Reuse & Permissions

It is not necessary to obtain permission to reuse this article or its components as it is available under the terms of the Creative Commons Attribution 4.0 International license. This license permits unrestricted use, distribution, and reproduction in any medium, provided attribution to the author(s) and the published article's title, journal citation, and DOI are maintained. Please note that some figures may have been included with permission from other third parties. It is your responsibility to obtain the proper permission from the rights holder directly for these figures.

Export citation

Export citation

Choose format for download:

Download Citation
  • Open Access

Computation and Verification of Spectra for Non-Hermitian Systems

Catherine Drysdale*

Matthew Colbrook†

Michael T. M. Woodley‡

  • *Contact author: c.drysdale@lancaster.ac.uk
  • †Contact author: mjc249@cam.ac.uk
  • ‡Contact author: mw2970@bath.ac.uk

Phys. Rev. Lett. 135, 170202 – Published 22 October, 2025

DOI: https://doi.org/10.1103/hf8s-v93b

Abstract

We establish a connection between quantum mechanics and computation, revealing fundamental limitations for algorithms computing spectra, especially in non-Hermitian settings. Introducing the concept of locally trivial pseudospectra, we show such assumptions are necessary for spectral computation. Locally trivial pseudospectra adapt dynamically to system energies, enabling spectral analysis across a broad class of challenging non-Hermitian problems. Exploiting this framework, we overcome a longstanding obstacle by computing the eigenvalues and eigenfunctions of the imaginary cubic oscillator HB=p2+ix3 with error bounds and no spurious modes—yielding, to our knowledge, the first such error-controlled result. We confirm, for instance, the 100th eigenvalue as 627.6947122484365113526737029011536…. Here, truncation-induced PT-symmetry breaking causes spurious eigenvalues—a pitfall our method avoids, highlighting the link between truncation and physics. Finally, we illustrate the approach’s generality via spectral computations for a range of physically relevant operators. This Letter provides a rigorous framework linking computational theory to quantum mechanics and offers a precise tool for spectral calculations with error bounds.

View figure in article

Physics Subject Headings (PhySH)

Article Text

Supplemental Material

References (99)

