Reuse & Permissions

It is not necessary to obtain permission to reuse this article or its components as it is available under the terms of the Creative Commons Attribution 4.0 International license. This license permits unrestricted use, distribution, and reproduction in any medium, provided attribution to the author(s) and the published article's title, journal citation, and DOI are maintained. Please note that some figures may have been included with permission from other third parties. It is your responsibility to obtain the proper permission from the rights holder directly for these figures.

Export citation

Export citation

Choose format for download:

Download Citation
  • Open Access

Role played by electrons in the stress-strain curves of ideal crystalline solids

Margherita Marsili*, Elisa Damiani, Davide Dalle Ave, Gabriele Losi, and M. Clelia Righi†

  • Department of Physics and Astronomy, University of Bologna, Viale Carlo Berti Pichat 6/2, 40127 Bologna, Italy

  • *Contact author: margherita.marsili@unibo.it
  • †Contact author: clelia.righi@unibo.it

Phys. Rev. B 113, 184111 – Published 7 May, 2026

DOI: https://doi.org/10.1103/nb45-7js6

Abstract

The mechanical properties of a solid, which relate its deformation to external applied forces, are key factors in enabling or disabling the use of an otherwise optimal material in any application, strongly influencing also its service lifetime. Intrinsic crystal deformation mechanisms, investigated experimentally on single crystals with low dislocation densities, have been studied theoretically through atomistic simulations, mainly focusing on lattice-induced instabilities. Here, instead, we employ density functional theory and a thermodynamic analysis to probe and analyze the way in which the electronic charge of crystalline solids (Cu, Al and diamond) respond to uniaxial strain and affects their mechanical properties. Indeed, despite the very simple nature of our models, and in the presence of minimal atomic displacements, we find that the stress strain curves of Cu and Al deviate from a simple linear elastic behavior. Within a thermodynamics perspective, the features of such curves can be interpreted in terms of first- and second-order phase transitions, which originate from Van Hove singularities of the electronic density of states crossing the Fermi level and electron redistribution within the solid.

View figure in article

Physics Subject Headings (PhySH)

Article Text

Supplemental Material

References (55)

