Topological metal-insulator transitions in one-dimensional non-Hermitian quasicrystals: Beyond symmetry
Phys. Rev. B 114, 305407 – Published 4 November, 2026
DOI: https://doi.org/10.1103/l7zn-3zr3
Abstract
One-dimensional non-Hermitian quasicrystals with parity and time-reversal () symmetry can simultaneously exhibit a localization-delocalization transition, a topological phase transition, and a -symmetry-breaking transition. This motivates us to investigate how the absence of symmetry impacts topological metal-insulator transitions in non-Hermitian quasicrystals. We propose a non-Hermitian quasiperiodic model that generally does not preserve symmetry but, in most parameter regions, hosts a generic triple-transition scenario encompassing localization, topological, and degeneracy-breaking transitions. These transitions can be understood within the dual momentum-space representation featuring asymmetric couplings. Specifically, the localization boundary is obtained from the dual momentum-space representation by comparing the Lyapunov exponent, or inverse localization length, of the reciprocal Aubry-André model with the nonreciprocal hopping-asymmetry ratio of the dual lattice. The accompanying topological transition is characterized by a point-gap winding number defined with respect to a reference energy inside the complex spectral gap, whereas the degeneracy-breaking transition is understood from the loss of the reciprocal spectral symmetry. The system also exhibits a localization-delocalization transition analogous to that in the Hermitian case, which occurs without accompanying topological or degeneracy-breaking transitions. Our work extends the topological metal-insulator transitions previously studied in -symmetric systems to a more general class with a non-Hermitian setting and further reveals that non-Hermitian systems can host distinct types of localization behavior.