  1. P. A. M. Dirac, The Principles of Quantum Mechanics, 27 (Oxford University Press, New York, 1981).
  2. J. von Neumann, Mathematical Foundations of Quantum Mechanics (Princeton University Press, Princeton, NJ, 2018), Vol. 53.
  3. C. M. Bender and S. Boettcher, Phys. Rev. Lett. 80, 5243 (1998).
  4. P. Dorey, C. Dunning, and R. Tateo, J. Phys. A 34, 5679 (2001).
  5. E. Caliceti, S. Graffi, and M. Maioli, Commun. Math. Phys. 75, 51 (1980).
  6. C. M. Bender and K. A. Milton, J. Phys. A 32, L87 (1999).
  7. C. M. Bender, K. A. Milton, and V. M. Savage, Phys. Rev. D 62, 085001 (2000).
  8. C. M. Bender, P. N. Meisinger, and H. Yang, Phys. Rev. D 63, 045001 (2001).
  9. C. M. Bender and K. A. Milton, Phys. Rev. D 57, 3595 (1998).
  10. C. M. Bender, I. Cavero-Pelaez, K. A. Milton, and K. V. Shajesh, Phys. Lett. B 613, 97 (2005).
  11. C. M. Bender, D. C. Brody, and H. F. Jones, Phys. Rev. Lett. 89, 270401 (2002).
  12. C. M. Bender, Rep. Prog. Phys. 70, 947 (2007).
  13. C. M. Bender, PT Symmetry: In Quantum and Classical Physics (World Scientific, Singapore, 2019).
  14. A. Guo, G. J. Salamo, D. Duchesne, R. Morandotti, M. Volatier-Ravat, V. Aimez, G. A. Siviloglou, and D. N. Christodoulides, Phys. Rev. Lett. 103, 093902 (2009).
  15. C. E. Rüter, K. G. Makris, R. El-Ganainy, D. N. Christodoulides, M. Segev, and D. Kip, Nat. Phys. 6, 192 (2010).
  16. L. Feng, M. Ayache, J. Huang, Y.-L. Xu, M.-H. Lu, Y.-F. Chen, Y. Fainman, and A. Scherer, Science 333, 729 (2011).
  17. A. Regensburger, C. Bersch, M.-A. Miri, G. Onishchukov, D. N. Christodoulides, and U. Peschel, Nature (London) 488, 167 (2012).
  18. L. Xiao, T. Deng, K. Wang, Z. Wang, W. Yi, and P. Xue, Phys. Rev. Lett. 126, 230402 (2021).
  19. B. Peng, Ş. K. Özdemir, F. Lei, F. Monifi, M. Gianfreda, G. L. Long, S. Fan, F. Nori, C. M. Bender, and L. Yang, Nat. Phys. 10, 394 (2014).
  20. S. Bittner, B. Dietz, U. Günther, H. L. Harney, M. Miski-Oglu, A. Richter, and F. Schäfer, Phys. Rev. Lett. 108, 024101 (2012).
  21. F. Zhang, Y. Feng, X. Chen, L. Ge, and W. Wan, Phys. Rev. Lett. 124, 053901 (2020).
  22. S. Weimann, M. Kremer, Y. Plotnik, Y. Lumer, S. Nolte, K. G. Makris, M. Segev, M. C. Rechtsman, and A. Szameit, Nat. Mater. 16, 433 (2017).
  23. C. Shi, M. Dubois, Y. Chen, L. Cheng, H. Ramezani, Y. Wang, and X. Zhang, Nat. Commun. 7, 11110 (2016).
  24. Y. Aurégan and V. Pagneux, Phys. Rev. Lett. 118, 174301 (2017).
  25. N. Chtchelkatchev, A. A. Golubov, T. I. Baturina, and V. M. Vinokur, Phys. Rev. Lett. 109, 150405 (2012).
  26. J. Schindler, A. Li, M. C. Zheng, F. M. Ellis, and T. Kottos, Phys. Rev. A 84, 040101 (2011).
  27. N. Bender, S. Factor, J. D. Bodyfelt, H. Ramezani, D. N. Christodoulides, F. M. Ellis, and T. Kottos, Phys. Rev. Lett. 110, 234101 (2013).
  28. W. Cao, C. Wang, W. Chen, S. Hu, H. Wang, L. Yang, and X. Zhang, Nat. Nanotechnol. 17, 262 (2022).
  29. X. Yang, J. Li, Y. Ding, M. Xu, X.-F. Zhu, and J. Zhu, Phys. Rev. Lett. 128, 065701 (2022).
  30. C. M. Bender, B. K. Berntson, D. Parker, and E. Samuel, Am. J. Phys. 81, 173 (2013).
  31. C. Li, R. Yang, X. Huang, Q. Fu, Y. Fan, and F. Zhang, Phys. Rev. Lett. 132, 156601 (2024).
  32. M. B. Soley, C. M. Bender, and A. D. Stone, Phys. Rev. Lett. 130, 250404 (2023).