  1. W. Callister Jr. and D. Rethwisch, Materials Science and Engineering: An Introduction, 10th ed. (Wiley, New York, 2018).
  2. L. He, D. Polsin, S. Zhang, G. W. Collins, and N. Abdolrahim, Phase transformation path in aluminum under ramp compression; simulation and experimental study, Sci. Rep. 12, 18954 (2022).
  3. I. V. Bespalova, L. A. Teplyakova, and T. S. Kunitsyna, Localization of plastic deformation in aluminum single crystals at different scale levels, Russian Phys. J. 60, 502 (2017).
  4. K. Lion, P. Pavone, and C. Draxl, Elastic stability of Ga2O3: Addressing the β to α phase transition from first principles, Phys. Rev. Mater. 6, 013601 (2022).
  5. G. Grimvall, B. Magyari-Köpe, V. Ozoliņš, and K. A. Persson, Lattice instabilities in metallic elements, Rev. Mod. Phys. 84, 945 (2012).
  6. S. M.-M. Dubois, G.-M. Rignanese, T. Pardoen, and J.-C. Charlier, Ideal strength of silicon: An ab initio study, Phys. Rev. B 74, 235203 (2006).
  7. D. M. Clatterbuck, C. R. Krenn, M. L. Cohen, and J. W. Morris, Phonon instabilities and the ideal strength of aluminum, Phys. Rev. Lett. 91, 135501 (2003).
  8. D. Roundy, C. R. Krenn, M. L. Cohen, and J. W. M. Jr., The ideal strength of tungsten, Philos. Mag. A 81, 1725 (2001).
  9. C. Jiang and S. G. Srinivasan, Unexpected strain-stiffening in crystalline solids, Nature (London) 496, 339 (2013).
  10. B. Li, Y. Ding, W. Yang, L. Wang, B. Zou, J. Shu, S. Sinogeikin, C. Park, G. Zou, and H. kwang Mao, Calcium with the β-tin structure at high pressure and low temperature, Proc. Natl. Acad. Sci. USA 109, 16459 (2012).
  11. X. Dong, A. Oganov, H. Cui, X.-F. Zhou, and H.-T. Wang, Electronegativity and chemical hardness of elements under pressure, Proc. Natl. Acad. Sci. USA 119, e2117416119 (2022).
  12. J. Hou, X. Wang, Q. Zhu, X. Shao, S. Qiu, X.-J. Weng, G. Yang, X. Dong, X.-F. Zhou, and Y. Tian, Chemical bonding between helium and fluorine under pressure, J. Am. Chem. Soc. 147, 33453 (2025).
  13. B. H. Cogollo-Olivo, S. Biswas, S. Scandolo, and J. A. Montoya, Phase diagram of oxygen at extreme pressure and temperature conditions: An ab initio study, Phys. Rev. B 98, 094103 (2018).
  14. C. Marini, D. Chermisi, M. Lavagnini, D. Di Castro, C. Petrillo, L. Degiorgi, S. Scandolo, and P. Postorino, High-pressure phases of crystalline tellurium: A combined Raman and ab initio study, Phys. Rev. B 86, 064103 (2012).
  15. P. Giannozzi, S. Baroni, N. Bonini, M. Calandra, R. Car, C. Cavazzoni, D. Ceresoli, G. L. Chiarotti, M. Cococcioni, I. Dabo, A. D. Corso, S. de Gironcoli, S. Fabris, G. Fratesi, R. Gebauer, U. Gerstmann, C. Gougoussis, A. Kokalj, M. Lazzeri, L. Martin-Samos, et al., Quantum espresso: A modular and open-source software project for quantum simulations of materials, J. Phys.: Condens. Matter 21, 395502 (2009).
  16. P. Giannozzi, O. Andreussi, T. Brumme, O. Bunau, M. B. Nardelli, M. Calandra, R. Car, C. Cavazzoni, D. Ceresoli, M. Cococcioni, N. Colonna, I. Carnimeo, A. D. Corso, S. de Gironcoli, P. Delugas, R. A. DiStasio, A. Ferretti, A. Floris, G. Fratesi, G. Fugallo, et al., Advanced capabilities for materials modelling with Quantum espresso, J. Phys.: Condens. Matter 29, 465901 (2017).
  17. D. Vanderbilt, Soft self-consistent pseudopotentials in a generalized eigenvalue formalism, Phys. Rev. B 41, 7892 (1990).
  18. J. P. Perdew, K. Burke, and M. Ernzerhof, Generalized gradient approximation made simple, Phys. Rev. Lett. 77, 3865 (1996).
  19. A. M. Rappe, K. M. Rabe, E. Kaxiras, and J. D. Joannopoulos, Optimized pseudopotentials, Phys. Rev. B 41, 1227 (1990).
