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    Polarization-based indices in quantum many-body systems: Validity and extension beyond one dimension

    Yasuhiro Tada*

    • Quantum Matter Program, Graduate School of Advanced Science and Engineering, Hiroshima University, Higashihiroshima, Hiroshima 739-8530, Japan and Institute for Solid State Physics, University of Tokyo, Kashiwa 277-8581, Japan

    • *Contact author: ytada@hiroshima-u.ac.jp

    Phys. Rev. B 113, 235118 – Published 10 June, 2026

    DOI: https://doi.org/10.1103/kjxw-rnkr

    Abstract

    The expectation value of the twist operator has been widely used as a polarization-based index for gapped and gapless phases in interacting quantum many-body systems. Although numerous studies support this usage in specific settings, and rigorous results have established the validity of the criterion in important settings, the precise assumptions required for it to sharply distinguish gapped and gapless phases under more general conditions have not been fully clarified. In this work, we clarify the logical status of polarization-based indices by formulating symmetry-based statements under explicitly stated assumptions. We identify the role of ground-state degeneracy in the statements for gapped systems and clarify the distinct assumptions required to exclude gapless scenarios that could otherwise mimic gapped behavior in the thermodynamic limit. Building on this controlled framework, we construct a meaningful extension beyond one dimension, emphasizing that such an extension is nontrivial and cannot be obtained by a straightforward generalization of the one-dimensional twist operator. Our results delineate the regime in which polarization-based quantities are justified as sharply defined many-body indices.

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