Reuse & Permissions

It is not necessary to obtain permission to reuse this article or its components as it is available under the terms of the Creative Commons Attribution 4.0 International license. This license permits unrestricted use, distribution, and reproduction in any medium, provided attribution to the author(s) and the published article's title, journal citation, and DOI are maintained. Please note that some figures may have been included with permission from other third parties. It is your responsibility to obtain the proper permission from the rights holder directly for these figures.

Export citation

Export citation

Choose format for download:

Download Citation
  • Open Access

Real critical exponents from the ε-expansion in an interacting U(1) model with non-Hermitian Z4 anisotropy

Eduard Naichuk1,2, Jeroen van den Brink1,3, and Flavio S. Nogueira1

Phys. Rev. B 113, 115157 – Published 27 March, 2026

DOI: https://doi.org/10.1103/4454-lq3b

Abstract

In quantum optics and condensed matter physics, non-Hermitian phenomena are often studied under the assumption of an open physical system. However, there are many examples of intrinsically non-Hermitian, though often PT-symmetric systems, which do not necessarily need to be characterized as open, where one usually speaks of gain and loss relative to an underlying environment. A particularly intriguing example with experimental consequences in the literature is QCD at finite density. Motivated by the existence of such inherently non-Hermitian systems, here we study the critical behavior of a U(1)-invariant Lagrangian perturbed by a complex, PT-symmetric Z4 anisotropy. We find real critical exponents both in the region of unbroken and broken PT symmetry. In the former the coupling constants for fixed points or lines are real, whereas in the latter they become complex. Importantly, the most stable fixed point corresponds to the flow at large distances towards an effectively Hermitian U(1) symmetric system. This constitutes an example where both the U(1) and the Hermitian character are emergent features of the theory. This tells us about the importance and physical meaning of some non-Hermitian systems beyond interpretations involving gain and loss.

View figure in article

Physics Subject Headings (PhySH)

Article Text

References (41)