  33. Z. H. Musslimani, K. G. Makris, R. El-Ganainy, and D. N. Christodoulides, Phys. Rev. Lett. 100, 030402 (2008).
  34. Z. Zhang, Y. Zhang, J. Sheng, L. Yang, M.-A. Miri, D. N. Christodoulides, B. He, Y. Zhang, and M. Xiao, Phys. Rev. Lett. 117, 123601 (2016).
  35. Y. Chong, L. Ge, and A. D. Stone, Phys. Rev. Lett. 106, 093902 (2011).
  36. L. Xiao et al., Nat. Phys. 13, 1117 (2017).
  37. A. Banerjee, R. Sarkar, S. Dey, and A. Narayan, J. Phys. Condens. Matter 35, 333001 (2023).
  38. B. Zeng and T. Yu, Phys. Rev. Res. 5, 013003 (2023).
  39. E. J. Bergholtz, J. C. Budich, and F. K. Kunst, Rev. Mod. Phys. 93, 015005 (2021).
  40. D. C. Ohnmacht, V. Wilhelm, H. Weisbrich, and W. Belzig, Phys. Rev. Lett. 134, 156601 (2025).
  41. Y.-M. Hu, H.-Y. Wang, Z. Wang, and F. Song, Phys. Rev. Lett. 132, 050402 (2024).
  42. K. Yang, Z. Li, J. L. K. König, L. Rødland, M. Stålhammar, and E. J. Bergholtz, Rep. Prog. Phys. 87, 078002 (2024).
  43. C.-H. Liu and S. Chen, Phys. Rev. B 100, 144106 (2019).
  44. R. El-Ganainy, K. G. Makris, M. Khajavikhan, Z. H. Musslimani, S. Rotter, and D. N. Christodoulides, Nat. Phys. 14, 11 (2018).
  45. L. Feng, Z. J. Wong, R.-M. Ma, Y. Wang, and X. Zhang, Science 346, 972 (2014).
  46. H. Hodaei, M.-A. Miri, M. Heinrich, D. N. Christodoulides, and M. Khajavikhan, Science 346, 975 (2014).
  47. S. Assawaworrarit, X. Yu, and S. Fan, Nature (London) 546, 387 (2017).
  48. P.-Y. Chen and J. Jung, Phys. Rev. Appl. 5, 064018 (2016).
  49. Z.-P. Liu, J. Zhang, Ş. K. Özdemir, B. Peng, H. Jing, X.-Y. Lü, C.-W. Li, L. Yang, F. Nori, and Y.-x. Liu, Phys. Rev. Lett. 117, 110802 (2016).
  50. C. M. Bender, P. N. Meisinger, and Q. Wang, J. Phys. A 36, 1973 (2003).
  51. C. M. Bender, D. C. Brody, and H. F. Jones, Am. J. Phys. 71, 1095 (2003).
  52. C. M. Bender, D. C. Brody, and H. F. Jones, Phys. Rev. D 70, 025001 (2004).
  53. S. Bögli, P. Siegl, and C. Tretter, Commun. Part. Differ. Equ. 42, 1001 (2017).
  54. C. M. Bender, F. Cooper, P. N. Meisinger, and V. M. Savage, Phys. Lett. A 259, 224 (1999).
  55. A. Mostafazadeh, J. Phys. A 39, 10171 (2006).
  56. C. Handy, D. Khan, S. Okbagabir, and T. Yarahmad, J. Phys. A 36, 1623 (2003).
  57. A. C. Hansen, J. Am. Math. Soc. 24, 81 (2011).
  58. J. Ben-Artzi et al., arXiv:1508.03280.
  59. M. J. Colbrook, The foundations of infinite-dimensional spectral computations, Ph.D. thesis, University of Cambridge, 2020.
  60. S. N. Chandler-Wilde, R. Chonchaiya, and M. Lindner, J. Spectr. Theory 14, 719 (2024).
  61. See Supplemental Material at http://link.aps.org/supplemental/10.1103/hf8s-v93bfor proofs of the mathematical theorems, further descriptions of the methods, and further computational examples, which includes Refs. [62–68].
  62. T. Kato, J. Phys. Soc. Jpn. 4, 334 (1949).
  63. S. Zimmermann and U. Mertins, Z. Anal. Anwend. 14, 327 (1995).
  64. G. R. Barrenechea, L. Boulton, and N. Boussaid, SIAM J. Sci. Comput. 36, A2887 (2014).
  65. W. H. Press, W. T. Vetterling, S. A. Teukolsky, and B. P. Flannery, [fifth reference in Supplemental Material not already in paper] Numerical Recipes 3rd Edition: The Art of Scientific Computing (Cambridge University Press, Cambridge, England, 2007).
