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    Impact of defects, buffer-layer thickness, and substrate orientation on the optical properties of epitaxial germanium

    Muntasir Mahdi1, Nina Hong2, Neha Singh2, and Mantu K. Hudait1,*

    • 1Advanced Devices and Sustainable Energy Laboratory (ADSEL), Bradley Department of Electrical and Computer Engineering, Virginia Tech, Blacksburg, Virginia 24061, USA
    • 2J.A. Woollam Co. Inc., Lincoln, Nebraska 68508, USA

    • *Contact author: mantu@vt.edu

    Phys. Rev. Applied 25, 024061 – Published 19 February, 2026

    DOI: https://doi.org/10.1103/s26s-23sh

    Abstract

    Germanium (Ge) has the potential to be incorporated into the next generation of electronic and optoelectronic devices due to its quasidirect band gap and high carrier mobility. With Ge as the primary semiconductor, it is essential to engineer the energy-band structure and optical properties. To understand alterations in the band structure and variations in optical response, three distinct conditions were investigated via spectroscopic ellipsometry: defect density, buffer-layer thickness, and substrate orientation and offcut angles. As the threading-dislocation density in Ge is increased from 5×103cm2 to 1010cm2, a characteristic redshift in the indirect and direct band gaps and optical critical points (CPs; E0, E0+Δ0, E1, and E1+Δ1) was observed, along with a significant increase in the absorption onset. In the case of lattice-matched epitaxial Ge on an AlAs buffer, the band gaps are redshifted with increasing AlAs thickness, which is attributed to surface local fields. A similar trend is observed in the direct-band-gap CPs (E0 and E0+Δ0), while the high-energy CPs (E1 and E1+Δ1) remain unchanged. Deviating from this trend, the Ge sample grown on a GaAs (100/6 offcut) substrate exhibits a redshift in its E0 and E0+Δ0 CPs, which is attributed to superior growth quality due to the 6 offcut substrate. In this case, it is observed that the Ge on GaAs (100/6 offcut) has the highest direct-band-gap CPs (E0 and E0+Δ0) and Ge on GaAs (100/2 offcut) has the lowest. In contrast, the Ge on GaAs (110), with the highest unintentional doping of approximately 1019, exhibits a high absorption onset, potentially compensating for the Burstein-Moss (BM) effect due to band-gap narrowing (BGN); however, the Ge sample grown on a GaAs (100/2 offcut) substrate exhibits a blueshift in its indirect band gap, which can be attributed to the BM effect overpowering the BGN effect. A significant redshift in the E0 and E0+Δ0 CPs is observed with changes in substrate orientation, while the E1 and E1+Δ1 CPs remain the same. Thus, our findings indicate that the optical response in the epitaxial Ge layer is sensitive to defects, the AlAs buffer-layer thickness, and substrate orientation.

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