  1. Z. G. Y. Ashida and M. Ueda, Non-Hermitian physics, Adv. Phys. 69, 249 (2020).
  2. C. M. Bender and S. Boettcher, Real spectra in non-Hermitian Hamiltonians having PT symmetry, Phys. Rev. Lett. 80, 5243 (1998).
  3. C. M. Bender, Introduction to PT-symmetric quantum theory, Contemp. Phys. 46, 277 (2005).
  4. C. M. Bender, S. F. Brandt, J.-H. Chen, and Q. Wang, Ghost busting: PT-symmetric interpretation of the Lee model, Phys. Rev. D 71, 025014 (2005).
  5. T. D. Lee, Some special examples in renormalizable field theory, Phys. Rev. 95, 1329 (1954).
  6. G. Barton, Introduction to Advanced Field Theory, Interscience Tracts on Physics and Astronomy (Interscience Publishers, New York, 1963).
  7. F. S. Nogueira and A. Sudbø, Deconfined quantum criticality and conformal phase transition in two-dimensional antiferromagnets, Europhys. Lett. 104, 56004 (2013).
  8. I. F. Herbut, Chiral symmetry breaking in three-dimensional quantum electrodynamics as fixed point annihilation, Phys. Rev. D 94, 025036 (2016).
  9. A. Nahum, J. T. Chalker, P. Serna, M. Ortuño, and A. M. Somoza, Deconfined quantum criticality, scaling violations, and classical loop models, Phys. Rev. X 5, 041048 (2015).
  10. B. Ihrig, N. Zerf, P. Marquard, I. F. Herbut, and M. M. Scherer, Abelian Higgs model at four loops, fixed-point collision, and deconfined criticality, Phys. Rev. B 100, 134507 (2019).
  11. H. Ma and Y.-C. He, Shadow of complex fixed point: Approximate conformality of q>4 Potts model, Phys. Rev. B 99, 195130 (2019).
  12. R. Ma and C. Wang, Theory of deconfined pseudocriticality, Phys. Rev. B 102, 020407 (2020).
  13. B. I. Halperin, T. C. Lubensky, and S.-k. Ma, First-order phase transitions in superconductors and smectic- liquid crystals, Phys. Rev. Lett. 32, 292 (1974).
  14. V. Gorbenko, S. Rychkov, and B. Zan, Walking, weak first-order transitions, and complex CFTs, J. High Energy Phys. 10 (2018) 108.
  15. C. M. Bender, PT symmetry: In Quantum and Classical Physics (World Scientific, Singapore, 2019).
  16. M. C. Ogilvie, M. A. Schindler, and S. T. Schindler, Exotic phases in finite-density Z3 theories, J. High Energy Phys. 03 (2025) 077.
  17. Z. Nussinov, M. C. Ogilvie, L. Pannullo, R. D. Pisarski, F. Rennecke, S. T. Schindler, and M. Winstel, Dilepton production from moaton quasiparticles, Phys. Rev. Lett. 135, 101904 (2025).
  18. M. E. Fisher, Yang-Lee edge singularity and ϕ3 field theory, Phys. Rev. Lett. 40, 1610 (1978).
  19. J. Cardy, Cut Reggeon field theory as a stochastic process, arXiv:2104.09735.
  20. J. L. Cardy and R. L. Sugar, Directed percolation and Reggeon field theory, J. Phys. A: Math. Gen. 13, L423 (1980).
  21. E. Naichuk, J. van den Brink, and F. S. Nogueira, Walking behavior induced by PT-symmetry breaking in a non-Hermitian xy model with clock anisotropy, Phys. Rev. B 110, 224505 (2024).
  22. J. V. José, L. P. Kadanoff, S. Kirkpatrick, and D. R. Nelson, Renormalization, vortices, and symmetry-breaking perturbations in the two-dimensional planar model, Phys. Rev. B 16, 1217 (1977).
  23. J. Hove and A. Sudbø, Criticality versus q in the (2+1)-dimensional Zq clock model, Phys. Rev. E 68, 046107 (2003).
  24. H. Shao, W. Guo, and A. W. Sandvik, Monte Carlo renormalization flows in the space of relevant and irrelevant operators: Application to three-dimensional clock models, Phys. Rev. Lett. 124, 080602 (2020).
  25. Y. Ashida, S. Furukawa, and M. Ueda, Parity-time-symmetric quantum critical phenomena, Nat. Commun. 8, 15791 (2017).
  26. J. Zinn-Justin, Quantum Field Theory and Critical Phenomena, International Series of Monographs on Physics (Oxford University Press, New York, 2021).
  27. G. 't Hooft, On the phase transition towards permanent quark confinement, Nucl. Phys. B 138, 1 (1978).
  28. S. Pujari, F. Alet, and K. Damle, Transitions to valence-bond solid order in a honeycomb lattice antiferromagnet, Phys. Rev. B 91, 104411 (2015).
  29. C. M. Bender, H. Jones, and R. Rivers, Dual PT-symmetric quantum field theories, Phys. Lett. B 625, 333 (2005).
  30. E. Naichuk, J. van den Brink, and F. S. Nogueira, Renormalization group flow and behavior of coupling constants for the interacting U(1) model with non-Hermitian Z4 anisotropy, Zenodo (2025), doi: 10.5281/zenodo.17404231.
  31. C. Wang, A. Nahum, M. A. Metlitski, C. Xu, and T. Senthil, Deconfined quantum critical points: Symmetries and dualities, Phys. Rev. X 7, 031051 (2017).
  32. A. Nahum, Note on Wess-Zumino-Witten models and quasiuniversality in 2+1 dimensions, Phys. Rev. B 102, 201116 (2020).
  33. V. Gorbenko, S. Rychkov, and B. Zan, Walking, weak first-order transitions, and complex CFTs II. Two-dimensional Potts model at Q>4, SciPost Phys. 5, 050 (2018).
  34. Y.-C. Tzeng, C.-Y. Ju, G.-Y. Chen, and W.-M. Huang, Hunting for the non-Hermitian exceptional points with fidelity susceptibility, Phys. Rev. Res. 3, 013015 (2021).
  35. Y.-T. Tu, I. Jang, P.-Y. Chang, and Y.-C. Tzeng, General properties of fidelity in non-Hermitian quantum systems with PT symmetry, Quantum 7, 960 (2023).
  36. C. Chen, L. Jin, and R.-B. Liu, Sensitivity of parameter estimation near the exceptional point of a non-Hermitian system, New J. Phys. 21, 083002 (2019).
  37. J. Wiersig, Petermann factors and phase rigidities near exceptional points, Phys. Rev. Res. 5, 033042 (2023).
  38. J. Kullig, J. Wiersig, and H. Schomerus, Generalized Petermann factor of non-Hermitian systems at exceptional points, Phys. Rev. Res. 7, 043246 (2025).
  39. C. Bender, V. Branchina, and E. Messina, Critical behavior of the PT-symmetric iϕ3 quantum field theory, Phys. Rev. D 87, 085029 (2013).
  40. H. Kleinert and V. Schulte-Frohlinde, Exact five-loop renormalization group functions of θ4-theory with O(N)-symmetric and cubic interactions. Critical exponents up to ε5, Phys. Lett. B 342, 284 (1995).
  41. J. Fröhlich, B. Simon, and T. Spencer, Infrared bounds, phase transitions and continuous symmetry breaking, Commun. Math. Phys. 50, 79 (1976).

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation