- Open Access
Computation and Verification of Spectra for Non-Hermitian Systems
Phys. Rev. Lett. 135, 170202 – Published 22 October, 2025
DOI: https://doi.org/10.1103/hf8s-v93b
Abstract
We establish a connection between quantum mechanics and computation, revealing fundamental limitations for algorithms computing spectra, especially in non-Hermitian settings. Introducing the concept of locally trivial pseudospectra, we show such assumptions are necessary for spectral computation. Locally trivial pseudospectra adapt dynamically to system energies, enabling spectral analysis across a broad class of challenging non-Hermitian problems. Exploiting this framework, we overcome a longstanding obstacle by computing the eigenvalues and eigenfunctions of the imaginary cubic oscillator with error bounds and no spurious modes—yielding, to our knowledge, the first such error-controlled result. We confirm, for instance, the 100th eigenvalue as . Here, truncation-induced -symmetry breaking causes spurious eigenvalues—a pitfall our method avoids, highlighting the link between truncation and physics. Finally, we illustrate the approach’s generality via spectral computations for a range of physically relevant operators. This Letter provides a rigorous framework linking computational theory to quantum mechanics and offers a precise tool for spectral calculations with error bounds.
Physics Subject Headings (PhySH)
Article Text
Supplemental Material
References (99)
- P. A. M. Dirac, The Principles of Quantum Mechanics, 27 (Oxford University Press, New York, 1981).
- J. von Neumann, Mathematical Foundations of Quantum Mechanics (Princeton University Press, Princeton, NJ, 2018), Vol. 53.
- C. M. Bender and S. Boettcher, Phys. Rev. Lett. 80, 5243 (1998).
- P. Dorey, C. Dunning, and R. Tateo, J. Phys. A 34, 5679 (2001).
- E. Caliceti, S. Graffi, and M. Maioli, Commun. Math. Phys. 75, 51 (1980).
- C. M. Bender and K. A. Milton, J. Phys. A 32, L87 (1999).
- C. M. Bender, K. A. Milton, and V. M. Savage, Phys. Rev. D 62, 085001 (2000).
- C. M. Bender, P. N. Meisinger, and H. Yang, Phys. Rev. D 63, 045001 (2001).
- C. M. Bender and K. A. Milton, Phys. Rev. D 57, 3595 (1998).
- C. M. Bender, I. Cavero-Pelaez, K. A. Milton, and K. V. Shajesh, Phys. Lett. B 613, 97 (2005).
- C. M. Bender, D. C. Brody, and H. F. Jones, Phys. Rev. Lett. 89, 270401 (2002).
- C. M. Bender, Rep. Prog. Phys. 70, 947 (2007).
- C. M. Bender, PT Symmetry: In Quantum and Classical Physics (World Scientific, Singapore, 2019).
- A. Guo, G. J. Salamo, D. Duchesne, R. Morandotti, M. Volatier-Ravat, V. Aimez, G. A. Siviloglou, and D. N. Christodoulides, Phys. Rev. Lett. 103, 093902 (2009).
- C. E. Rüter, K. G. Makris, R. El-Ganainy, D. N. Christodoulides, M. Segev, and D. Kip, Nat. Phys. 6, 192 (2010).
- L. Feng, M. Ayache, J. Huang, Y.-L. Xu, M.-H. Lu, Y.-F. Chen, Y. Fainman, and A. Scherer, Science 333, 729 (2011).
- A. Regensburger, C. Bersch, M.-A. Miri, G. Onishchukov, D. N. Christodoulides, and U. Peschel, Nature (London) 488, 167 (2012).
- L. Xiao, T. Deng, K. Wang, Z. Wang, W. Yi, and P. Xue, Phys. Rev. Lett. 126, 230402 (2021).
- B. Peng, Ş. K. Özdemir, F. Lei, F. Monifi, M. Gianfreda, G. L. Long, S. Fan, F. Nori, C. M. Bender, and L. Yang, Nat. Phys. 10, 394 (2014).
- S. Bittner, B. Dietz, U. Günther, H. L. Harney, M. Miski-Oglu, A. Richter, and F. Schäfer, Phys. Rev. Lett. 108, 024101 (2012).
- F. Zhang, Y. Feng, X. Chen, L. Ge, and W. Wan, Phys. Rev. Lett. 124, 053901 (2020).
- S. Weimann, M. Kremer, Y. Plotnik, Y. Lumer, S. Nolte, K. G. Makris, M. Segev, M. C. Rechtsman, and A. Szameit, Nat. Mater. 16, 433 (2017).
- C. Shi, M. Dubois, Y. Chen, L. Cheng, H. Ramezani, Y. Wang, and X. Zhang, Nat. Commun. 7, 11110 (2016).
- Y. Aurégan and V. Pagneux, Phys. Rev. Lett. 118, 174301 (2017).
- N. Chtchelkatchev, A. A. Golubov, T. I. Baturina, and V. M. Vinokur, Phys. Rev. Lett. 109, 150405 (2012).
