- Open Access
Holographic Origin of Maximization and Higher-Derivative
Phys. Rev. Lett. 137, 081602 – Published 18 August, 2026
DOI: https://doi.org/10.1103/nrlq-ktd1
Abstract
We develop a consistent partially off-shell framework for evaluating higher-derivative actions of five-dimensional gauged supergravity with Abelian vector multiplets on . Using the superconformal formalism, we show that the resulting holographic expression reproduces the trial -anomaly coefficient of the dual conformal field theory, identifying the supergravity equations of motion with maximization. We present an exact correspondence between Chern-Simons couplings and the anomaly polynomial of the boundary theory. We illustrate our proposal by applying it to all known two- and four-derivative actions, including the “off-diagonal” invariants never before considered in the gauged supergravity literature. Finally, we argue that all invariants beyond four derivative yield no genuinely new contributions to asymptotically BPS backgrounds, but instead reduce to linear combinations of the established two- and four-derivative actions.
Physics Subject Headings (PhySH)
Article Text
Supplemental Material
References (70)
- S. Cremonini, K. Hanaki, J. T. Liu, and P. Szepietowski, J. High Energy Phys. 12 (2009) 045.
- M. Baggio, N. Halmagyi, D. R. Mayerson, D. Robbins, and B. Wecht, J. High Energy Phys. 12 (2014) 042.
- N. Bobev, K. Hristov, and V. Reys, J. High Energy Phys. 04 (2021) 088.
- J. T. Liu and R. J. Saskowski, J. High Energy Phys. 05 (2022) 171.
- N. Bobev, V. Dimitrov, V. Reys, and A. Vekemans, Phys. Rev. D 106, L121903 (2022).
- D. Cassani, A. Ruipérez, and E. Turetta, J. High Energy Phys. 11 (2022) 059.
- G. Gold, J. Hutomo, S. Khandelwal, M. Ozkan, Y. Pang, and G. Tartaglino-Mazzucchelli, Phys. Rev. Lett. 131, 251603 (2023).
- D. Cassani, A. Ruipérez, and E. Turetta, J. High Energy Phys. 06 (2023) 203.
- D. Cassani, A. Ruipérez, and E. Turetta, J. High Energy Phys. 05 (2024) 276.
- L. Ma, P.-J. Hu, Y. Pang, and H. Lu, Phys. Rev. D 110, L021901 (2024).
- V. Pestun, Commun. Math. Phys. 313, 71 (2012).
- V. Pestun et al., J. Phys. A 50, 440301 (2017).
By a mild abuse of terminology, we use the terms superconformal and off shell interchangeably when referring to the 5D supergravity formalism.
- M. Zucker, J. High Energy Phys. 08 (2000) 016.
- T. Kugo and K. Ohashi, Prog. Theor. Phys. 104, 835 (2000).
- T. Kugo and K. Ohashi, Prog. Theor. Phys. 105, 323 (2001).
- T. Fujita and K. Ohashi, Prog. Theor. Phys. 106, 221 (2001).
- E. Bergshoeff, T. de Wit, R. Halbersma, S. Cucu, M. Derix, and A. Van Proeyen, J. High Energy Phys. 06 (2001) 051.
- T. Kugo and K. Ohashi, Prog. Theor. Phys. 108, 1143 (2003).
- E. Bergshoeff, S. Cucu, T. De Wit, J. Gheerardyn, R. Halbersma, S. Vandoren, and A. Van Proeyen, J. High Energy Phys. 10 (2002) 045.
- M. Zucker, Fortschr. Phys. 51, 899 (2003).
- E. Bergshoeff, S. Cucu, T. de Wit, J. Gheerardyn, S. Vandoren, and A. Van Proeyen, Classical Quantum Gravity 21, 3015 (2004).
- K. Hanaki, K. Ohashi, and Y. Tachikawa, Prog. Theor. Phys. 117, 533 (2007).
- M. Ozkan and Y. Pang, J. High Energy Phys. 08 (2013) 042.
- D. Butter, S. M. Kuzenko, J. Novak, and G. Tartaglino-Mazzucchelli, J. High Energy Phys. 02 (2014) 111.
- M. Ozkan, J. High Energy Phys. 11 (2016) 157.
- G. Gold, J. Hutomo, S. Khandelwal, and G. Tartaglino-Mazzucchelli, Phys. Rev. D 107, 106013 (2023).
- G. Gold, J. Hutomo, S. Khandelwal, and G. Tartaglino-Mazzucchelli, J. High Energy Phys. 07 (2023) 221.
- S. M. Kuzenko and G. Tartaglino-Mazzucchelli, Nucl. Phys. B785, 34 (2007).
- S. M. Kuzenko and G. Tartaglino-Mazzucchelli, Phys. Lett. B 661, 42 (2008).
- S. M. Kuzenko and G. Tartaglino-Mazzucchelli, J. High Energy Phys. 02 (2008) 004.
- S. M. Kuzenko and G. Tartaglino-Mazzucchelli, J. High Energy Phys. 04 (2008) 032.
- S. M. Kuzenko and G. Tartaglino-Mazzucchelli, J. High Energy Phys. 06 (2008) 097.
