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    Step- and terrace-resolved crystal truncation rod scattering from vicinal surfaces under coherent heteroepitaxy

    Junlin Wu, Erqi Xu, Qihui Lin, Jiaqing Yue, Jiale Wang, Zihao Xu, and Guangxu Ju*

    • State Key Laboratory of Artificial Microstructure and Mesoscopic Physics, School of Physics, Peking University, Beijing 100871, People's Republic of China

    • *Contact author: gxju@pku.edu.cn

    Phys. Rev. B 113, 235309 – Published 16 June, 2026

    DOI: https://doi.org/10.1103/3jrv-t9df

    Abstract

    We develop a general theory of crystal truncation rod (CTR) scattering from vicinal surfaces with a coherently strained heteroepitaxial film. The formalism incorporates film-induced interference fringes, full elastic lattice distortion, terrace ordering, surface reconstruction, and real-time growth evolution within a unified description. Comparison between the Nagai model and the elasticity-based model shows that the lattice tilt is nearly identical in the two approaches, whereas the elasticity-based model predicts an additional triclinic deformation arising from shear strain. This deformation has little effect on specular CTRs but strongly modifies nonspecular rods, making them a sensitive probe of the full elastic state of coherent epitaxial films. We further show that the characteristic sensitivity of vicinal CTRs to terrace ordering, surface reconstruction, and terrace-resolved compositional modification remains robust in the presence of a coherent film. Representative calculations for InGaN/GaN demonstrate that the framework enables quantitative interpretation of both static and real-time CTR measurements and provides access to step- and terrace-resolved structural and kinetic information during heteroepitaxial growth.

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