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    Role of the Apical Oxygen in Cuprate High-Temperature Superconductors

    Samuel Vadnais1,2,*, Rémi Duchesne2, Kristjan Haule3, A.-M. S. Tremblay2, David Sénéchal2, and Benjamin Bacq-Labreuil4,2,†

    • *Contact author: samuel.vadnais@utoronto.ca
    • †Contact author: benjamin.bacq-labreuil@ipcms.unistra.fr

    Phys. Rev. Lett. 137, 146502 – Published 29 September, 2026

    DOI: https://doi.org/10.1103/d9cc-jnst

    Abstract

    Scanning tunneling microscopy measurements exploiting the natural superstructure modulation of the cuprate superconductor Bi2Sr2CaCu2O8+δ (Bi-2212) have revealed a possible correlation between the Cu-apical-O distance δapi and the superconducting order parameter mSC, as reported recently by O’Mahony et al. [On the electron pairing mechanism of copper-oxide high temperature superconductivity, Proc. Natl. Acad. Sci. U.S.A. 119, e2207449119 (2022)]. These observations were interpreted as evidence for a direct link between superconductivity and the charge-transfer gap, and more broadly revived the long-standing question of the role of apical oxygens in cuprate superconductivity. Using a combination of density-functional theory and cluster dynamical mean-field theory, we compute from first principles the variations of mSC induced solely by apical oxygen displacement in Bi2Sr2CuO6+δ, Bi-2212, and HgBa2CuO4+δ. The quantitative agreement between our calculations and experiments allows us to unambiguously attribute the observed variations of mSC to changes in δapi. We demonstrate, however, that these variations of mSC originate predominantly from changes in the effective hole-doping of the CuO2 planes, with negligible effect on the charge-transfer gap. The modest magnitude of the mSC modulation induced by apical-oxygen displacement alone warrants caution in interpreting correlations between Tc and δapi inferred from comparisons across different cuprate compounds. Our work demonstrates that the present ab initio framework can quantitatively resolve the influence of specific structural degrees of freedom on superconductivity in correlated oxides.

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