- S. M. Kuzenko, J. Novak, and G. Tartaglino-Mazzucchelli, J. High Energy Phys. 10 (2014) 175.
- D. Z. Freedman and A. Van Proeyen, Supergravity (Cambridge University Press, Cambridge, England, 2012).
- E. Lauria and A. Van Proeyen, supergravity in , 5, 6 dimensions, in Lecture Notes in Physics (Springer, Cham, 2020), Vol. 966.
- S. M. Kuzenko, E. S. N. Raptakis, and G. Tartaglino-Mazzucchelli, Superspace approaches to supergravity, in Handbook of Quantum Gravity (Springer, Singapore, 2023).
- S. M. Kuzenko, E. S. N. Raptakis, and G. Tartaglino-Mazzucchelli, Covariant superspace approaches to supergravity, in Handbook of Quantum Gravity (Springer, Singapore, 2023).
- M. Ozkan, Y. Pang, and E. Sezgin, Phys. Rep. 1086, 1 (2024).
- E. Witten, Adv. Theor. Math. Phys. 2, 253 (1998).
- M. Henningson and K. Skenderis, J. High Energy Phys. 07 (1998) 023.
- Y. Tachikawa, Nucl. Phys. B733, 188 (2006).
- O. Aharony and Y. Tachikawa, J. High Energy Phys. 01 (2008) 037.
Here, “auxiliary” refers to fields without kinetic terms in the two-derivative theory.
- D. Anselmi, D. Z. Freedman, M. T. Grisaru, and A. A. Johansen, Nucl. Phys. B526, 543 (1998).
- K. A. Intriligator and B. Wecht, Nucl. Phys. B667, 183 (2003).
- D. Kutasov, A. Parnachev, and D. A. Sahakyan, J. High Energy Phys. 11 (2003) 013.
Our perspective is off shell and therefore intrinsically different from the approach of [42, 49], which are based on on-shell models where the gauge coupling to the hypermultiplet effectively plays the role of a Lagrange multiplier. The on-shell nature of the hypermultiplets in those constructions makes it difficult to extend the analysis beyond the two-derivative level. One can rather view our results as complementary to the geometric perspective of maximization in terms of the internal Sasakian volume, developed in [50, 51, 52].
- P. Szepietowski, J. High Energy Phys. 12 (2012) 018.
- D. Martelli, J. Sparks, and S.-T. Yau, Commun. Math. Phys. 268, 39 (2006).
- A. Butti and A. Zaffaroni, J. High Energy Phys. 11 (2005) 019.
- D. Martelli, J. Sparks, and S.-T. Yau, Commun. Math. Phys. 280, 611 (2008).
We leave the details of the spinorial representation of unspecified, except for its charge, as they play no role here. See Ref. [9] and references therein for details.
- S. Benvenuti, S. Franco, A. Hanany, D. Martelli, and J. Sparks, J. High Energy Phys. 06 (2005) 064.
- I. Bah, C. Beem, N. Bobev, and B. Wecht, J. High Energy Phys. 06 (2012) 005.
- C. Klare, A. Tomasiello, and A. Zaffaroni, J. High Energy Phys. 08 (2012) 061.
- D. Cassani, C. Klare, D. Martelli, A. Tomasiello, and A. Zaffaroni, Commun. Math. Phys. 327, 577 (2014).
- K. Hristov, S. Khandelwal, Y. Pang, and G. Tartaglino-Mazzucchelli (to be published).
By a standard abuse of notation, we denote the complete multiplet in the same way as its lowest component. The distinction should be evident from the context in a given discussion or a formula.
- See Supplemental Material at http://link.aps.org/supplemental/10.1103/nrlq-ktd1 for a review of the main ingredients of the two-derivative gauged supergravity theory and the terms in the four-derivative invariants which contribute to the computation of the trial -central charges on the AdS5 background for each of the Lagrangians considered in our Letter.
- M. Zucker, Nucl. Phys. B570, 267 (2000).
Note that classifying superconformal invariants by their derivative order is not unique. Because gauged supergravity contains a natural length scale , one may instead classify invariants according to their scaling in , which can be read off from Table 1 and Eq. (2). From this perspective, the invariant exhibits a scaling behavior distinct from that of the standard two-derivative action.
In the present convention for curvature, has a constant positive curvature.
- M. de Roo, A. Wiedemann, and E. Zijlstra, Classical Quantum Gravity 7, 1181 (1990).
- J. T. Liu, L. A. Pando Zayas, and D. Reichmann, J. High Energy Phys. 10 (2012) 034.
- B. Assel, D. Cassani, and D. Martelli, J. High Energy Phys. 11 (2014) 135.
- P. Benetti Genolini, J. P. Gauntlett, and J. Sparks, Phys. Rev. Lett. 131, 121602 (2023).
- D. Cassani, A. Ruipérez, and E. Turetta, J. High Energy Phys. 12 (2024) 086.
- E. Colombo, V. Dimitrov, D. Martelli, and A. Zaffaroni, arXiv:2502.15624.
- P. Benetti Genolini, J. P. Gauntlett, Y. Jiao, J. Park, and J. Sparks, J. High Energy Phys. 03 (2026) 080.