Impact of defects, buffer-layer thickness, and substrate orientation on the optical properties of epitaxial germanium
Phys. Rev. Applied 25, 024061 – Published 19 February, 2026
DOI: https://doi.org/10.1103/s26s-23sh
Abstract
Germanium () has the potential to be incorporated into the next generation of electronic and optoelectronic devices due to its quasidirect band gap and high carrier mobility. With as the primary semiconductor, it is essential to engineer the energy-band structure and optical properties. To understand alterations in the band structure and variations in optical response, three distinct conditions were investigated via spectroscopic ellipsometry: defect density, buffer-layer thickness, and substrate orientation and offcut angles. As the threading-dislocation density in is increased from to , a characteristic redshift in the indirect and direct band gaps and optical critical points (CPs; , , , and ) was observed, along with a significant increase in the absorption onset. In the case of lattice-matched epitaxial on an buffer, the band gaps are redshifted with increasing thickness, which is attributed to surface local fields. A similar trend is observed in the direct-band-gap CPs ( and ), while the high-energy CPs ( and ) remain unchanged. Deviating from this trend, the sample grown on a ( offcut) substrate exhibits a redshift in its and CPs, which is attributed to superior growth quality due to the offcut substrate. In this case, it is observed that the on ( offcut) has the highest direct-band-gap CPs ( and ) and on ( offcut) has the lowest. In contrast, the on (110), with the highest unintentional doping of approximately , exhibits a high absorption onset, potentially compensating for the Burstein-Moss (BM) effect due to band-gap narrowing (BGN); however, the sample grown on a ( offcut) substrate exhibits a blueshift in its indirect band gap, which can be attributed to the BM effect overpowering the BGN effect. A significant redshift in the and CPs is observed with changes in substrate orientation, while the and CPs remain the same. Thus, our findings indicate that the optical response in the epitaxial layer is sensitive to defects, the buffer-layer thickness, and substrate orientation.