- J. Schindler, A. Li, M. C. Zheng, F. M. Ellis, and T. Kottos, Phys. Rev. A 84, 040101 (2011).
- N. Bender, S. Factor, J. D. Bodyfelt, H. Ramezani, D. N. Christodoulides, F. M. Ellis, and T. Kottos, Phys. Rev. Lett. 110, 234101 (2013).
- W. Cao, C. Wang, W. Chen, S. Hu, H. Wang, L. Yang, and X. Zhang, Nat. Nanotechnol. 17, 262 (2022).
- X. Yang, J. Li, Y. Ding, M. Xu, X.-F. Zhu, and J. Zhu, Phys. Rev. Lett. 128, 065701 (2022).
- C. M. Bender, B. K. Berntson, D. Parker, and E. Samuel, Am. J. Phys. 81, 173 (2013).
- C. Li, R. Yang, X. Huang, Q. Fu, Y. Fan, and F. Zhang, Phys. Rev. Lett. 132, 156601 (2024).
- M. B. Soley, C. M. Bender, and A. D. Stone, Phys. Rev. Lett. 130, 250404 (2023).
- Z. H. Musslimani, K. G. Makris, R. El-Ganainy, and D. N. Christodoulides, Phys. Rev. Lett. 100, 030402 (2008).
- Z. Zhang, Y. Zhang, J. Sheng, L. Yang, M.-A. Miri, D. N. Christodoulides, B. He, Y. Zhang, and M. Xiao, Phys. Rev. Lett. 117, 123601 (2016).
- Y. Chong, L. Ge, and A. D. Stone, Phys. Rev. Lett. 106, 093902 (2011).
- L. Xiao et al., Nat. Phys. 13, 1117 (2017).
- A. Banerjee, R. Sarkar, S. Dey, and A. Narayan, J. Phys. Condens. Matter 35, 333001 (2023).
- B. Zeng and T. Yu, Phys. Rev. Res. 5, 013003 (2023).
- E. J. Bergholtz, J. C. Budich, and F. K. Kunst, Rev. Mod. Phys. 93, 015005 (2021).
- D. C. Ohnmacht, V. Wilhelm, H. Weisbrich, and W. Belzig, Phys. Rev. Lett. 134, 156601 (2025).
- Y.-M. Hu, H.-Y. Wang, Z. Wang, and F. Song, Phys. Rev. Lett. 132, 050402 (2024).
- K. Yang, Z. Li, J. L. K. König, L. Rødland, M. Stålhammar, and E. J. Bergholtz, Rep. Prog. Phys. 87, 078002 (2024).
- C.-H. Liu and S. Chen, Phys. Rev. B 100, 144106 (2019).
- R. El-Ganainy, K. G. Makris, M. Khajavikhan, Z. H. Musslimani, S. Rotter, and D. N. Christodoulides, Nat. Phys. 14, 11 (2018).
- L. Feng, Z. J. Wong, R.-M. Ma, Y. Wang, and X. Zhang, Science 346, 972 (2014).
- H. Hodaei, M.-A. Miri, M. Heinrich, D. N. Christodoulides, and M. Khajavikhan, Science 346, 975 (2014).
- S. Assawaworrarit, X. Yu, and S. Fan, Nature (London) 546, 387 (2017).
- P.-Y. Chen and J. Jung, Phys. Rev. Appl. 5, 064018 (2016).
- Z.-P. Liu, J. Zhang, Ş. K. Özdemir, B. Peng, H. Jing, X.-Y. Lü, C.-W. Li, L. Yang, F. Nori, and Y.-x. Liu, Phys. Rev. Lett. 117, 110802 (2016).
- C. M. Bender, P. N. Meisinger, and Q. Wang, J. Phys. A 36, 1973 (2003).
- C. M. Bender, D. C. Brody, and H. F. Jones, Am. J. Phys. 71, 1095 (2003).
- C. M. Bender, D. C. Brody, and H. F. Jones, Phys. Rev. D 70, 025001 (2004).
- S. Bögli, P. Siegl, and C. Tretter, Commun. Part. Differ. Equ. 42, 1001 (2017).
- C. M. Bender, F. Cooper, P. N. Meisinger, and V. M. Savage, Phys. Lett. A 259, 224 (1999).
- A. Mostafazadeh, J. Phys. A 39, 10171 (2006).
- C. Handy, D. Khan, S. Okbagabir, and T. Yarahmad, J. Phys. A 36, 1623 (2003).
- A. C. Hansen, J. Am. Math. Soc. 24, 81 (2011).
- J. Ben-Artzi et al., arXiv:1508.03280.
- M. J. Colbrook, The foundations of infinite-dimensional spectral computations, Ph.D. thesis, University of Cambridge, 2020.
- S. N. Chandler-Wilde, R. Chonchaiya, and M. Lindner, J. Spectr. Theory 14, 719 (2024).
- See Supplemental Material at http://link.aps.org/supplemental/10.1103/hf8s-v93bfor proofs of the mathematical theorems, further descriptions of the methods, and further computational examples, which includes Refs. [62–68].
