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    Phase transitions of AV3Sb5 (A = K, Rb, Cs) kagome compounds studied by density functional calculations

    Hongwei Du, Zhenyi Jiang*, Xiaodong Zhang†, and Jiming Zheng‡

    • Shaanxi Key Laboratory for Theoretical Physics Frontiers, Institute of Modern Physics, Northwest University, Xi'an 710069, People's Republic of China

    • *Contact author: jiangzy@nwu.edu.cn
    • †Contact author: zhangxiaodong@nwu.edu.cn
    • ‡Contact author: zjm@nwu.edu.cn

    Phys. Rev. B 113, 064114 – Published 23 February, 2026

    DOI: https://doi.org/10.1103/4s6n-zb5y

    Abstract

    The precursor phenomenon of phase transitions is widely present in bulk materials, e.g., shape memory alloys, while it rarely observed in two-dimensional materials, especially in kagome lattice compounds AV3Sb5 (A = K, Rb, Cs). Our calculations with density-functional theory (DFT) indicated that the most stable structural unit of charge density wave (CDW) phases is a 2×2×2 supercell (called TTB, TTC, or TTD with local twofold symmetry) staggered inverse star-of-David pattern with interlayer π-phase shift in AV3Sb5 (A = K, Rb, Cs) compounds. The most stable TTBTATB, TTBTATC, and TTBTATD configurations with pseudo-2c stacking are energy-degenerate states in which every bilayer is an order state while the adjacent bilayers may adopt different orientations that lead to a disorder stacking along the out-of-plane direction. They are followed by the TTBTASA configuration with 2×2×4 stacking. The high-temperature metal phase transforms into 2×2×4-stack TTBTASA CDW phase with order-order type upon cooling (theoretically at 66 K for KV3Sb5), and then into the mixture of pseudo-2c-stacking TTBTATB, TTBTATC, and TTBTATD CDW configurations with order-disorder type (theoretically at 48 K for KV3Sb5). A precursor of first-order phase transition occurs (theoretically at 203 and 175 K for KV3Sb5andCsV3Sb5) upon cooling in AV3Sb5 (A = K, Rb, Cs) compounds, which comes from the in-plane contraction of vanadium atoms. The strong Fermi surface nesting effect plays a key role in inducing the formation of an in-plane 2×2 CDW superstructure. Our theoretical calculations can not only reasonably explain the phase transition behaviors, but also predict that there are precursor phenomena for kagome lattice compounds AV3Sb5 (A = K, Rb, Cs) upon cooling.

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