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    Influence of spin-orbit interaction and self-consistency on quasiparticle electronic structure and exciton optical spectra beyond Tamm-Dancoff: The case of BaF2 and SrF2

    Jürgen Furthmüller1, Friedhelm Bechstedt1, Silvana Botti2, and Giancarlo Cappellini3,*

    • 1Institut für Festkörpertheorie und -optik, Friedrich-Schiller-Universität Jena, and ETSF, Max-Wien-Platz 1, D-07743 Jena, Germany
    • 2Research Center Future Energy Materials and Systems of the University Alliance Ruhr and Interdisciplinary Centre for Advanced Materials Simulation, Ruhr University Bochum, Universitätsstraße 150, D-44801 Bochum, Germany
    • 3Department of Physics, University of Cagliari and ETSF, Cittadella Universitaria di Monserrato, Strada Provinciale Monserrato-Sestu, Km 0.700, 09042 Monserrato (Ca), Italy

    • *Contact author: giancarlo.cappellini@dsf.unica.it

    Phys. Rev. B 112, 195112 – Published 13 November, 2025

    DOI: https://doi.org/10.1103/9k9g-2237

    Abstract

    The electronic and optical properties of the fluorides BaF2 and SrF2 with heavy metal ions Ba++ and Sr++, respectively, are studied using advanced theoretical methods across a wide energy range. The single-quasi-particle effects are described within a self-consistent treatment of the exchange-correlation self-energy in the GW approximation. Building on an improved starting point G0W0, where eigenfunctions and eigenvalues are obtained from a generalized Kohn-Sham scheme with the hybrid HSE06 functional, we iterate the eigenvalues in the Green's function Gn and/or the screened Coulomb potential Wn until convergence. Gaps are further opened in the self-consistent procedure. Spin-orbit interaction is taken into account. It particularly influences all interband transitions from the Ba 5p or Sr 4p valence bands into the lowest conduction bands in the photon energy region 15–24eV. Excitonic effects are included in the calculation of optical spectra by solving the Bethe-Salpeter equation within the GW framework. Moreover, to improve the results, we go beyond the Tamm-Dancoff approximation for the excitonic effects. The comparison with experimental spectra of the real and imaginary parts of the dielectric function shows that the combination of self-consistently treated quasiparticle effects, inclusion of spin-orbit coupling, and electron-hole interaction leads to excellent agreement with the measured spectra. Corrections beyond Tamm-Dancoff improve the spectra in the high-energy region.

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