumar and S.-Z. Lin, Inducing and controlling superconductivity in the Hubbard honeycomb model using an electromagnetic drive, Phys. Rev. B 103, 064508 (2021).
  56. S. Rinott, K. B. Chashka, A. Ribak, E. D. L. Rienks, A. Taleb-Ibrahimi, P. L. Fevre, F. Bertran, M. Randeria, and A. Kanigel, Tuning across the BCS-BEC crossover in the multiband superconductor Fe1+ySexTe1−x: An angle-resolved photoemission study, Sci. Adv. 3, e1602372 (2017).
  57. X.-L. Qi and S.-C. Zhang, Topological insulators and superconductors, Rev. Mod. Phys. 83, 1057 (2011).
  58. C. Caroli, P. De Gennes, and J. Matricon, Bound fermion states on a vortex line in a type II superconductor, Phys. Lett. 9, 307 (1964).
  59. S. Jeon, Y. Xie, J. Li, Z. Wang, B. A. Bernevig, and A. Yazdani, Distinguishing a Majorana zero mode using spin-resolved measurements, Science 358, 772 (2017).
  60. S. Vaitiekėnas, G. W. Winkler, B. van Heck, T. Karzig, M.-T. Deng, K. Flensberg, L. I. Glazman, C. Nayak, P. Krogstrup, R. M. Lutchyn, and C. M. Marcus, Flux-induced topological superconductivity in full-shell nanowires, Science 367, eaav3392 (2020).
  61. T. Hanaguri, K. Kitagawa, K. Matsubayashi, Y. Mazaki, Y. Uwatoko, and H. Takagi, Scanning tunneling microscopy/spectroscopy of vortices in LiFeAs, Phys. Rev. B 85, 214505 (2012).
  62. L. Kong, L. Cao, S. Zhu, M. Papaj, G. Dai, G. Li, P. Fan, W. Liu, F. Yang, X. Wang, S. Du, C. Jin, L. Fu, H.-J. Gao, and H. Ding, Majorana zero modes in impurity-assisted vortex of LiFeAs superconductor, Nat. Commun. 12, 4146 (2021).
  63. T. Shoman, A. Takayama, T. Sato, S. Souma, T. Takahashi, T. Oguchi, K. Segawa, and Y. Ando, Topological proximity effect in a topological insulator hybrid, Nat. Commun. 6, 6547 (2015).
  64. P. De Gennes, Superconductivity of Metals And Alloys, 1st ed. (CRC Press, 1999).

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation