- Open Access
and charge transition levels in (La,Sr) and
Phys. Rev. Materials 9, 075405 – Published 25 July, 2025
DOI: https://doi.org/10.1103/tn7z-thjk
Abstract
X-ray photoelectron spectroscopy (XPS) is used to determine the energy levels associated with the and charge transition levels in and , respectively. The charge transition levels are revealed by varying the Fermi level by means of oxidizing and reducing treatments. The transition occurs at above the valence band maximum of and the transition at above the valence band maximum of , respectively. In combination with the energy band alignment determined from XPS analysis in the course of interface formation, it is derived that the energetic difference of the charge transition levels coincides with that in Co-doped , suggesting transferability of the energy levels in perovskite-type materials. The difference in charge transition levels directly relates to the easier reduction of Co compared to Fe. The result emphasizes that the oxidation states of Fe and Co in mixed compounds must be treated independently for a quantitative description of (defect) properties. They also provide a natural direct explanation for the higher electronic conductivity of compared to that of , and for the acceptor behavior of Co in .
Physics Subject Headings (PhySH)
Article Text
Supplemental Material
References (75)
- J. B. Goodenough, Electronic and ionic transport properties and other physical aspects of perovskites, Rep. Prog. Phys. 67, 1915 (2004).
- Mixed Conducting Ceramic Membranes edited by X. Zhu and W. Yang (Springer, Berlin, 2017).
- J. A. Kilner and M. Burriel, Materials for intermediate-temperature solid-oxide fuel cells, Annu. Rev. Mater. Res. 44, 365 (2014).
- H. Wang, K. H. L. Zhang, J. P. Hofmann, V. A. de La Peña O'Shea, and F. E. Oropeza, The electronic structure of transition metal oxides for oxygen evolution reaction, J. Mater. Chem. A 9, 19465 (2021).
- T. Arima, Y. Tokura, and J. B. Torrance, Variation of optical gaps in perovskite-type 3d transition-metal oxides, Phys. Rev. B 48, 17006 (1993).
- M. D. Scafetta, Y. J. Xie, M. Torres, J. E. Spanier, and S. J. May, Optical absorption in epitaxial thin films, Appl. Phys. Lett. 102, 081904 (2013).
- A. Chainani, M. Mathew, and D. D. Sarma, Electron-spectroscopy study of the semiconductor-metal transition in , Phys. Rev. B 46, 9976 (1992).
- C.-L. Ma and J. Cang, First principles investigation on the band gap of the ground state of , Solid State Commun. 150, 1983 (2010).
- I. A. Abdel-Latif, A. F. Hegab, A. A. Azab, and Kh M. Roumaih, Study on crystal structure, electrical and magnetic properties of prepared by sol-gel method, J. Solid State Chem. 325, 124144 (2023).
- A. Petrov, Crystal structure, electrical and magnetic properties of , Solid State Ionics 80, 189 (1995).
- E. Bucher and W. Sitte, Defect chemical analysis of the electronic conductivity of strontium-substituted lanthanum ferrite, Solid State Ionics 173, 23 (2004).
- W.-W. Zhang, E. Povoden-Karadeniz, Y. Shang, P. V. Hendriksen, and M. Chen, Phase equilibria and defect chemistry of the La-Sr-Co-O system, J. Eur. Ceram. Soc. 43, 4419 (2023).
- A. Nenning, A. K. Opitz, C. Rameshan, R. Rameshan, R. Blume, M. Hävecker, A. Knop-Gericke, G. Rupprechter, B. Klötzer, and J. Fleig, Ambient pressure XPS study of mixed conducting perovskite-type SOFC cathode and anode materials under well-defined electrochemical polarization, J. Phys. Chem. C 120, 1461 (2016).
- A. Klein, K. Albe, N. Bein, O. Clemens, K. A. Creutz, P. Erhart, M. Frericks, E. Ghorbani, J. P. Hofmann, B. Huang, B. Kaiser, U. Kolb, J. Koruza, C. Kübel, K. N. S. Lohaus, J. Rödel, J. Rohrer, W. Rheinheimer, R. A. de Souza, and V. Streibel et al., The Fermi energy as common parameter to describe charge compensation mechanisms: A path to Fermi level engineering of oxide electroceramics, J. Electroceram. 51, 147 (2023).
- S. Anand, M. Y. Toriyama, C. Wolverton, S. M. Haile, and G. J. Snyder, A convergent understanding of charged defects, Acc. Mater. Res. 3, 685 (2022).
- A. Klein and D. Sudarikov, The physics of defect chemistry and the chemistry of defect physics, Phys. Chem. Chem. Phys. 27, 6390 (2025).
- C. Freysoldt, B. Grabowski, T. Hickel, J. Neugebauer, G. Kresse, A. Janotti, and C. G. Van de Walle, First-principles calculations for point defects in solids, Rev. Mod. Phys. 86, 253 (2014).
- A. Klein, Transparent conducting oxides: Electronic structure–property relationship from photoelectron spectroscopy with in-situ sample preparation, J. Am. Ceram. Soc. 96, 331 (2013).
- A. Klein, Interface properties of dielectric oxides, J. Am. Ceram. Soc. 99, 369 (2016).
- C. Lohaus, A. Klein, and W. Jaegermann, Limitation of Fermi level shifts by polaron defect states in hematite photoelectrodes, Nat. Commun. 9, 4309 (2018).
- N. S. Bein, P. Machado, M. Coll, M. Chen, M. Makarovic, T. Rojac, and A. Klein, Electrochemical reduction of undoped and cobalt-doped induced by water exposure: Quantitative determination of reduction potentials and defect energy levels using photoelectron spectroscopy, J. Phys. Chem. Lett. 10, 7071 (2019).
- A. Zunger, Theory of 3d transition atom impurities in semiconductors, Annu. Rev. Mater. Sci. 15, 411 (1985).
- J. M. Langer and H. Heinrich, Deep-level impurities: A possible guide to prediction of band-edge discontinuities in semiconductor heterojunctions, Phys. Rev. Lett. 55, 1414 (1985).
- J. M. Langer, C. Delerue, M. Lannoo, and H. Heinrich, Transition-metal impurities in semiconductors and heterojunction band lineups, Phys. Rev. B 38, 7723 (1988).
- C. G. van de Walle and J. Neugebauer, Universal alignment of hydrogen levels in semiconductors, insulators and solutions, Nature (London) 423, 626 (2003).
- C. Linderälv, A. Lindman, and P. Erhart, A unifying perspective on oxygen vacancies in wide band gap oxides, J. Phys. Chem. Lett. 9, 222 (2018).
- S. Chen and L.-W. Wang, Thermodynamic oxidation and reduction potentials of photocatalytic semiconductors in aqueous solution, Chem. Mater. 24, 3659 (2012).
- A. Klein, Application of photoelectron spectroscopy to align the energy levels of photocatalysts, in Applications of X-ray Photoelectron Spectroscopy to Catalytic Studies, edited by S. Zafeiratos (World Scientific, Singapore, 2023), pp. 193–230.
- Y. Hermans, S. Murcia-López, A. Klein, and W. Jaegermann, surface reduction upon water exposure, ACS Energy Lett. 4, 2522 (2019).
- R. Poulain, J. Rohrer, Y. Hermans, C. Dietz, J. Brötz, J. Proost, M. Chatenet, and A. Klein, Origin of surface reduction upon water adsorption on oriented nio thin films and its relation to electrochemical activity, J. Phys. Chem. C 126, 1303 (2022).
- Handbook of X-Ray Photoelectron Spectroscopy: A Reference Book of Standard Spectra for Identification and Interpretation of XPS Data, [reprint of the 1992 version] edited by J. Chastain and J. F. Moulder (Physical Electronics, Eden Prairie, MN, 1995).
- E. A. Kraut, R. W. Grant, J. R. Waldrop, and S. P. Kowalczyk, Precise determination of the valence-band edge in x-ray photoemission spectra: Application to measurement of semiconductor interface potentials, Phys. Rev. Lett. 44, 1620 (1980).
- J. R. Waldrop, R. W. Grant, S. P. Kowalczyk, and E. A. Kraut, Measurement of semiconductor heterojunction band discontinuities by X-ray photoemission spectroscopy, J. Vac. Sci. Technol. A 3, 835 (1985).
- A. Klein, Energy band alignment at interfaces of semiconducting oxides: A review of experimental determination using photoelectron spectroscopy and comparison with theoretical predictions by the electron affinity rule, charge neutrality levels, and the common anion rule, Thin Solid Films 520, 3721 (2012).
- H. Wadati, D. Kobayashi, H. Kumigashira, K. Okazaki, T. Mizokawa, A. Fujimori, K. Horiba, M. Oshima, N. Hamada, M. Lippmaa, M. Kawasaki, and H. Koinuma, Hole-doping-induced changes in the electronic structure of : Soft x-ray photoemission and absorption study of epitaxial thin films, Phys. Rev. B 71, 035108 (2005).
- Z. Shen, Y. Zhuang, W. Li, X. Huang, F. E. Oropeza, E. J. M. Hensen, J. P. Hofmann, M. Cui, A. Tadich, D.-C. Qi, J. Cheng, J. Li, and K. H. L. Zhang, Increased activity in the oxygen evolution reaction by -induced hole states in perovskite , J. Mater. Chem. A 8, 4407 (2020).
- K. A. Stoerzinger, R. Comes, S. R. Spurgeon, S. Thevuthasan, K. Ihm, E. J. Crumlin, and S. A. Chambers, Influence of surface termination on water reactivity, J. Phys. Chem. Lett. 8, 1038 (2017).
- C. Tian, C. Maheu, X. Huang, F. E. Oropeza, M. Major, J. Brötz, M. Einert, W. Donner, K. H. Zhang, and J. P. Hofmann, Evaluating the electronic structure and stability of epitaxially grown Sr-doped perovskite alkaline evolution model electrocatalysts, RSC Appl. Interfaces 2, 122 (2025).
- L. Wang, Y. Du, P. V. Sushko, M. E. Bowden, K. A. Stoerzinger, S. M. Heald, M. D. Scafetta, T. C. Kaspar, and S. A. Chambers, Hole-induced electronic and optical transitions in epitaxial thin films, Phys. Rev. Mater. 3, 025401 (2019).
- E. J. Crumlin, E. Mutoro, Z. Liu, M. E. Grass, M. D. Biegalski, Y.-L. Lee, D. Morgan, H. M. Christen, H. Bluhm, and Y. Shao-Horn, Surface strontium enrichment on highly active perovskites for oxygen electrocatalysis in solid oxide fuel cells, Energy Environ. Sci. 5, 6081 (2012).
- Z. Cai, M. Kubicek, J. Fleig, and B. Yildiz, Chemical heterogeneities on thin films–correlations to cathode surface activity and stability, Chem. Mater. 24, 1116 (2012).
- A. K. Opitz, C. Rameshan, M. Kubicek, G. M. Rupp, A. Nenning, T. Götsch, R. Blume, M. Hävecker, A. Knop-Gericke, G. Rupprechter, B. Klötzer, and J. Fleig, The chemical evolution of the surface under SOFC operating conditions and its implications for electrochemical oxygen exchange activity, Top. Catal 61, 2129 (2018).
- J. D. Baniecki, M. Ishii, T. Shioga, K. Kurihara, and S. Miyahara, Surface core-level shifts of strontium observed in photoemission of barium strontium titanate thin films, Appl. Phys. Lett. 89, 162908 (2006).
- R. Schafranek, Kathodenzerstäubte (Ba,-Dünnschichten für steuerbare Mikrowellenkomponenten: Material-, Bauteil- und Grenzflächeneigenschaften; https://tuprints.ulb.tu-darmstadt.de/id/eprint/1873, Ph.D. thesis, Technical University of Darmstadt, 2009.
- P. A. W. van der Heide, Systematic x–ray photoelectron spectroscopic study of –based perovskite–type oxides, Surf. Interface Anal. 33, 414 (2002).
- S. Kashiwaya, J. Morasch, V. Streibel, T. Toupance, W. Jaegermann, and A. Klein, The work function of , Surfaces 1, 73 (2018).
- M. Abbate, J. C. Fuggle, A. Fujimori, L. H. Tjeng, C. T. Chen, R. Potze, G. A. Sawatzky, H. Eisaki, and S. Uchida, Electronic structure and spin-state transition of , Phys. Rev. B 47, 16124 (1993).
- See Supplemental Material at http://link.aps.org/supplemental/10.1103/tn7z-thjk for XP survey spectra recorded after different surface treatments, a comparison of the valence band spectra of LSF thin films and bulk ceramics, Fe2p and valence band spectra of 2% Fe-doped bulk ceramics revelaing changes of Fe oxidation state, Co2p and valence band spectra of LSC thin films on Nb- revealing changes of Co oxidation state, XP core level and valence band spectra recorded in the course of interface formation for determination of the energy band alignment at the /LSC interface, as well as the XP core level and valence band spectra recorded in the course of the deposition of onto LSF for the determination of band alignment. The Supplemental Material contains Refs. [35, 36, 37, 38, 39, 75].
- T. Fujii, F. M. F. de Groot, G. A. Sawatzky, F. C. Voogt, T. Hibma, and K. Okada, In situ XPS analysis of various iron oxide films grown by -assisted molecular-beam epitaxy, Phys. Rev. B 59, 3195 (1999).
- C.R Brundle, T.J Chuang, and K. Wandelt, Core and valence level photoemission studies of iron oxide surfaces and the oxidation of iron, Surf. Sci. 68, 459 (1977).
- R. J. Lad and V. E. Henrich, Photoemission study of the valence-band electronic structure in , and single crystals, Phys. Rev. B 39, 13478 (1989).
- Z. Zhu, Y. Shi, C. Aruta, and N. Yang, Improving electronic conductivity and oxygen reduction activity in Sr-doped lanthanum cobaltite thin films: Cobalt valence state and electronic band structure effects, ACS Appl. Energy Mater. 1, 5308 (2018).
- D. Ensling, A. Thißen, Y. Gassenbauer, A. Klein, and W. Jaegermann, In–situ preparation and analysis of functional oxides, Adv. Eng. Mater. 7, 945 (2005).
- C. Lohaus, J. Morasch, J. Brötz, A. Klein, and W. Jaegermann, Investigations on RF-magnetron sputtered thin films regarding the solar energy conversion properties, J. Phys. D: Appl. Phys. 49, 155306 (2016).
- L. A. Isupova and I. P. Prosvirin, X-ray photoelectron spectroscopy investigation of perovskites (), prepared via a mechanochemical route, Russ. Chem. Bull. 62, 1564 (2013).
- R. P. Gupta and S. K. Sen, Calculation of multiplet structure of core p -vacancy levels. II, Phys. Rev. B 12, 15 (1975).
- J. Richter, P. Holtappels, T. Graule, T. Nakamura, and L. J. Gauckler, Materials design for perovskite SOFC cathodes, Monatsh. Chem. 140, 985 (2009).
- M. Abbate, F. M. F. de Groot, J. C. Fuggle, A. Fujimori, O. Strebel, F. Lopez, M. Domke, G. Kaindl, G. A. Sawatzky, M. Takano, Y. Takeda, H. Eisaki, and S. Uchida, Controlled-valence properties of and studied by soft-x-ray absorption spectroscopy, Phys. Rev. B 46, 4511 (1992).
- D. N. Mueller, M. L. Machala, H. Bluhm, and W. C. Chueh, Redox activity of surface oxygen anions in oxygen-deficient perovskite oxides during electrochemical reactions, Nat. Commun. 6, 6097 (2015).
- M. F. Hoedl, C. Ertural, R. Merkle, R. Dronskowski, and J. Maier, The orbital nature of electron holes in and implications for defect chemistry, J. Phys. Chem. C 126, 12809 (2022).
- S. Siol, J. C. Hellmann, S. D. Tilley, M. Graetzel, J. Morasch, J. Deuermeier, W. Jaegermann, and A. Klein, Band alignment engineering at /ZnO heterointerfaces, ACS Appl. Mater. Interfaces 8, 21824 (2016).
- S. A. Chambers, T. Droubay, T. C. Kaspar, M. Gutowski, and M. van Schilfgaarde, Accurate valence band maximum determination for (001), Surf. Sci. 554, 81 (2004).
- R. Schafranek, S. Payan, M. Maglione, and A. Klein, Barrier heights at (Ba,/Pt interfaces studied by photoemission, Phys. Rev. B 77, 195310 (2008).
- S. A. Chambers, T. Ohsawa, C. M. Wang, I. Lyubinetsky, and J. E. Jaffe, Band offsets at the epitaxial anatase /n-(001) interface, Surf. Sci. 603, 771 (2009).
- R. Schafranek, S. Li, F. Chen, W. Wu, and A. Klein, interface: Energy band alignment and its relation to the limits of Fermi level variation, Phys. Rev. B 84, 045317 (2011).
- R. Schafranek, J. D. Baniecki, M. Ishii, Y. Kotaka, and K. Kurihara, The (001) interface: Commutativity of energy band discontinuities, New J. Phys. 15, 053014 (2013).
- S. Balaz, Z. Zeng, and L. J. Brillson, Heterojunction band offsets and dipole formation at interfaces, J. Appl. Phys. 114, 183701 (2013).
- T. Yajima, Y. Hikita, M. Minohara, C. Bell, J. A. Mundy, L. F. Kourkoutis, D. A. Muller, H. Kumigashira, M. Oshima, and H. Y. Hwang, Controlling band alignments by artificial interface dipoles at perovskite heterointerfaces, Nat. Commun. 6, 6759 (2015).
- S. A. Chambers, T. C. Kaspar, A. Prakash, G. Haugstad, and B. Jalan, Band alignment at epitaxial (001) and (001) heterojunctions, Appl. Phys. Lett. 108, 152104 (2016).
- R. Giesecke, R. Hertwig, T. Bayer, C. A. Randall, and A. Klein, Modification of the schottky barrier height at the cathode during resistance degradation of Fe-doped , J. Am. Ceram. Soc. 100, 4590 (2017).
- S. Li, F. Chen, R. Schafranek, T. J. M. Bayer, K. Rachut, A. Fuchs, S. Siol, M. Weidner, M. Hohmann, V. Pfeifer, J. Morasch, C. Ghinea, E. Arveux, R. Günzler, J. Gassmann, C. Körber, Y. Gassenbauer, F. Säuberlich, G. Venkata Rao, and S. Payan et al., Intrinsic energy band alignment of functional oxides, Phys. Status Solidi RRL 8, 571 (2014).
- S. Li, J. Morasch, A. Klein, C. Chirila, L. Pintilie, L. Jia, K. Ellmer, M. Naderer, K. Reichmann, M. Gröting, and K. Albe, Influence of orbital contributions to the valence band alignment of , and , Phys. Rev. B 88, 045428 (2013).
- A. Walsh, D. J. Payne, R. G. Egdell, and G. W. Watson, Stereochemistry of post-transition metal oxides: Revision of the classical lone pair model, Chem. Soc. Rev. 40, 4455 (2011).
- https://tudatalib.ulb.tu-darmstadt.de/handle/tudatalib/4685.
- A. Klein, T. Mayer, A. Thissen, and W. Jaegermann, Photoelectron spectroscopy in materials science and physical chemistry: Analysis of composition, chemical bonding and electronic structure of surfaces and interfaces, in Methods in Physical Chemistry Vol. 2, edited by R. Schäfer and P. C. Schmidt (Wiley-VCH, Weinheim, 2012).