- T. Kato, J. Phys. Soc. Jpn. 4, 334 (1949).
- S. Zimmermann and U. Mertins, Z. Anal. Anwend. 14, 327 (1995).
- G. R. Barrenechea, L. Boulton, and N. Boussaid, SIAM J. Sci. Comput. 36, A2887 (2014).
- W. H. Press, W. T. Vetterling, S. A. Teukolsky, and B. P. Flannery, [fifth reference in Supplemental Material not already in paper] Numerical Recipes 3rd Edition: The Art of Scientific Computing (Cambridge University Press, Cambridge, England, 2007).
- P. W. Dondl, P. Dorey, and F. Rösler, Appl. Math. Res. Express 2017, 271 (2017).
- T. D. Tai, J. Differ. Equations 223, 351 (2006).
- E. B. Davies, J. Operator Theory 53, 225 (2005), https://www.jstor.org/stable/24715654.
- L. G. C. Lakkaraju, S. Ghosh, D. Sadhukhan, and A. Sen(De), Phys. Rev. A 106, 052425 (2022).
- Z. Eldredge, Z.-X. Gong, J. T. Young, A. H. Moosavian, M. Foss-Feig, and A. V. Gorshkov, Phys. Rev. Lett. 119, 170503 (2017).
- P. Schauß, M. Cheneau, M. Endres, T. Fukuhara, S. Hild, A. Omran, T. Pohl, C. Gross, S. Kuhr, and I. Bloch, Nature (London) 491, 87 (2012).
- L. N. Trefethen and M. Embree, Spectra and Pseudospectra (Princeton University Press, Princeton, NJ, 2005).
- S. Roch and B. Silbermann, J. Operator Theory 35, 241 (1996), https://www.jstor.org/stable/24718872.
- E. B. Davies, J. Operator Theory 43, 243 (2000), https://www.jstor.org/stable/24715241.
- D. Krejčiřík, P. Siegl, M. Tater, and J. Viola, J. Math. Phys. (N.Y.) 56, 103513 (2015).
- P. Siegl and D. Krejčiřík, Phys. Rev. D 86, 121702 (2012).
- T. Kato, Perturbation Theory for Linear Operators (Springer, Berlin, Heidelberg, 1995), 2nd ed., Vol. 132.
- A. Aslanyan and E. B. Davies, Numer. Math. 85, 525 (2000).
- R. Henry, Ann. Henri Poincaré 15, 2025 (2014).
- M. J. Colbrook, B. Roman, and A. C. Hansen, Phys. Rev. Lett. 122, 250201 (2019).
- A. Pazy, Semigroups of Linear Operators and Applications to Partial Differential Equations (Springer, New York, 1983), Vol. 44.
- C. M. Bender, S. Boettcher, and P. N. Meisinger, J. Math. Phys. (N.Y.) 40, 2201 (1999).
- Z. Wen and C. M. Bender, J. Phys. A 53, 375302 (2020).
- Z. Ye, M. Yang, and P.-Y. Chen, IEEE J. Electromagn. RF Microw. Med. Biol. 6, 196 (2021).
- P. H. Nardelli, N. Rubido, C. Wang, M. S. Baptista, C. Pomalaza-Raez, P. Cardieri, and M. Latva-aho, Eur. Phys. J. Special Topics 223, 2423 (2014).
- S. Galli, A. Scaglione, and Z. Wang, Proc. IEEE 99, 998 (2011).
- E. Benilov, S. O’Brien, and I. Sazonov, J. Fluid Mech. 497, 201 (2003).
- F. Fraternale, L. Domenicale, G. Staffilani, and D. Tordella, Phys. Rev. E 97, 063102 (2018).
- P. Papkovich, Dokl. Acad. Sci. USSR 27, 334 (1940).
- J. Fadle, Ingenieur-Archiv 11, 125 (1940).
- P. Shankar, Slow Viscous Flows (World Scientific, Singapore, 2007).
- K. G. Makris, R. El-Ganainy, D. N. Christodoulides, and Z. H. Musslimani, Phys. Rev. Lett. 100, 103904 (2008).
- N. Okuma, K. Kawabata, K. Shiozaki, and M. Sato, Phys. Rev. Lett. 124, 086801 (2020).
- A. E. Siegman et al., Mill Valley, CA, vol. 37, p. 169 (1986).
- A. Fox and T. Li, Proc. IEEE 51, 80 (1963).
- H. Landau, J. Opt. Soc. Am. 66, 525 (1976).
- L. G. Wright, P. Sidorenko, H. Pourbeyram, Z. M. Ziegler, A. Isichenko, B. A. Malomed, C. R. Menyuk, D. N. Christodoulides, and F. W. Wise, Nat. Phys. 16, 565 (2020).
- M. Nixon, O. Katz, E. Small, Y. Bromberg, A. A. Friesem, Y. Silberberg, and N. Davidson, Nat. Photonics 7, 919 (2013).
- M. J. Colbrook and A. C. Hansen, J. Eur. Math. Soc. 25, 4639 (2022).