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    Topological metal-insulator transitions in one-dimensional non-Hermitian quasicrystals: Beyond PT symmetry

    Guangjie Zhang1,*, Bing Shao1,*, Longwen Zhou1,2,3,†, Jiangbin Gong4,5,6,‡, and Weiwei Zhu7,§

    • 1College of Physics and Optoelectronic Engineering, Ocean University of China, Qingdao 266100, China
    • 2Qingdao Key Laboratory of Advanced Optoelectronics, Qingdao 266100, China
    • 3Engineering Research Center of Advanced Marine Physical Instruments and Equipment of MOE, Qingdao 266100, China
    • 4Department of Physics, National University of Singapore, Singapore 117551, Singapore
    • 5Centre for Quantum Technologies, National University of Singapore, Singapore 117543, Singapore
    • 6MajuLab, CNRS-UCA-SU-NUS-NTU International Joint Research Unit, Singapore, Singapore
    • 7Center for Phononics and Thermal Energy Science, China-EU Joint Lab on Nanophononics, Shanghai Key Laboratory of Special Artificial Microstructure Materials and Technology, School of Physics Science and Engineering, Tongji University, Shanghai 200092, China

    • *These authors contributed equally to this work.
    • †Contact author: zhoulw13@u.nus.edu
    • ‡Contact author: phygj@nus.edu.sg
    • §Contact author: phyzhuw@tongji.edu.cn

    Phys. Rev. B 114, 305407 – Published 4 November, 2026

    DOI: https://doi.org/10.1103/l7zn-3zr3

    Abstract

    One-dimensional non-Hermitian quasicrystals with parity and time-reversal (PT) symmetry can simultaneously exhibit a localization-delocalization transition, a topological phase transition, and a PT-symmetry-breaking transition. This motivates us to investigate how the absence of PT symmetry impacts topological metal-insulator transitions in non-Hermitian quasicrystals. We propose a non-Hermitian quasiperiodic model that generally does not preserve PT symmetry but, in most parameter regions, hosts a generic triple-transition scenario encompassing localization, topological, and degeneracy-breaking transitions. These transitions can be understood within the dual momentum-space representation featuring asymmetric couplings. Specifically, the localization boundary is obtained from the dual momentum-space representation by comparing the Lyapunov exponent, or inverse localization length, of the reciprocal Aubry-André model with the nonreciprocal hopping-asymmetry ratio of the dual lattice. The accompanying topological transition is characterized by a point-gap winding number defined with respect to a reference energy inside the complex spectral gap, whereas the degeneracy-breaking transition is understood from the loss of the reciprocal n↔−n spectral symmetry. The system also exhibits a localization-delocalization transition analogous to that in the Hermitian case, which occurs without accompanying topological or degeneracy-breaking transitions. Our work extends the topological metal-insulator transitions previously studied in PT-symmetric systems to a more general class with a non-Hermitian setting and further reveals that non-Hermitian systems can host distinct types of localization behavior.

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