  66. P. W. Dondl, P. Dorey, and F. Rösler, Appl. Math. Res. Express 2017, 271 (2017).
  67. T. D. Tai, J. Differ. Equations 223, 351 (2006).
  68. E. B. Davies, J. Operator Theory 53, 225 (2005), https://www.jstor.org/stable/24715654.
  69. L. G. C. Lakkaraju, S. Ghosh, D. Sadhukhan, and A. Sen(De), Phys. Rev. A 106, 052425 (2022).
  70. Z. Eldredge, Z.-X. Gong, J. T. Young, A. H. Moosavian, M. Foss-Feig, and A. V. Gorshkov, Phys. Rev. Lett. 119, 170503 (2017).
  71. P. Schauß, M. Cheneau, M. Endres, T. Fukuhara, S. Hild, A. Omran, T. Pohl, C. Gross, S. Kuhr, and I. Bloch, Nature (London) 491, 87 (2012).
  72. L. N. Trefethen and M. Embree, Spectra and Pseudospectra (Princeton University Press, Princeton, NJ, 2005).
  73. S. Roch and B. Silbermann, J. Operator Theory 35, 241 (1996), https://www.jstor.org/stable/24718872.
  74. E. B. Davies, J. Operator Theory 43, 243 (2000), https://www.jstor.org/stable/24715241.
  75. D. Krejčiřík, P. Siegl, M. Tater, and J. Viola, J. Math. Phys. (N.Y.) 56, 103513 (2015).
  76. P. Siegl and D. Krejčiřík, Phys. Rev. D 86, 121702 (2012).
  77. T. Kato, Perturbation Theory for Linear Operators (Springer, Berlin, Heidelberg, 1995), 2nd ed., Vol. 132.
  78. A. Aslanyan and E. B. Davies, Numer. Math. 85, 525 (2000).
  79. R. Henry, Ann. Henri Poincaré 15, 2025 (2014).
  80. M. J. Colbrook, B. Roman, and A. C. Hansen, Phys. Rev. Lett. 122, 250201 (2019).
  81. A. Pazy, Semigroups of Linear Operators and Applications to Partial Differential Equations (Springer, New York, 1983), Vol. 44.
  82. C. M. Bender, S. Boettcher, and P. N. Meisinger, J. Math. Phys. (N.Y.) 40, 2201 (1999).
  83. Z. Wen and C. M. Bender, J. Phys. A 53, 375302 (2020).
  84. Z. Ye, M. Yang, and P.-Y. Chen, IEEE J. Electromagn. RF Microw. Med. Biol. 6, 196 (2021).
  85. P. H. Nardelli, N. Rubido, C. Wang, M. S. Baptista, C. Pomalaza-Raez, P. Cardieri, and M. Latva-aho, Eur. Phys. J. Special Topics 223, 2423 (2014).
  86. S. Galli, A. Scaglione, and Z. Wang, Proc. IEEE 99, 998 (2011).
  87. E. Benilov, S. O’Brien, and I. Sazonov, J. Fluid Mech. 497, 201 (2003).
  88. F. Fraternale, L. Domenicale, G. Staffilani, and D. Tordella, Phys. Rev. E 97, 063102 (2018).
  89. P. Papkovich, Dokl. Acad. Sci. USSR 27, 334 (1940).
  90. J. Fadle, Ingenieur-Archiv 11, 125 (1940).
  91. P. Shankar, Slow Viscous Flows (World Scientific, Singapore, 2007).
  92. K. G. Makris, R. El-Ganainy, D. N. Christodoulides, and Z. H. Musslimani, Phys. Rev. Lett. 100, 103904 (2008).
  93. N. Okuma, K. Kawabata, K. Shiozaki, and M. Sato, Phys. Rev. Lett. 124, 086801 (2020).
  94. A. E. Siegman et al., Mill Valley, CA, vol. 37, p. 169 (1986).
  95. A. Fox and T. Li, Proc. IEEE 51, 80 (1963).
  96. H. Landau, J. Opt. Soc. Am. 66, 525 (1976).
  97. L. G. Wright, P. Sidorenko, H. Pourbeyram, Z. M. Ziegler, A. Isichenko, B. A. Malomed, C. R. Menyuk, D. N. Christodoulides, and F. W. Wise, Nat. Phys. 16, 565 (2020).
  98. M. Nixon, O. Katz, E. Small, Y. Bromberg, A. A. Friesem, Y. Silberberg, and N. Davidson, Nat. Photonics 7, 919 (2013).
  99. M. J. Colbrook and A. C. Hansen, J. Eur. Math. Soc. 25, 4639 (2022).

Outline

Information

Sign In to Your Journals Account

Filter

Filter

Article Lookup

Enter a citation