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    Ferroelectric LiNbO3 under finite electric displacement fields: Field-induced free-energy behaviors and structural phase transition

    Shaohui Qiu1 and Huaxiang Fu2,3

    Phys. Rev. B 113, 014102 – Published 5 January, 2026

    DOI: https://doi.org/10.1103/y4yw-6qwy

    Abstract

    Understanding how different structural phases interact differently (and/or similarly) with finite electric displacement D fields is of fundamental importance in determining the phase stability and field-induced properties, but little knowledge is known. Using a combination of analytic formulation and first-principles calculations, we investigate how different structural phases in ferroelectric Lithium Niobate (LiNbO3) interact with finite D fields. Three important (low-energy) structural phases are considered, which include the polar TO phase caused by soft transverse-optic (TO) phonon, the LO phase caused by soft longitudinal-optic (LO) phonon, and the nonpolar (nonP) phase. Our results reveal several key outcomes: (i) Different structural phases display interesting (and notably different) free-energy landscapes when they interact with finite D fields. While the LO phase exhibits dual free-energy minima at low D fields, the TO phase shows only a single free-energy minimum. (ii) The LO and TO phases show drastically different field-induced tunability of polarization. The polarization of the TO phase alters dramatically with the D field. In contrast, the polarization of the LO phase shows an unusual resistance to the D field. (iii) A pronounced phase transition is discovered in LiNbO3 under finite D fields (in which the solid transforms from a nonpolar phase to the polar TO phase), and the critical D field is determined to be 0.07 C/m2. The phase transition is found to be second order, and the free-energy barrier of phase transformation is shown to depend on the D field significantly. The physical origin underlying the profound differences in the field-induced responses between the LO and TO phases is provided, and is revealed to be dictated by the mode effective charge.

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