  20. See Supplemental Material at http://link.aps.org/supplemental/10.1103/nb45-7js6 for details of the structural modifications of the three solids, Gibbs free energy (and its first and second-order derivatives) plots, structural distortions and symmetry breaking analysis, elastic properties, strain calculations from 0–1% in 0.1% steps for Al, critical point location identification procedure, Al DOS evolution around the critical point εz∼3%, evolutions of Al Fermi level and DOS at the Fermi level with strain, Al band structures plotted along the X1−Z−Γ−X−P k path, evolution of charge density profiles related to relevant Kohn-Sham tates in Al, analysis of the character of the states associated with the band extrema crossing the Fermi level for Al.
  21. H. Hou, Z. Wen, Y. Zhao, L. Fu, N. Wang, and P. Han, First-principles investigations on structural, elastic, thermodynamic and electronic properties of Ni3X (X=Al, Ga and Ge) under pressure, Intermetallics 44, 110 (2014).
  22. F. Nestola, G. Zaffiro, M. L. Mazzucchelli, P. Nimis, G. B. Andreozzi, B. Periotto, F. Princivalle, D. Lenaz, L. Secco, L. Pasqualetto, A. M. Logvinova, N. V. Sobolev, A. Lorenzetti, and J. W. Harris, Diamond-inclusion system recording old deep lithosphere conditions at Udachnaya (Siberia), Sci. Rep. 9, 12586 (2019).
  23. G. N. Greaves, A. L. Greer, R. S. Lakes, and T. Rouxel, Poisson's ratio and modern materials, Nat. Mater. 10, 823 (2011).
  24. E. Güler and M. Güler, High pressure elastic properties of wurtzite aluminum nitrate, Chin. J. Phys. 52, 1625 (2014).
  25. E. Güler and M. Gueler, Elastic and mechanical properties of cubic diamond under pressure, Chin. J. Phys. 53, 195 (2015).
  26. X. Luo, Z. Liu, B. Xu, D. Yu, Y. Tian, H.-T. Wang, and J. He, Compressive strength of diamond from first-principles calculation, J. Phys. Chem. C 114, 17851 (2010).
  27. V. Romanova, R. Balokhonov, O. Zinovieva, D. Lychagin, E. Emelianova, and E. Dymnich, Mechanical aspects of nonhomogeneous deformation of aluminum single crystals under compression along [100] and [110] directions, Metals 12, 397 (2022).
  28. R. Becker, J. F. Butler, H. Hu, and L. A. Lalli, Analysis of an aluminum single crystal with unstable initial orientation (001) [110] in channel die compression, Metall. Trans. A 22, 45 (1991).
  29. A. S. Khan, J. Liu, J. W. Yoon, and R. Nambori, Strain rate effect of high purity aluminum single crystals: Experiments and simulations, Int. J. Plast. 67, 39 (2015).
  30. J. F. Bell and R. E. G. Jr., An experimental study of the double slip deformation hypothesis for face-centred cubic single crystals, Philos. Mag. 15, 469 (1967).
  31. S. Ha and K. Kim, Heterogeneous deformation of Al single crystal: Experiments and finite element analysis, Math. Mech. Solids 16, 652 (2011).
  32. F. Basson and J. Driver, Deformation banding mechanisms during plane strain compression of cube-oriented f.c.c. crystals, Acta Mater. 48, 2101 (2000).
  33. S. J. Blundell and K. M. Blundell, Concepts in Thermal Physics (Oxford University Press, Oxford, 2009).
  34. C. J. Thomson, Mathematical Statistical Mechanics (Princeton University Press, Princeton, NJ, 1972).
  35. S. Rossi, G. Biroli, M. Ozawa, G. Tarjus, and F. Zamponi, Finite-disorder critical point in the yielding transition of elastoplastic models, Phys. Rev. Lett. 129, 228002 (2022).
  36. A. Hjorth Larsen, J. Jørgen Mortensen, J. Blomqvist, et al., The atomic simulation environment—a python library for working with atoms, J. Phys.: Condens. Matter 29, 273002 (2017).
  37. A. Togo, K. Shinohara, and I. Tanaka, Spglib: A software library for crystal symmetry search, Sci. Technol. Adv. Mater.: Methods 4, 2384822 (2024).
  38. K.-W. Park and C. S. Kim, Deformation-induced charge redistribution in ceria thin film at room temperature, Acta Mater. 191, 70 (2020).
  39. M. Stachowicz, A. A. Huć, T. Porȩba, M. Mezouar, P. Dera, and K. Woźniak, Charge shift in calcite before high-pressure phase transition, J. Am. Chem. Soc. 148, 6860 (2026).
  40. Z. Li, Y. Fang, X. Ma, H. Pang, and F. Li, Charge redistribution at the antiferromagnetic phase transition in the SrFeAsF compound, Phys. Rev. B 84, 134509 (2011).
  41. J. Zhao, L. Xu, Y. Liu, Z. Yu, C. Li, Y. Wang, and Z. Liu, Isostructural phase transition in bismuth oxide chloride induced by redistribution of charge under high pressure, J. Phys. Chem. C 119, 27657 (2015).
  42. Y.-L. Liu, Y. Zhang, H.-B. Zhou, G.-H. Lu, and M. Kohyama, Theoretical strength and charge redistribution of fcc Ni in tension and shear, J. Phys.: Condens. Matter 20, 335216 (2008).
  43. S. Ogata, J. Li, and S. Yip, Ideal pure shear strength of aluminum and copper, Science 298, 807 (2002).
  44. N. Kioussis, M. Herbranson, E. Collins, and M. E. Eberhart, Topology of electronic charge density and energetics of planar faults in fcc metals, Phys. Rev. Lett. 88, 125501 (2002).
  45. H. Wu, H. Sun, and C. Chen, Unexpected structural softening of interstitial boron solid solution WB3+x, Appl. Phys. Lett. 105, 211901 (2014).
  46. C. Liu, X. Gao, K. Zhang, W. Zheng, and C. Chen, Exceptional strain strengthening and tuning of mechanical properties of TiN, Phys. Rev. B 106, 054112 (2022).
  47. Z. Pan, H. Sun, and C. Chen, Colossal shear-strength enhancement of low-density cubic BC2N by nanoindentation, Phys. Rev. Lett. 98, 135505 (2007).
  48. Q. Li, D. Zhou, W. Zheng, Y. Ma, and C. Chen, Anomalous stress response of ultrahard WBn compounds, Phys. Rev. Lett. 115, 185502 (2015).
  49. I. M. Lifshitz, Anomalies of electron characteristics of a metal in the high pressure region, Z. Eksp. Teor. Fiz. 38, 1569 (1960) [Sov. Phys. JETP 1130 (1960)].
  50. S. N. Gupta, A. Singh, K. Pal, D. V. Muthu, C. Shekhar, M. A. Elghazali, P. G. Naumov, S. A. Medvedev, C. Felser, U. V. Waghmare, and A. K. Sood, Pressure-induced Lifshitz and structural transitions in NbAs and TaAs: Experiments and theory, J. Phys.: Condens. Matter 30, 185401 (2018).
  51. S. N. Gupta, A. Singh, K. Pal, D. V. S. Muthu, C. Shekhar, Y. Qi, P. G. Naumov, S. A. Medvedev, C. Felser, U. V. Waghmare, and A. K. Sood, Pressure-induced Lifshitz transition in NbP: Raman, X-ray diffraction, electrical transport, and density functional theory, Phys. Rev. B 97, 064102 (2018).
  52. H. M. Noad, K. Ishida, Y. S. Li, E. Gati, V. Stangier, N. Kikugawa, D. A. Sokolov, M. Nicklas, B. Kim, I. I. Mazin, M. Garst, J. Schmalian, A. P. Mackenzie, and C. W. Hicks, Giant lattice softening at a Lifshitz transition in Sr2RuO4, Science 382, 447 (2023).
  53. T. Meissner, S. K. Goh, J. Haase, M. Richter, K. Koepernik, and H. Eschrig, Nuclear magnetic resonance at up to 10.1 GPa pressure detects an electronic topological transition in aluminum metal, J. Phys.: Condens. Matter 26, 015501 (2014).
  54. M. Wolloch, G. Levita, P. Restuccia, and M. C. Righi, Interfacial charge density and its connection to adhesion and frictional forces, Phys. Rev. Lett. 121, 026804 (2018).
  55. F. Iannone, F. Ambrosino, G. Bracco, M. De Rosa, A. Funel, G. Guarnieri, S. Migliori, F. Palombi, G. Ponti, G. Santomauro, and P. Procacci, CRESCO ENEA HPC clusters a working example of a multifabric GPFS Spectrum Scale layout, in 2019 International Conference on High Performance Computing Simulation (HPCS) (IEEE, Dublin, 2019), pp. 1051–1052.

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation